ADVENT CONVERTIBLE & INCOME FUND — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Stuebe Nancy E. | — | Purchase | 600 | $11.21 | $6,726 | 7,906 | May 1, 2025 |
| Stuebe Nancy E. | — | Purchase | 500 | $12.28 | $6,140 | 7,093 | Feb 14, 2025 |
| SEIZERT GERALD L | — | Purchase | 1 | $11.28 | $11 | 6,739 | Oct 17, 2024 |
| Stuebe Nancy E. | — | Purchase | 1,576 | $11.28 | $17,777 | 6,353 | Oct 17, 2024 |
| NYBERG RONALD | Trustee | Purchase | 3,671 | $11.28 | $41,409 | 14,657 | Oct 17, 2024 |
| MAITLAND TRACY V | CHAIRMAN, PRESIDENT & CEO | Purchase | 1,817 | $11.28 | $20,496 | 7,268 | Oct 17, 2024 |
| Barnes Randall C | — | Purchase | 3,785 | $11.28 | $42,695 | 15,140 | Oct 17, 2024 |
| Black Daniel | — | Purchase | 1,000 | $11.28 | $11,280 | 21,999 | Oct 17, 2024 |
| Huang Tony | V.P. & Assistant Secretary | Purchase | 2,300 | $11.28 | $25,944 | 9,400 | Oct 17, 2024 |
| Stuebe Nancy E. | — | Purchase | 500 | $11.71 | $5,855 | 4,552 | May 2, 2024 |
| Stuebe Nancy E. | — | Purchase | 400 | $11.86 | $4,744 | 3,933 | Feb 2, 2024 |
| MAITLAND TRACY V | CHAIRMAN, PRESIDENT & CEO | Sale | 7,163 | $11.17 | $80,011 | 34,087 | Dec 20, 2023 |
| Stuebe Nancy E. | — | Purchase | 400 | $10.25 | $4,100 | 3,423 | Nov 8, 2023 |
| Stuebe Nancy E. | — | Purchase | 375 | $11.84 | $4,440 | 2,922 | Aug 2, 2023 |
| MAITLAND TRACY V | CHAIRMAN, PRESIDENT & CEO | Sale | 10,000 | $11.68 | $116,800 | 60,298 | Jul 18, 2023 |
| ADVENT CAPITAL MANAGEMENT /DE/ | — | Sale | 19,048 | $11.72 | $223,243 | — | Jul 17, 2023 |
| Stuebe Nancy E. | — | Purchase | 0 | $11.55 | $3 | 2,819 | May 16, 2023 |
| Stuebe Nancy E. | — | Purchase | 345 | $11.59 | $3,999 | 2,473 | May 16, 2023 |
| Stuebe Nancy E. | — | Purchase | 400 | $12.36 | $4,944 | 2,050 | Jan 26, 2023 |
| Stuebe Nancy E. | — | Purchase | 450 | $10.71 | $4,820 | 1,605 | Oct 24, 2022 |
| Stuebe Nancy E. | — | Purchase | 275 | $12.84 | $3,531 | 1,104 | May 13, 2022 |
| Stuebe Nancy E. | — | Purchase | 258 | $14.68 | $3,787 | 816 | Mar 11, 2022 |
| Barnes Randall C | — | Purchase | 1,370 | $17.87 | $24,482 | 11,355 | Jan 13, 2022 |
| Barnes Randall C | — | Purchase | 1,000 | $18.20 | $18,200 | 9,985 | Jan 10, 2022 |
| SEIZERT GERALD L | — | Other | 1,500 | — | — | 1,500 | Jan 5, 2022 |
| Barnes Randall C | — | Purchase | 1,000 | $18.25 | $18,250 | 8,985 | Jan 4, 2022 |
| Barnes Randall C | — | Purchase | 1,000 | $17.75 | $17,750 | 7,985 | Dec 30, 2021 |
| MAITLAND TRACY V | CHAIRMAN, PRESIDENT & CEO | Sale | 50,000 | $17.89 | $894,500 | 144,298 | Dec 29, 2021 |
| ADVENT CAPITAL MANAGEMENT /DE/ | — | Sale | 50,000 | $17.89 | $894,500 | 103,048 | Dec 28, 2021 |
| SEIZERT GERALD L | — | Sale | 13,190 | $18.52 | $244,279 | 10,763 | Nov 22, 2021 |
| Stuebe Nancy E. | — | Purchase | 195 | $17.96 | $3,502 | 549 | Sep 20, 2021 |
| Barnes Randall C | — | Purchase | 640 | $18.17 | $11,629 | 6,986 | Jul 19, 2021 |
| SEIZERT GERALD L | — | Sale | 13,124 | $15.47 | $203,028 | 11,816 | Jan 31, 2020 |
| SEIZERT GERALD L | — | Sale | 27,072 | $15.49 | $419,345 | 7,024 | Jan 30, 2020 |
| SMART MICHAEL A | — | Purchase | 3 | $14.24 | $43 | 4,808 | Sep 10, 2019 |
| SMART MICHAEL A | — | Purchase | 4,697 | $14.24 | $66,885 | 4,805 | Sep 3, 2019 |
| SMART MICHAEL A | — | Sale | 367 | $14.95 | $5,487 | 108 | Apr 11, 2019 |
| SMART MICHAEL A | — | Sale | 1,500 | $14.50 | $21,750 | 1,508 | Feb 13, 2019 |
| SEIZERT GERALD L | — | Other | 22,356 | $13.72 | $306,724 | — | Jan 29, 2019 |
| MAITLAND TRACY V | Chairman, President & CEO | Purchase | 21,000 | $13.61 | $285,810 | 177,250 | Jan 16, 2019 |
| ADVENT CAPITAL MANAGEMENT /DE/ | — | Purchase | 21,000 | $13.61 | $285,810 | 136,000 | Jan 16, 2019 |
| ADVENT CAPITAL MANAGEMENT /DE/ | — | Purchase | 21,000 | $13.61 | $285,810 | 151,508 | Jan 16, 2019 |
| MAITLAND TRACY V | Chairman, President & CEO | Purchase | 21,000 | $13.61 | $285,810 | 192,758 | Jan 16, 2019 |
| MAITLAND TRACY V | Chairman, President & CEO | Purchase | 15,000 | $13.53 | $202,950 | 156,250 | Jan 9, 2019 |
| ADVENT CAPITAL MANAGEMENT /DE/ | — | Purchase | 15,000 | $13.53 | $202,950 | 115,000 | Jan 9, 2019 |
| SMART MICHAEL A | — | Sale | 140 | $12.43 | $1,740 | 3,000 | Dec 28, 2018 |
| MEDINA DEREK | — | Purchase | 2,500 | $12.55 | $31,375 | 7,000 | Dec 28, 2018 |
| SMART MICHAEL A | — | Sale | 260 | $12.28 | $3,193 | 3,140 | Dec 26, 2018 |
| MAITLAND TRACY V | Chairman, President & CEO | Purchase | 20,000 | $14.70 | $294,000 | 141,250 | Oct 10, 2018 |
| ADVENT CAPITAL MANAGEMENT /DE/ | — | Purchase | 20,000 | $14.70 | $294,000 | 100,000 | Oct 10, 2018 |