Pioneer Floating Rate Fund, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | — | Disposition | 5,290,230 | $11.06 | $58,509,944 | 820,530 | Dec 28, 2020 |
| Weinstein Boaz | — | Sale | 13,760 | $10.35 | $142,416 | 6,110,760 | Dec 23, 2020 |
| Weinstein Boaz | — | Purchase | 303,174 | $9.76 | $2,958,978 | 6,124,520 | Jun 17, 2020 |
| Weinstein Boaz | — | Purchase | 243,420 | $9.72 | $2,366,042 | 5,821,346 | Jun 15, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 154,266 | $9.46 | $1,459,356 | 4,910,536 | Jun 11, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 145,883 | $9.58 | $1,397,559 | 4,523,393 | Jun 10, 2020 |
| Weinstein Boaz | — | Purchase | 14,776 | $9.34 | $138,008 | 4,157,025 | Jun 8, 2020 |
| Weinstein Boaz | — | Purchase | 63,676 | $9.07 | $577,541 | 3,957,479 | Jun 3, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 9,660 | $8.91 | $86,071 | 3,883,561 | May 29, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 28,459 | $8.75 | $249,016 | 3,863,025 | May 27, 2020 |
| Weinstein Boaz | — | Purchase | 18,770 | $8.67 | $162,736 | 3,834,566 | May 21, 2020 |
| Weinstein Boaz | — | Purchase | 25,315 | $8.65 | $218,975 | 3,766,705 | May 19, 2020 |
| Weinstein Boaz | — | Purchase | 29,257 | $8.43 | $246,637 | 3,676,481 | May 18, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 133,062 | $8.48 | $1,128,366 | 3,629,717 | May 14, 2020 |
| Weinstein Boaz | — | Purchase | 45,312 | $8.49 | $384,699 | 3,496,655 | May 12, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 40,236 | $8.48 | $341,201 | 3,408,437 | Apr 28, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 22,157 | $8.49 | $188,113 | 3,408,437 | Apr 24, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 43,750 | $8.48 | $371,000 | 3,346,044 | Apr 22, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 13,367 | $8.22 | $109,877 | 3,302,117 | Apr 20, 2020 |
| Weinstein Boaz | — | Purchase | 35,929 | $8.43 | $302,881 | 3,267,752 | Apr 16, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 21,804 | $8.42 | $183,590 | 3,166,793 | Apr 15, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 97,834 | $8.40 | $821,806 | 3,144,989 | Apr 9, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 71,402 | $8.09 | $577,642 | 3,026,413 | Apr 8, 2020 |
| Weinstein Boaz | — | Purchase | 42,407 | $6.75 | $286,247 | 3,684,490 | Mar 23, 2020 |
| Weinstein Boaz | — | Other | 729,479 | $6.88 | $5,018,816 | 2,955,011 | Mar 19, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 34,801 | $7.27 | $253,003 | 3,642,083 | Mar 18, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 9,421 | $8.01 | $75,462 | 3,513,822 | Mar 16, 2020 |
| Weinstein Boaz | — | Purchase | 99,493 | $9.00 | $895,437 | 3,401,316 | Mar 13, 2020 |
| Weinstein Boaz | — | Purchase | 8,520 | $9.85 | $83,922 | 3,301,823 | Mar 10, 2020 |
| Weinstein Boaz | — | Purchase | 52,289 | $10.70 | $559,492 | 3,229,036 | Mar 5, 2020 |
| Weinstein Boaz | — | Purchase | 31,534 | $10.40 | $327,954 | 3,094,317 | Mar 3, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 63,957 | $10.43 | $667,072 | 3,062,783 | Feb 27, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 10,326 | $10.96 | $113,173 | 2,989,129 | Feb 25, 2020 |
| Weinstein Boaz | — | Purchase | 14,530 | $11.19 | $162,591 | 2,937,859 | Feb 21, 2020 |
| Weinstein Boaz | — | Purchase | 1,448 | $11.15 | $16,145 | 2,923,329 | Feb 14, 2020 |
| Weinstein Boaz | — | Purchase | 6,186 | $11.14 | $68,912 | 2,906,094 | Feb 11, 2020 |
| Weinstein Boaz | — | Purchase | 1,387 | $11.01 | $15,271 | 2,879,374 | Feb 10, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 6,066 | $11.08 | $67,211 | 2,857,844 | Jan 24, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 5,805 | $11.03 | $64,029 | 2,851,778 | Jan 22, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 877 | $10.86 | $9,524 | 2,845,973 | Jan 8, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 6,772 | $10.82 | $73,273 | 2,838,042 | Jan 6, 2020 |
| Weinstein Boaz | — | Purchase | 1,104 | $10.82 | $11,945 | 2,823,285 | Dec 20, 2019 |
| Weinstein Boaz | — | Purchase | 4,643 | $10.68 | $49,587 | 2,809,097 | Dec 18, 2019 |
| Weinstein Boaz | — | Purchase | 13,740 | $10.65 | $146,331 | 2,804,454 | Dec 13, 2019 |
| Saba Capital Management, L.P. | — | Purchase | 13,584 | $10.64 | $144,534 | 2,790,714 | Dec 12, 2019 |
| Weinstein Boaz | — | Purchase | 25,900 | $10.63 | $275,317 | 2,775,995 | Dec 9, 2019 |
| Saba Capital Management, L.P. | — | Purchase | 11,607 | $10.61 | $123,150 | 2,750,095 | Dec 5, 2019 |
| Saba Capital Management, L.P. | — | Purchase | 6,323 | $10.54 | $66,644 | 2,738,488 | Dec 3, 2019 |
| Weinstein Boaz | — | Purchase | 28,432 | $10.49 | $298,252 | 2,728,715 | Nov 4, 2019 |
| Saba Capital Management, L.P. | — | Purchase | 5,659 | $10.47 | $59,250 | 2,700,283 | Oct 28, 2019 |