PIMCO CORPORATE & INCOME OPPORTUNITY FUND — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| UBS Group AG | — | Other | 3,242 | — | — | — | Apr 17, 2024 |
| Vandecruze Grace | — | Purchase | 7,513 | $13.61 | $102,252 | 7,513 | Nov 22, 2023 |
| BANK OF AMERICA NA | — | Other | 796 | $24,000.00 | $19,104,000 | — | Sep 18, 2023 |
| BANK OF AMERICA CORP /DE/ | — | Purchase | 1 | $15.21 | $15 | — | Mar 13, 2020 |
| DAWSON CRAIG A | — | Sale | 2 | $18.51 | $37 | 186 | Dec 16, 2019 |
| Brigade Leveraged Capital Structures Fund Ltd. | — | Sale | 1,852 | — | — | — | Feb 27, 2015 |
| GROSS WILLIAM H | — | Sale | 6,708 | $16.75 | $112,359 | 1,022,333 | Feb 4, 2015 |
| GROSS WILLIAM H | — | Sale | 50,000 | $16.76 | $838,000 | 1,029,041 | Feb 3, 2015 |
| GROSS WILLIAM H | — | Sale | 6,630 | $16.78 | $111,251 | 1,079,041 | Feb 2, 2015 |
| GROSS WILLIAM H | — | Sale | 50,000 | $16.63 | $831,500 | 1,085,671 | Jan 30, 2015 |
| GROSS WILLIAM H | — | Disposition | 50,000 | $16.63 | $831,500 | 1,085,671 | Jan 30, 2015 |
| GROSS WILLIAM H | — | Sale | 25,685 | $16.75 | $430,224 | 1,135,671 | Jan 29, 2015 |
| GROSS WILLIAM H | — | Disposition | 25,685 | $16.75 | $430,224 | 1,135,671 | Jan 29, 2015 |
| GROSS WILLIAM H | — | Sale | 70,248 | $16.20 | $1,138,018 | — | Jan 16, 2015 |
| GROSS WILLIAM H | — | Disposition | 70,248 | $16.20 | $1,138,018 | — | Jan 16, 2015 |
| GROSS WILLIAM H | — | Sale | 70,246 | $15.91 | $1,117,614 | 70,248 | Jan 15, 2015 |
| GROSS WILLIAM H | — | Disposition | 70,246 | $15.91 | $1,117,614 | 70,249 | Jan 15, 2015 |
| GROSS WILLIAM H | — | Sale | 70,246 | $16.02 | $1,125,341 | 140,495 | Jan 14, 2015 |
| GROSS WILLIAM H | — | Disposition | 70,246 | $16.02 | $1,125,341 | 140,495 | Jan 14, 2015 |
| GROSS WILLIAM H | — | Sale | 70,246 | $16.16 | $1,135,175 | 210,741 | Jan 13, 2015 |
| GROSS WILLIAM H | — | Disposition | 70,246 | $16.16 | $1,135,175 | 210,741 | Jan 13, 2015 |
| GROSS WILLIAM H | — | Sale | 70,246 | $16.26 | $1,142,200 | 280,987 | Jan 12, 2015 |
| GROSS WILLIAM H | — | Disposition | 70,246 | $16.26 | $1,142,200 | 280,987 | Jan 12, 2015 |
| GROSS WILLIAM H | — | Purchase | 6,564 | $18.57 | $121,893 | 265,550 | Aug 22, 2014 |
| GROSS WILLIAM H | — | Purchase | 10,663 | $18.55 | $197,799 | 10,763 | Aug 20, 2014 |
| GROSS WILLIAM H | — | Purchase | 100 | $18.47 | $1,847 | 100 | Aug 19, 2014 |
| GROSS WILLIAM H | — | Purchase | 10,160 | $18.36 | $186,538 | 258,986 | Aug 15, 2014 |
| GROSS WILLIAM H | — | Purchase | 25,423 | $18.37 | $467,021 | 248,826 | Aug 14, 2014 |
| UBS AG | — | Purchase | 1 | — | — | 3,242 | Feb 25, 2014 |
| MANEY JOHN C | — | Sale | 1,410 | $18.25 | $25,733 | — | Jul 8, 2013 |
| GROSS WILLIAM H | — | Sale | 12,700 | $21.06 | $267,462 | — | May 17, 2013 |
| UBS AG | — | Other | 3 | — | — | 3,241 | Dec 7, 2012 |
| GROSS WILLIAM H | — | Purchase | 169,693 | $18.94 | $3,213,985 | 947,739 | Nov 15, 2012 |
| GROSS WILLIAM H | — | Purchase | 169,693 | $18.94 | $3,213,985 | 947,739 | Nov 15, 2012 |
| GROSS WILLIAM H | — | Purchase | 26,500 | $20.30 | $537,950 | 778,046 | Oct 15, 2012 |
| GROSS WILLIAM H | — | Purchase | 56,134 | $19.88 | $1,115,944 | 751,546 | Oct 11, 2012 |
| GROSS WILLIAM H | — | Purchase | 391,561 | $19.33 | $7,568,874 | 695,412 | Oct 10, 2012 |
| BANK OF AMERICA CORP /DE/ | — | Purchase | 300 | $17.18 | $5,154 | 500 | Dec 8, 2011 |
| BANK OF AMERICA CORP /DE/ | — | Sale | 2 | $17.16 | $34 | — | Oct 24, 2011 |
| Brigade Leveraged Capital Structures Fund Ltd. | — | Purchase | 270 | — | — | 1,852 | Jun 22, 2011 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Purchase | 3,000 | $20.03 | $60,090 | 3,000 | May 5, 2011 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Purchase | 604 | $20.02 | $12,092 | 604 | Apr 26, 2011 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Sale | 200 | $21.06 | $4,212 | — | Mar 24, 2011 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Sale | 700 | $20.30 | $14,210 | 6,525 | Mar 10, 2011 |
| BANK OF AMERICA CORP /DE/ | — | Purchase | 400 | $18.84 | $7,536 | 400 | Feb 28, 2011 |
| BANK OF AMERICA CORP /DE/ | — | Sale | 185 | $17.25 | $3,191 | 200 | Jan 27, 2011 |
| GROSS WILLIAM H | — | Purchase | 40,000 | $17.20 | $688,000 | 724,874 | Dec 28, 2010 |
| GROSS WILLIAM H | — | Purchase | 10,676 | $16.98 | $181,278 | 642,611 | Dec 27, 2010 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Sale | 850 | $16.02 | $13,617 | — | Dec 15, 2010 |
| GROSS WILLIAM H | — | Purchase | 16,237 | $15.87 | $257,681 | 303,851 | Dec 14, 2010 |