MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
Insider transactions at 51 companies
This page shows all SEC Form 4 filings attributed to MERRILL LYNCH, PIERCE, FENNER & SMITH INC.. Form 4 disclosures are required whenever a corporate insider — director, officer, or 10%+ shareholder — buys, sells, or receives company stock. Each row represents a separate reported transaction. All data is sourced directly from the SEC EDGAR public database.
NCV-PA
DNP
UTG
HRI
NAD
NZF
KYN
PTY
NMZ
GUT-PC
RNP
BTZ
MQY
PML
MYI
NQP
VMO
MUJ
PFN
MHD
VGM
VKQ
IQI
VCV
AVK
NXJ
VVR
MUA
VKI
EAD
PFL
NAN
BGT
EFR
AFB
NBH
PMO
PMM
FCT
VPV
ERC
NPV
VTN
MPA
WEA
PHD
FMN
DTF
PNI
GAB-RI
GDV-PK
| Company | Title | Type | Shares | Price | Value | Date |
|---|---|---|---|---|---|---|
| NMZ | Purchase | 1,000 | $10.32 | $10,320 | Dec 19, 2025 | |
| 0001232860 | Sale | 1 | $12.54 | $13 | Nov 7, 2025 | |
| NMZ | Sale | 190 | $10.62 | $2,018 | Oct 9, 2025 | |
| NZF | Purchase | 683 | $12.53 | $8,558 | Oct 3, 2025 | |
| NZF | Purchase | 197 | $12.40 | $2,443 | Sep 26, 2025 | |
| 0001232860 | Sale | 4,780 | $12.68 | $60,610 | Sep 25, 2025 | |
| NZF | Purchase | 1,400 | $11.81 | $16,534 | Aug 19, 2025 | |
| PNI | Purchase | 105 | $6.52 | $685 | Aug 11, 2025 | |
| PML | Purchase | 111 | $7.34 | $815 | Jul 2, 2025 | |
| 0001140392 | Sale | 512 | $7.88 | $4,035 | Jun 11, 2025 | |
| 0001170300 | Purchase | 75 | $5.30 | $398 | Jun 11, 2025 | |
| FMN | Sale | 12 | $10.94 | $131 | Apr 9, 2025 | |
| NZF | Purchase | 1 | $12.43 | $12 | Mar 11, 2025 | |
| NAN | Sale | 400 | $11.24 | $4,496 | Jan 17, 2025 | |
| NMZ | Purchase | 75 | $11.55 | $866 | Dec 3, 2024 | |
| NZF | Sale | 75 | $13.03 | $977 | Dec 3, 2024 | |
| 0001140392 | Sale | 100 | $9.92 | $992 | Nov 18, 2024 | |
| 0001223026 | Purchase | 285 | $9.46 | $2,696 | Nov 18, 2024 | |
| EFR | Sale | 28 | $13.14 | $368 | Aug 5, 2024 | |
| GUT-PC | Purchase | 263 | $23.75 | $6,246 | Jun 28, 2024 | |
| 0001258943 | Sale | 1,350 | $11.63 | $15,701 | Jun 5, 2023 | |
| MUA | Sale | 121 | $11.91 | $1,441 | Jun 27, 2022 | |
| FMN | Sale | 300 | $13.73 | $4,119 | Oct 9, 2019 | |
| VTN | Purchase | 200 | $13.73 | $2,746 | Aug 26, 2019 | |
| GDV-PK | Disposition | 293 | — | — | Jul 11, 2019 | |
| GUT-PC | Purchase | 4 | $0.04 | $0 | Apr 24, 2018 | |
| 0001258943 | Purchase | 3,450 | $14.11 | $48,680 | Jul 25, 2016 | |
| MUJ | Purchase | 224 | $16.17 | $3,622 | Jul 20, 2016 | |
| GUT-PC | Sale | 34 | $25.50 | $867 | Apr 4, 2016 | |
| GUT-PC | Sale | 200 | $25.38 | $5,076 | Dec 15, 2015 | |
| GDV-PK | Sale | 164 | $18.08 | $2,965 | Aug 25, 2015 | |
| PMM | Purchase | 398 | $7.80 | $3,104 | Jun 18, 2015 | |
| MUJ | Sale | 200 | $13.46 | $2,692 | Jun 10, 2015 | |
| 0001159039 | Purchase | 721 | $16.15 | $11,644 | Oct 16, 2014 | |
| GDV-PK | Sale | 1 | $21.38 | $21 | Sep 24, 2014 | |
| GDV-PK | Purchase | 1 | $21.72 | $22 | Jun 24, 2014 | |
| 0001166258 | Other | 722 | — | — | Mar 13, 2014 | |
| PMO | Sale | 900 | $11.32 | $10,188 | Mar 10, 2014 | |
| PMO | Purchase | 400 | $11.19 | $4,476 | Jan 27, 2014 | |
| 0001159040 | Purchase | 100 | $16.15 | $1,615 | Jan 7, 2014 | |
| 0001159040 | Other | 41 | — | — | Jan 2, 2014 | |
| 0001162030 | Sale | 5 | $11.80 | $59 | Jul 31, 2013 | |
| GDV-PK | Purchase | 600 | $24.40 | $14,640 | Jun 26, 2013 | |
| 0001074691 | Sale | 305 | $14.40 | $4,392 | Mar 26, 2013 | |
| 0001166258 | Sale | 500 | $16.51 | $8,255 | Nov 15, 2012 | |
| VKI | Other | 362 | — | — | May 24, 2012 | |
| VKI | Other | 44 | — | — | May 22, 2012 | |
| 0000912022 | Other | 256 | — | — | May 18, 2012 | |
| IQI | Sale | 300 | $13.95 | $4,185 | Apr 24, 2012 | |
| 0000825345 | Other | 1 | $25,000.00 | $25,000 | Apr 5, 2012 |