ALLSPRING INCOME OPPORTUNITIES FUND — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Date |
|---|---|---|---|---|---|---|
| Ebsworth William R. | — | Purchase | 2,000 | $6.60 | $13,200 | Jan 9, 2024 |
| POLISSON JAMES | — | Purchase | 1,000 | $6.57 | $6,570 | Jan 4, 2024 |
| POLISSON JAMES | — | Purchase | 1,000 | $6.18 | $6,180 | Jun 1, 2023 |
| Ebsworth William R. | — | Purchase | 2,500 | $6.20 | $15,500 | Jun 1, 2023 |
| FREEMAN JANE A | — | Purchase | 150 | $6.92 | $1,038 | Aug 22, 2022 |
| Lee Christopher M | — | Purchase | 2,105 | $8.73 | $18,377 | May 7, 2021 |
| Lee Christopher M | — | Purchase | 58 | $8.70 | $505 | May 6, 2021 |
| Lee Christopher M | — | Purchase | 5,000 | $8.37 | $41,850 | Mar 29, 2021 |
| Lee Christopher M | — | Purchase | 3,000 | $8.40 | $25,200 | Mar 2, 2021 |
| Lee Christopher M | — | Purchase | 5,000 | $8.25 | $41,250 | Feb 4, 2021 |
| Lee Christopher M | — | Purchase | 8,750 | $8.04 | $70,350 | Dec 22, 2020 |
| Lee Christopher M | — | Purchase | 10,000 | $8.07 | $80,700 | Dec 21, 2020 |
| Wheelock Pamela | — | Purchase | 100 | $8.41 | $841 | Nov 27, 2017 |
| POLISSON JAMES | — | Purchase | 1,000 | $8.43 | $8,430 | Nov 27, 2017 |
| FREEMAN JANE A | — | Purchase | 150 | $8.69 | $1,304 | Feb 2, 2015 |
| Ebsworth William R. | — | Purchase | 2,000 | $8.72 | $17,440 | Jan 5, 2015 |
| Larcker David F. | — | Purchase | 100 | $10.36 | $1,036 | Apr 25, 2011 |
| Willeke Donald C | — | Purchase | 200 | $10.33 | $2,066 | Apr 20, 2011 |
| Penny Timothy J | — | Purchase | 187 | $10.24 | $1,915 | Apr 18, 2011 |
| Mitchell Olivia S | — | Purchase | 100 | $10.24 | $1,024 | Apr 17, 2011 |
| Mitchell Olivia S | — | Purchase | 100 | $10.21 | $1,021 | Apr 17, 2011 |
| Johnson Judith M | — | Purchase | 100 | $10.20 | $1,020 | Apr 15, 2011 |
| HARRIS ISAIAH JR | — | Purchase | 200 | $10.27 | $2,054 | Apr 14, 2011 |
| Gordon Peter G | — | Purchase | 50 | $10.24 | $512 | Apr 1, 2011 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Sale | 100 | $9.02 | $902 | Jun 28, 2010 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Sale | 300 | $9.11 | $2,733 | Nov 30, 2009 |
| BANK OF AMERICA CORP /DE/ | — | Sale | 930 | $9.14 | $8,500 | Nov 17, 2009 |
| MCDONNELL GERALD M | — | Sale | 100 | $8.72 | $872 | Sep 1, 2009 |
| BANK OF AMERICA CORP /DE/ | — | Sale | 7 | $8.29 | $58 | Jul 15, 2009 |
| CESTONE ANDREW | — | Purchase | 100 | $6.89 | $689 | Apr 22, 2009 |
| CESTONE ANDREW | — | Purchase | 2,000 | $6.77 | $13,540 | Apr 21, 2009 |
| CESTONE ANDREW | — | Purchase | 500 | $10.15 | $5,075 | Jul 28, 2008 |
| CESTONE ANDREW | — | Purchase | 1,000 | $10.16 | $10,160 | Jul 25, 2008 |
| KOONCE MICHAEL H | Secretary | Sale | 1,157 | $10.19 | $11,790 | Jul 24, 2008 |
| CESTONE ANDREW | — | Purchase | 2,400 | $10.03 | $24,072 | Jul 18, 2008 |
| CESTONE ANDREW | — | Purchase | 2,500 | $10.03 | $25,075 | Jul 18, 2008 |
| CESTONE ANDREW | — | Purchase | 100 | $10.00 | $1,000 | Jul 17, 2008 |
| CESTONE ANDREW | — | Purchase | 2,500 | $10.00 | $25,000 | Jul 17, 2008 |
| CESTONE ANDREW | — | Purchase | 775 | $9.56 | $7,409 | Jul 16, 2008 |
| CESTONE ANDREW | — | Purchase | 500 | $10.99 | $5,495 | Apr 16, 2008 |
| CESTONE ANDREW | — | Purchase | 1,000 | $10.94 | $10,940 | Jan 23, 2008 |
| CESTONE ANDREW | — | Purchase | 4,000 | $12.69 | $50,760 | Jul 26, 2007 |
| KOONCE MICHAEL H | Secretary | Purchase | 400 | $5,668.00 | $2,267,200 | Jan 19, 2007 |