PennyMac Financial Services, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Follette James | Chief Digital Officer | Sale | 990 | $102.70 | $101,673 | 9,507 | Feb 25, 2025 |
| Follette James | Chief Digital Officer | Tax Withholding | 1,195 | $101.25 | $120,994 | 13,033 | Feb 24, 2025 |
| Tidmore Abbie | Chief Revenue Officer | Tax Withholding | 204 | $101.25 | $20,655 | 7,725 | Feb 23, 2025 |
| Jones Doug | Director, President & CMBO | Tax Withholding | 1,169 | $101.25 | $118,361 | 29,132 | Feb 23, 2025 |
| STARK DEREK | Chief Legal Officer | Tax Withholding | 344 | $101.25 | $34,830 | 28,648 | Feb 23, 2025 |
| Hendry Gregory L | MD, Chief Accounting Officer | Tax Withholding | 45 | $101.25 | $4,556 | 48,665 | Feb 23, 2025 |
| Perotti Daniel Stanley | Chief Financial Officer | Tax Withholding | 614 | $101.25 | $62,168 | 40,286 | Feb 23, 2025 |
| SPECTOR DAVID | Chairman & CEO | Tax Withholding | 3,106 | $101.25 | $314,483 | 642,393 | Feb 23, 2025 |
| JACOBSON JONATHON S | — | Gift | 1,854 | — | — | 8,616 | Feb 19, 2025 |
| Tozer Theodore W | — | Award / Grant | 1,547 | — | — | 25,035 | Feb 14, 2025 |
| Shalett Lisa M | — | Award / Grant | 1,547 | — | — | 11,142 | Feb 14, 2025 |
| Perlowitz Jeffrey A. | — | Award / Grant | 1,547 | — | — | 18,007 | Feb 14, 2025 |
| NANJI FARHAD | — | Award / Grant | 1,547 | — | — | 184,511 | Feb 14, 2025 |
| MCCALLION ANNE | — | Award / Grant | 1,547 | — | — | 3,401 | Feb 14, 2025 |
| MAZZELLA JOSEPH F | — | Award / Grant | 1,547 | — | — | 103,559 | Feb 14, 2025 |
| Kinsella Patrick | — | Award / Grant | 1,547 | — | — | 29,997 | Feb 14, 2025 |
| JACOBSON JONATHON S | — | Award / Grant | 1,547 | — | — | 10,470 | Feb 14, 2025 |
| Chandra Sunil | — | Award / Grant | 1,547 | — | — | 2,260 | Feb 14, 2025 |
| White Donald J. | Chief Risk Officer | Award / Grant | 552 | — | — | 11,637 | Feb 14, 2025 |
| STARK DEREK | Chief Legal Officer | Award / Grant | 2,825 | — | — | 29,909 | Feb 14, 2025 |
| SPECTOR DAVID | Chairman & CEO | Award / Grant | 17,811 | — | — | 652,423 | Feb 14, 2025 |
| Perotti Daniel Stanley | Chief Financial Officer | Sale | 10,500 | $101.49 | $1,065,645 | 214,997 | Feb 14, 2025 |
| Hendry Gregory L | MD, Chief Accounting Officer | Award / Grant | 736 | — | — | 48,776 | Feb 14, 2025 |
| Follette James | Chief Digital Officer | Award / Grant | 3,439 | — | — | 14,228 | Feb 14, 2025 |
| Jones Doug | Director, President & CMBO | Award / Grant | 8,414 | — | — | 32,306 | Feb 14, 2025 |
| Bailey Steven Richard | Chief Servicing Officer | Award / Grant | 1,719 | — | — | 16,389 | Feb 14, 2025 |
| NANJI FARHAD | — | Award / Grant | 273 | $101.41 | $27,685 | 182,964 | Feb 5, 2025 |
| MAZZELLA JOSEPH F | — | Award / Grant | 292 | $101.41 | $29,612 | 102,012 | Feb 5, 2025 |
| SPECTOR DAVID | Chairman & CEO | Sale | 736 | $99.87 | $73,504 | 165,604 | Jan 8, 2025 |
| MAZZELLA JOSEPH F | — | Gift | 4,000 | — | — | 101,720 | Dec 30, 2024 |
| Jones Doug | Director, President & CMBO | Sale | 7,882 | $103.16 | $813,107 | 450,000 | Dec 26, 2024 |
| JACOBSON JONATHON S | — | Gift | 219,760 | — | — | — | Dec 24, 2024 |
| Jones Doug | Director, President & CMBO | Sale | 1,074 | $102.03 | $109,580 | 478,926 | Dec 20, 2024 |
| Perotti Daniel Stanley | Chief Financial Officer | Sale | 100 | $101.99 | $10,199 | 37,501 | Dec 20, 2024 |
| SPECTOR DAVID | Chairman & CEO | Option Exercise | 61,120 | $17.52 | $1,070,822 | 695,732 | Dec 20, 2024 |
| NANJI FARHAD | — | Award / Grant | 256 | $108.16 | $27,689 | 182,691 | Dec 20, 2024 |
| MAZZELLA JOSEPH F | — | Award / Grant | 274 | $108.16 | $29,636 | 105,720 | Dec 20, 2024 |
| SPECTOR DAVID | Chairman & CEO | Sale | 5,162 | $104.53 | $539,584 | 175,442 | Dec 4, 2024 |
| Hendry Gregory L | MD, Chief Accounting Officer | Sale | 3,032 | $102.09 | $309,537 | 48,040 | Nov 20, 2024 |
| Perotti Daniel Stanley | Chief Financial Officer | Sale | 10,500 | $100.02 | $1,050,210 | 225,497 | Nov 15, 2024 |
| SPECTOR DAVID | Chairman & CEO | Sale | 184 | $106.74 | $19,640 | 180,604 | Nov 12, 2024 |
| SPECTOR DAVID | Chairman & CEO | Sale | 542 | $106.17 | $57,544 | 200,062 | Oct 14, 2024 |
| Perotti Daniel Stanley | Chief Financial Officer | Sale | 10,370 | $112.92 | $1,170,980 | 236,127 | Sep 26, 2024 |
| SPECTOR DAVID | Chairman & CEO | Sale | 6,781 | $116.60 | $790,665 | 203,823 | Sep 17, 2024 |
| Bailey Steven Richard | Chief Servicing Officer | Sale | 3,865 | $117.37 | $453,635 | 14,670 | Sep 16, 2024 |
| Hunt James K | — | Sale | 10,000 | $102.42 | $1,024,200 | 26,821 | Aug 27, 2024 |
| MCCALLION ANNE | — | Sale | 23,829 | $103.14 | $2,457,723 | 1,854 | Aug 26, 2024 |
| SPECTOR DAVID | Chairman & CEO | Sale | 6,694 | $99.60 | $666,722 | 210,604 | Aug 21, 2024 |
| MAZZELLA JOSEPH F | — | Sale | 11,396 | $97.92 | $1,115,896 | 105,446 | Aug 14, 2024 |
| SPECTOR DAVID | Chairman & CEO | Other | 10,000 | — | — | 634,612 | Aug 9, 2024 |