Virtus Convertible & Income Fund — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| MCDANIEL CONNIE D | — | Purchase | 367 | $13.59 | $4,988 | 367 | Jun 16, 2025 |
| Oberto David J. | — | Disposition | 139 | $3.05 | $423 | — | Oct 6, 2023 |
| UBS Group AG | — | Other | 8,056 | — | — | — | Nov 3, 2022 |
| DeCotis Deborah A | — | Purchase | 989 | $5.03 | $4,975 | 989 | Mar 3, 2022 |
| McLoughlin Philip R | — | Purchase | 2,100 | $4.95 | $10,395 | 2,100 | Feb 25, 2022 |
| AYLWARD GEORGE R | President and CEO | Purchase | 8,821 | $5.67 | $50,015 | 8,821 | Dec 21, 2021 |
| MACLEOD JAMES S | — | Purchase | 12,892 | $5.94 | $76,578 | 13,892 | Oct 1, 2021 |
| Drummond F Ford | — | Purchase | 1,715 | $5.81 | $9,964 | 1,715 | Apr 29, 2021 |
| Rappaport Alan | — | Purchase | 1,000 | $5.86 | $5,860 | 2,000 | Apr 27, 2021 |
| UBS Group AG | — | Purchase | 50 | $5.88 | $294 | 273,222 | Feb 5, 2021 |
| Cogan Sarah E | — | Purchase | 1,800 | $5.70 | $10,260 | 1,800 | Aug 21, 2019 |
| UBS Group AG | — | Sale | 29 | $25.20 | $731 | 59 | Jun 17, 2019 |
| MACLEOD JAMES S | — | Purchase | 1,000 | $7.06 | $7,060 | 1,000 | Dec 20, 2017 |
| KASS JUSTIN | — | Sale | 410 | $6.99 | $2,866 | 12,246 | Jun 27, 2017 |
| KASS JUSTIN | — | Purchase | 3,000 | $6.46 | $19,380 | 10,164 | Sep 4, 2015 |
| FORSYTH DOUGLAS | — | Sale | 2,500 | $10.58 | $26,450 | — | Jun 25, 2014 |
| UBS AG | — | Purchase | 1 | — | — | 8,056 | Oct 18, 2013 |
| UBS AG | — | Other | 1 | — | — | 8,055 | Apr 16, 2013 |
| UBS AG | — | Other | 1 | — | — | 8,054 | Jan 29, 2013 |
| UBS AG | — | Other | 3 | — | — | 8,053 | Jul 25, 2012 |
| KASS JUSTIN | — | Purchase | 50 | $8.86 | $443 | 4,500 | Sep 7, 2011 |
| KASS JUSTIN | — | Sale | 18,610 | $11.07 | $206,008 | — | Mar 4, 2011 |
| KASS JUSTIN | — | Sale | 15,000 | $10.82 | $162,300 | 18,459 | Feb 7, 2011 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Purchase | 30 | $9.78 | $293 | 30 | Dec 15, 2010 |
| Rappaport Alan | — | Purchase | 1,000 | $9.69 | $9,690 | 1,000 | Sep 7, 2010 |
| UBS AG | — | Other | 8 | — | — | 7,834 | Aug 31, 2010 |
| John Matthew E | — | Purchase | 500 | $11.81 | $5,905 | 1,350 | Mar 11, 2008 |
| STICKNEY WILLIAM | — | Sale | 2,391 | $12.25 | $29,290 | — | Mar 7, 2008 |
| YEE MICHAEL | — | Purchase | 600 | $12.15 | $7,290 | 8,600 | Feb 14, 2008 |
| KASS JUSTIN | — | Purchase | 100 | $13.06 | $1,306 | 11,300 | Feb 13, 2008 |
| KASS JUSTIN | — | Purchase | 18,100 | $13.08 | $236,748 | 30,000 | Feb 13, 2008 |
| KASS JUSTIN | — | Purchase | 200 | $12.84 | $2,568 | 200 | Jan 28, 2008 |
| LEMESEVSKI ELIZABETH | — | Purchase | 300 | $11.75 | $3,525 | 300 | Aug 17, 2007 |
| ALTADONNA LAWRENCE G | Treasurer | Purchase | 1,100 | $13.65 | $15,015 | 1,100 | Aug 17, 2007 |
| LARRABEE NICOLE | — | Purchase | 300 | $13.29 | $3,987 | 300 | Aug 17, 2007 |
| ALTADONNA LAWRENCE G | Treasurer | Purchase | 1,100 | $13.65 | $15,015 | 1,100 | Aug 17, 2007 |
| LEMESEVSKI ELIZABETH | — | Purchase | 500 | $10.84 | $5,420 | 800 | Aug 16, 2007 |
| John Matthew E | — | Purchase | 300 | $11.04 | $3,312 | 300 | Aug 16, 2007 |
| YEE MICHAEL | — | Purchase | 1,000 | $10.88 | $10,880 | 8,000 | Aug 16, 2007 |
| FORSYTH DOUGLAS | — | Purchase | 4,300 | $11.95 | $51,385 | 15,000 | Aug 15, 2007 |
| STICKNEY WILLIAM | — | Purchase | 1,000 | $12.07 | $12,070 | 10,722 | Aug 15, 2007 |
| YEE MICHAEL | — | Purchase | 3,000 | $11.95 | $35,850 | 3,000 | Aug 15, 2007 |
| LARRABEE NICOLE | — | Purchase | 100 | $12.01 | $1,201 | 100 | Aug 15, 2007 |
| McCraw John | — | Purchase | 1,900 | $11.99 | $22,781 | 20,064 | Aug 15, 2007 |
| FORSYTH DOUGLAS | — | Purchase | 4,300 | $11.95 | $51,385 | 15,000 | Aug 15, 2007 |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L P | — | Sale | 63 | $16.45 | $1,034 | — | May 22, 2007 |
| YEE MICHAEL | — | Sale | 300 | $16.07 | $4,821 | — | Mar 27, 2007 |
| YEE MICHAEL | — | Sale | 300 | $16.07 | $4,821 | — | Mar 27, 2007 |