FIRST TRUST SENIOR FLOATING RATE INCOME FUND II — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| BOWEN JAMES A | — | Sale | 3,955 | $10.41 | $41,172 | — | Dec 16, 2024 |
| KADLEC THOMAS R | — | Sale | 719 | $11.83 | $8,510 | — | Dec 28, 2021 |
| HOUSEY WILLIAM A JR | — | Purchase | 200 | $11.63 | $2,326 | 3,103 | Sep 3, 2019 |
| FRIES SCOTT D | — | Purchase | 428 | $11.69 | $5,003 | 428 | Aug 29, 2019 |
| BOWEN JAMES A | — | Other | 1,000 | — | — | 3,955 | Jun 7, 2019 |
| HOUSEY WILLIAM A JR | — | Purchase | 250 | $12.28 | $3,070 | 1,250 | Jan 6, 2016 |
| BOWEN JAMES A | — | Purchase | 3,955 | $12.80 | $50,624 | 4,955 | Aug 24, 2015 |
| MCGAREL DAVID | Officer-Investment Adviser | Purchase | 2,000 | $13.72 | $27,440 | 2,000 | May 6, 2015 |
| LINDQUIST DANIEL J | Vice President | Purchase | 200 | $14.39 | $2,878 | 200 | Jan 25, 2012 |
| HOUSEY WILLIAM A JR | — | Purchase | 900 | $14.36 | $12,924 | 1,000 | Jun 15, 2011 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Purchase | 400 | $7.87 | $3,148 | 57,318 | Jan 23, 2009 |
| KADLEC THOMAS R | — | Purchase | 600 | $17.88 | $10,728 | 600 | Feb 17, 2006 |