PIMCO Income Strategy Fund II — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| UBS Group AG | — | Other | 1,422 | — | — | — | Apr 17, 2024 |
| BANK OF AMERICA NA | — | Other | 318 | $23,562.50 | $7,492,875 | — | Sep 18, 2023 |
| Cogan Sarah E | — | Purchase | 1,000 | $10.78 | $10,780 | 1,000 | Jan 9, 2020 |
| GALLAGHER BRADFORD K | — | Purchase | 5,000 | $10.23 | $51,150 | 5,000 | Jan 27, 2015 |
| Brigade Leveraged Capital Structures Fund Ltd. | — | Sale | 1,619 | — | — | — | Oct 31, 2014 |
| UBS AG | — | Purchase | 1 | — | — | 1,422 | Feb 25, 2014 |
| UBS AG | — | Purchase | 1 | — | — | 1,421 | Feb 3, 2014 |
| UBS AG | — | Other | 2 | — | — | 1,420 | Apr 16, 2013 |
| UBS AG | — | Other | 1 | — | — | 1,418 | Aug 1, 2012 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Purchase | 14 | $9.19 | $129 | 14 | Dec 30, 2011 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Purchase | 601 | $9.58 | $5,758 | 601 | Sep 6, 2011 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Sale | 500 | $10.66 | $5,330 | — | Jun 21, 2011 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Purchase | 1,500 | $10.09 | $15,135 | 1,500 | Mar 3, 2011 |
| GROSS WILLIAM H | — | Purchase | 50,000 | $9.64 | $482,000 | 945,005 | Dec 14, 2010 |
| GROSS WILLIAM H | — | Purchase | 128,033 | $9.37 | $1,199,669 | 895,005 | Dec 13, 2010 |
| Brigade Leveraged Capital Structures Fund Ltd. | — | Purchase | 517 | — | — | 1,334 | Oct 21, 2010 |
| Brigade Leveraged Capital Structures Fund Ltd. | — | Purchase | 517 | $88.00 | $45,496 | 1,334 | Oct 21, 2010 |
| BANK OF AMERICA CORP /DE/ | — | Sale | 40 | $9.45 | $378 | — | Jun 18, 2010 |
| GROSS WILLIAM H | — | Purchase | 23,538 | $8.77 | $206,428 | 766,972 | May 25, 2010 |
| GROSS WILLIAM H | — | Purchase | 100,000 | $8.83 | $883,000 | 743,434 | May 20, 2010 |
| GROSS WILLIAM H | — | Purchase | 7,600 | $8.95 | $68,020 | 643,434 | May 11, 2010 |
| GROSS WILLIAM H | — | Purchase | 73,162 | $9.00 | $658,458 | 635,834 | May 10, 2010 |
| GROSS WILLIAM H | — | Purchase | 9,600 | $8.58 | $82,368 | 562,672 | May 7, 2010 |
| GROSS WILLIAM H | — | X | 49,291 | $8.45 | $416,509 | 197,164 | Apr 8, 2010 |
| GROSS WILLIAM H | — | X | 49,291 | — | — | 197,164 | Apr 8, 2010 |
| GROSS WILLIAM H | — | X | 6,933 | $8.45 | $58,584 | 27,732 | Apr 1, 2010 |
| GROSS WILLIAM H | — | X | 6,933 | — | — | 27,732 | Apr 1, 2010 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Purchase | 2 | $9.88 | $20 | 2 | Mar 5, 2010 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Sale | 99 | $9.48 | $939 | — | Nov 10, 2009 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Purchase | 12 | $9.87 | $118 | 12 | Oct 5, 2009 |
| GROSS WILLIAM H | — | Purchase | 72,873 | $14.75 | $1,074,877 | 168,672 | Dec 14, 2007 |
| GROSS WILLIAM H | — | Purchase | 72,873 | $14.75 | $1,074,877 | 147,873 | Dec 14, 2007 |
| GROSS WILLIAM H | — | Purchase | 20,799 | $16.56 | $344,431 | 95,799 | Oct 22, 2007 |
| PIMCO ADVISORS FUND MANAGEMENT LLC | — | Sale | 988 | $19.26 | $19,023 | 5,236 | May 29, 2007 |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L P | — | Sale | 5,236 | $19.32 | $101,160 | — | May 22, 2007 |