PennyMac Financial Services, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| NANJI FARHAD | — | Award / Grant | 545 | $45.16 | $24,612 | 175,787 | Oct 31, 2022 |
| MAZZELLA JOSEPH F | — | Award / Grant | 588 | $45.16 | $26,554 | 175,479 | Oct 31, 2022 |
| MAZZELLA JOSEPH F | — | Sale | 13,000 | $54.87 | $713,310 | 174,891 | Sep 15, 2022 |
| MCCALLION ANNE | — | Sale | 7,941 | $57.93 | $460,022 | 2,539 | Aug 15, 2022 |
| MAZZELLA JOSEPH F | — | Sale | 7,000 | $58.50 | $409,500 | 224,031 | Aug 15, 2022 |
| SPECTOR DAVID | Chairman & CEO | Sale | 45,000 | $58.58 | $2,636,100 | 680,386 | Aug 10, 2022 |
| STARK DEREK | Chief Legal Officer | Sale | 5,705 | $56.62 | $323,017 | 54,320 | Aug 8, 2022 |
| NANJI FARHAD | — | Award / Grant | 519 | $47.38 | $24,590 | 175,242 | Aug 4, 2022 |
| MAZZELLA JOSEPH F | — | Award / Grant | 560 | $47.38 | $26,533 | 200,891 | Aug 4, 2022 |
| MAZZELLA JOSEPH F | — | Sale | 6,303 | $50.29 | $316,978 | 106,031 | Jul 19, 2022 |
| MAZZELLA JOSEPH F | — | Sale | 13,000 | $50.12 | $651,560 | 351,331 | May 26, 2022 |
| Fartaj Vandad | Chief Investment Officer | Sale | 12,500 | $44.91 | $561,375 | 96,134 | May 11, 2022 |
| NANJI FARHAD | — | Award / Grant | 516 | $47.71 | $24,618 | 174,723 | May 9, 2022 |
| MAZZELLA JOSEPH F | — | Award / Grant | 556 | $47.71 | $26,527 | 364,331 | May 9, 2022 |
| Jones Doug | President & Chief Mtg Bkg Ofcr | Sale | 2,585 | $46.99 | $121,469 | 47,349 | Apr 8, 2022 |
| Jones Doug | President & Chief Mtg Bkg Ofcr | Sale | 19,314 | $54.77 | $1,057,828 | 68,063 | Mar 21, 2022 |
| Fartaj Vandad | Chief Investment Officer | Tax Withholding | 1,488 | $54.14 | $80,560 | 111,134 | Mar 15, 2022 |
| STARK DEREK | Chief Legal Officer | Tax Withholding | 373 | $54.14 | $20,194 | 60,025 | Mar 15, 2022 |
| SPECTOR DAVID | Chairman & CEO | Tax Withholding | 3,669 | $54.14 | $198,640 | 725,386 | Mar 15, 2022 |
| Jones Doug | President & Chief Mtg Bkg Ofcr | Tax Withholding | 1,748 | $54.14 | $94,637 | 87,377 | Mar 15, 2022 |
| Hendry Gregory L | MD, Chief Accounting Officer | Tax Withholding | 146 | $54.14 | $7,904 | 45,249 | Mar 15, 2022 |
| Perotti Daniel Stanley | Chief Financial Officer | Tax Withholding | 1,197 | $54.14 | $64,806 | 81,731 | Mar 15, 2022 |
| STARK DEREK | Chief Legal Officer | Sale | 4,718 | $58.65 | $276,711 | 62,902 | Mar 2, 2022 |
| SPECTOR DAVID | Chairman & CEO | Tax Withholding | 2,036 | $57.06 | $116,174 | 731,712 | Feb 26, 2022 |
| STARK DEREK | Chief Legal Officer | Tax Withholding | 177 | $57.06 | $10,100 | 67,991 | Feb 26, 2022 |
| Perotti Daniel Stanley | Chief Financial Officer | Tax Withholding | 492 | $57.06 | $28,074 | 83,960 | Feb 26, 2022 |
| Fartaj Vandad | Chief Investment Officer | Tax Withholding | 646 | $57.06 | $36,861 | 113,684 | Feb 26, 2022 |
| Jones Doug | President & Chief Mtg Bkg Ofcr | Tax Withholding | 1,070 | $57.06 | $61,054 | 90,418 | Feb 26, 2022 |
| Hendry Gregory L | MD, Chief Accounting Officer | Tax Withholding | 191 | $58.65 | $11,202 | 45,395 | Feb 25, 2022 |
| Youssouf Emily Ann | — | Award / Grant | 2,539 | — | — | 30,866 | Feb 23, 2022 |
| Tozer Theodore W | — | Award / Grant | 2,539 | — | — | 19,247 | Feb 23, 2022 |
| Shalett Lisa M | — | Award / Grant | 2,539 | — | — | 5,354 | Feb 23, 2022 |
| Perlowitz Jeffrey A. | — | Award / Grant | 2,539 | — | — | 12,219 | Feb 23, 2022 |
| NANJI FARHAD | — | Award / Grant | 2,539 | — | — | 174,207 | Feb 23, 2022 |
| MCCALLION ANNE | — | Award / Grant | 2,539 | — | — | 4,663 | Feb 23, 2022 |
| MAZZELLA JOSEPH F | — | Award / Grant | 2,539 | — | — | 363,775 | Feb 23, 2022 |
| Kinsella Patrick | — | Award / Grant | 2,539 | — | — | 36,709 | Feb 23, 2022 |
| JACOBSON JONATHON S | — | Award / Grant | 2,539 | — | — | 4,682 | Feb 23, 2022 |
| Hunt James K | — | Award / Grant | 2,539 | — | — | 47,581 | Feb 23, 2022 |
| Hendry Gregory L | MD, Chief Accounting Officer | Option Exercise | 3,268 | — | — | 46,891 | Feb 23, 2022 |
| STARK DEREK | Chief Legal Officer | Option Exercise | 8,409 | — | — | 71,073 | Feb 23, 2022 |
| Perotti Daniel Stanley | Chief Financial Officer | Option Exercise | 18,821 | — | — | 91,354 | Feb 23, 2022 |
| Fartaj Vandad | Chief Investment Officer | Option Exercise | 23,396 | — | — | 123,599 | Feb 23, 2022 |
| Jones Doug | President & Chief Mtg Bkg Ofcr | Option Exercise | 28,853 | — | — | 103,490 | Feb 23, 2022 |
| SPECTOR DAVID | Chairman & CEO | Tax Withholding | 26,582 | $58.05 | $1,543,085 | 748,748 | Feb 23, 2022 |
| NANJI FARHAD | — | Purchase | 12,930 | $61.01 | $788,859 | 4,483,740 | Feb 14, 2022 |
| MAZZELLA JOSEPH F | — | Sale | 1,752 | $61.46 | $107,678 | 127,031 | Feb 11, 2022 |
| MFN Partners, LP | — | Purchase | 48,052 | $60.74 | $2,918,678 | 4,531,792 | Feb 11, 2022 |
| DeMichele Michael | — | Purchase | 75,000 | $60.62 | $4,546,500 | 4,431,792 | Feb 9, 2022 |
| NANJI FARHAD | — | Purchase | 4,018 | $59.84 | $240,437 | 4,435,810 | Feb 9, 2022 |