DTF TAX-FREE INCOME 2028 TERM FUND INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Grumhaus David D Jr. | President and CEO | Purchase | 1,400 | $11.34 | $15,876 | 6,652 | Aug 25, 2025 |
| Kahrer Mark G. | — | Purchase | 1,000 | $11.35 | $11,350 | 1,000 | Aug 15, 2025 |
| Grumhaus David D Jr. | President and CEO | Purchase | 2,500 | $10.70 | $26,750 | 5,014 | Apr 9, 2024 |
| JPMorgan Chase Bank, N.A. | — | Sale | 150 | — | — | — | Jul 31, 2023 |
| JPMorgan Chase Bank, N.A. | — | Sale | 250 | — | — | 150 | Jun 15, 2023 |
| Grumhaus David D Jr. | President and CEO | Purchase | 2,500 | $10.96 | $27,400 | 2,500 | Mar 24, 2023 |
| JPMorgan Chase Bank, N.A. | — | Sale | 250 | — | — | 400 | Nov 16, 2022 |
| WELLS FARGO & COMPANY/MN | — | Other | 650 | — | — | — | Nov 12, 2020 |
| LEONARD LISA | Vice President | Purchase | 250 | $12.36 | $3,090 | 250 | Oct 23, 2018 |
| HEANEY TIMOTHY M | VP & Chief Investment Officer | Purchase | 2,000 | $12.42 | $24,840 | 15,000 | Oct 11, 2018 |
| PETRISKO DANIEL | SVP and Assistant Secretary | Purchase | 1,200 | — | — | 1,200 | Apr 9, 2018 |
| HEANEY TIMOTHY M | VP & Chief Investment Officer | Purchase | 610 | $14.03 | $8,558 | 11,610 | Nov 30, 2017 |
| HEANEY TIMOTHY M | VP & Chief Investment Officer | Purchase | 1,660 | $14.50 | $24,070 | 11,000 | Nov 23, 2016 |
| Wells Fargo Municipal Capital Strategies, LLC | — | Other | 650 | — | — | — | Jan 8, 2016 |
| HEANEY TIMOTHY M | VP & Chief Investment Officer | Purchase | 1,210 | $14.38 | $17,400 | 8,000 | Jun 9, 2015 |
| HEANEY TIMOTHY M | VP & Chief Investment Officer | Purchase | 1,600 | $15.00 | $24,000 | 6,790 | Oct 6, 2014 |
| BURKE DONALD C | — | Purchase | 1,000 | $15.03 | $15,030 | 15,030 | Sep 29, 2014 |
| BANK OF AMERICA CORP /DE/ | — | Other | 836 | — | — | — | Sep 20, 2013 |
| HEANEY TIMOTHY M | VP & Chief Investment Offuicer | Purchase | 2,000 | $13.68 | $27,360 | 5,190 | Sep 11, 2013 |
| GENETSKI ROBERT J | — | Purchase | 150 | $15.33 | $2,300 | 150 | Nov 17, 2011 |
| McLoughlin Philip R | — | Purchase | 600 | $15.30 | $9,180 | 1,094 | Jul 8, 2011 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Purchase | 19 | $14.31 | $272 | 19 | Mar 2, 2011 |
| HEANEY TIMOTHY M | VP & Chief Investment Officer | Purchase | 2,190 | $14.30 | $31,317 | 3,190 | Dec 21, 2010 |
| McLoughlin Philip R | — | Purchase | 200 | $14.62 | $2,924 | 455 | Jan 4, 2010 |
| CONNER STEWART E | — | Purchase | 1,000 | $13.28 | $13,280 | 1,000 | May 15, 2009 |
| POLLARD CARL F | — | Purchase | 9,000 | $12.90 | $116,100 | 20,000 | May 13, 2009 |
| POLLARD CARL F | — | Purchase | 1,000 | $12.75 | $12,750 | 11,000 | May 8, 2009 |
| MCNAMARA GERALDINE M | — | Purchase | 300 | $11.76 | $3,528 | 1,700 | Mar 12, 2009 |
| HEANEY TIMOTHY M | VP & Chief Investment Officer | Purchase | 600 | $11.83 | $7,098 | 1,000 | Feb 24, 2009 |
| BEITTEL T BROOKS | Senior VP and Secretary | Purchase | 500 | $9.04 | $4,520 | 1,500 | Oct 10, 2008 |
| BEITTEL T BROOKS | Senior VP and Secretary | Purchase | 1,000 | $11.20 | $11,200 | 1,000 | Oct 7, 2008 |
| POLLARD CARL F | — | Purchase | 10,000 | $15.15 | $151,500 | 10,000 | Nov 13, 2006 |
| MORRIS EVERETT L | — | Purchase | 5,600 | $14.35 | $80,360 | 46,141 | Apr 26, 2006 |
| MORRIS EVERETT L | — | Purchase | 3,900 | $14.35 | $55,965 | 40,041 | Apr 24, 2006 |