PennyMac Financial Services, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| MAZZELLA JOSEPH F | — | Gift | 5,000 | — | — | 81,320 | Dec 22, 2025 |
| Hendry Gregory L | MD, Chief Accounting Officer | Option Exercise | 3,530 | $11.28 | $39,818 | 52,163 | Dec 18, 2025 |
| SPECTOR DAVID | Chairman & CEO | Sale | 2,763 | $130.07 | $359,383 | 111,142 | Dec 16, 2025 |
| Jones Doug | Director, President & CMBO | Gift | 20,000 | — | — | 410,000 | Nov 26, 2025 |
| Jones Doug | Director, President & CMBO | Sale | 7,421 | $132.30 | $981,798 | 442,579 | Nov 25, 2025 |
| Perotti Daniel Stanley | Chief Financial Officer | Sale | 5,250 | $126.46 | $663,915 | 220,000 | Nov 17, 2025 |
| SPECTOR DAVID | Chairman & CEO | Sale | 4,804 | $129.24 | $620,869 | 115,800 | Nov 12, 2025 |
| Jones Doug | Director, President & CMBO | Sale | 23,453 | $127.56 | $2,991,665 | 19,056 | Nov 10, 2025 |
| Jones Doug | Director, President & CMBO | Sale | 4,318 | $126.09 | $544,457 | 19,056 | Nov 5, 2025 |
| SPECTOR DAVID | Chairman & CEO | Other | 25,000 | — | — | 552,859 | Oct 29, 2025 |
| Perotti Daniel Stanley | Chief Financial Officer | Sale | 1,859 | $131.41 | $244,291 | 11,284 | Oct 24, 2025 |
| MCCALLION ANNE | — | Option Exercise | 27,771 | $11.28 | $313,257 | 29,318 | Oct 24, 2025 |
| NANJI FARHAD | — | Award / Grant | 253 | $116.57 | $29,492 | 185,323 | Oct 23, 2025 |
| MAZZELLA JOSEPH F | — | Award / Grant | 270 | $116.57 | $31,474 | 86,320 | Oct 23, 2025 |
| SPECTOR DAVID | Chairman & CEO | Option Exercise | 71,161 | $128.05 | $9,112,166 | 649,020 | Oct 23, 2025 |
| Perotti Daniel Stanley | Chief Financial Officer | Sale | 141 | $133.99 | $18,893 | 9,964 | Oct 22, 2025 |
| SPECTOR DAVID | Chairman & CEO | Sale | 1,355 | $116.89 | $158,386 | 124,249 | Oct 6, 2025 |
| SPECTOR DAVID | Chairman & CEO | Sale | 3,128 | $123.16 | $385,244 | 125,818 | Sep 23, 2025 |
| Perotti Daniel Stanley | Chief Financial Officer | Sale | 2,925 | $116.63 | $341,143 | 225,250 | Sep 5, 2025 |
| Perotti Daniel Stanley | Chief Financial Officer | Sale | 5,850 | $108.20 | $632,970 | 228,175 | Sep 2, 2025 |
| STARK DEREK | Chief Legal Officer | Sale | 4,750 | $109.56 | $520,410 | 20,621 | Aug 25, 2025 |
| SPECTOR DAVID | Chairman & CEO | Sale | 4,304 | $105.61 | $454,545 | 131,300 | Aug 18, 2025 |
| MAZZELLA JOSEPH F | — | Sale | 7,107 | $108.16 | $768,693 | 86,050 | Aug 13, 2025 |
| STARK DEREK | Chief Legal Officer | Gift | 250 | — | — | 25,371 | Jul 25, 2025 |
| SPECTOR DAVID | Chairman & CEO | Other | 25,000 | — | — | 577,859 | Jul 25, 2025 |
| NANJI FARHAD | — | Award / Grant | 274 | $100.92 | $27,652 | 185,070 | Jul 24, 2025 |
| MAZZELLA JOSEPH F | — | Award / Grant | 294 | $100.92 | $29,670 | 93,157 | Jul 24, 2025 |
| SPECTOR DAVID | Chairman & CEO | Sale | 205 | $102.37 | $20,986 | 135,604 | Jul 7, 2025 |
| SPECTOR DAVID | Chairman & CEO | Sale | 183 | $99.40 | $18,190 | 140,604 | Jun 11, 2025 |
| Perotti Daniel Stanley | Chief Financial Officer | Sale | 9,534 | $99.40 | $947,680 | 234,991 | May 15, 2025 |
| SPECTOR DAVID | Chairman & CEO | Sale | 5,000 | $99.15 | $495,750 | 145,604 | May 14, 2025 |
| NANJI FARHAD | — | Award / Grant | 285 | $97.36 | $27,748 | 184,796 | May 2, 2025 |
| MAZZELLA JOSEPH F | — | Award / Grant | 304 | $97.36 | $29,597 | 103,863 | May 2, 2025 |
| SPECTOR DAVID | Chairman & CEO | Other | 25,000 | — | — | 602,859 | May 2, 2025 |
| ELBAUM MARK | Chief Capital Markets Officer | Sale | 410 | $102.88 | $42,181 | 4,207 | Apr 4, 2025 |
| SPECTOR DAVID | Chairman & CEO | Sale | 4,417 | $103.36 | $456,541 | 151,187 | Apr 2, 2025 |
| Tidmore Abbie | Chief Revenue Officer | Sale | 2,669 | $102.55 | $273,706 | 4,878 | Mar 24, 2025 |
| SPECTOR DAVID | Chairman & CEO | Other | 1,530 | — | — | 627,859 | Mar 17, 2025 |
| Follette James | Chief Digital Officer | Sale | 992 | $100.82 | $100,013 | 7,338 | Mar 6, 2025 |
| SPECTOR DAVID | Chairman & CEO | Sale | 536 | $102.11 | $54,731 | 155,604 | Mar 6, 2025 |
| Jones Doug | Director, President & CMBO | Sale | 8,202 | $102.94 | $844,314 | 19,227 | Mar 5, 2025 |
| Tidmore Abbie | Chief Revenue Officer | Tax Withholding | 178 | $102.09 | $18,172 | 7,547 | Feb 28, 2025 |
| STARK DEREK | Chief Legal Officer | Sale | 588 | $101.52 | $59,694 | 25,621 | Feb 28, 2025 |
| Perotti Daniel Stanley | Chief Financial Officer | Tax Withholding | 794 | $102.09 | $81,059 | 39,492 | Feb 28, 2025 |
| Jones Doug | Director, President & CMBO | Tax Withholding | 1,703 | $102.09 | $173,859 | 27,429 | Feb 28, 2025 |
| Hendry Gregory L | MD, Chief Accounting Officer | Tax Withholding | 32 | $102.09 | $3,267 | 48,633 | Feb 28, 2025 |
| Follette James | Chief Digital Officer | Sale | 755 | $102.75 | $77,576 | 8,330 | Feb 28, 2025 |
| ELBAUM MARK | Chief Capital Markets Officer | Sale | 83 | $102.09 | $8,473 | 4,617 | Feb 28, 2025 |
| SPECTOR DAVID | Chairman & CEO | Tax Withholding | 3,097 | $102.09 | $316,173 | 629,389 | Feb 28, 2025 |
| SPECTOR DAVID | Chairman & CEO | Sale | 2,498 | $102.95 | $257,169 | 633,056 | Feb 27, 2025 |