LPL Financial Holdings Inc. — All Filings
1,000 total filings on record
Public companies registered with the SEC are required to file periodic reports, disclosures, and notices throughout the year. The most important are the 10-K (annual report), 10-Q (quarterly report), and 8-K (material event notice). Use the filters below to narrow by form type.
All
10-12G
10-12G/A
10-K
10-K/A
10-Q
144
15-12G
3
305B2
4
4/A
424B4
424B5
424B7
5
8-A12B
8-A12G
8-K
8-K/A
ARS
CERTNAS
CORRESP
CT ORDER
D/A
DEF 14A
DEF 14C
DEFA14A
DFAN14A
EFFECT
FWP
IRANNOTICE
PRE 14A
PRE 14C
REGDEX
REGDEX/A
S-1
S-1/A
S-1MEF
S-3
S-3/A
S-3ASR
S-8
S-8 POS
SC 13D
SC 13D/A
SC 13G
SC 13G/A
SCHEDULE 13G/A
UPLOAD
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| SC 13G/A | — | 0001086364-24-006978 | Feb 12, 2024 | — |
| 4 | FORM 4 | 0001397911-24-000007 | Feb 7, 2024 | Feb 5, 2024 |
| 144 | — | 0001959173-24-000704 | Feb 5, 2024 | — |
| 8-K | 8-K | 0001397911-24-000005 | Feb 1, 2024 | — |
| 3 | FORM 3 | 0001397911-24-000002 | Jan 8, 2024 | Jan 2, 2024 |
| 4 | FORM 4 SUBMISSION | 0000899243-23-020687 | Dec 26, 2023 | Dec 22, 2023 |
| 4 | FORM 4 | 0001397911-23-000184 | Dec 14, 2023 | Dec 12, 2023 |
| 4 | FORM 4 | 0001397911-23-000182 | Nov 29, 2023 | Nov 27, 2023 |
| 4 | FORM 4 | 0001397911-23-000176 | Nov 29, 2023 | Nov 27, 2023 |
| 4 | FORM 4 | 0001397911-23-000178 | Nov 29, 2023 | Nov 27, 2023 |
| 4 | FORM 4 | 0001397911-23-000180 | Nov 29, 2023 | Nov 27, 2023 |
| 4 | FORM 4 | 0001397911-23-000170 | Nov 29, 2023 | Nov 27, 2023 |
| 4 | FORM 4 | 0001397911-23-000172 | Nov 29, 2023 | Nov 27, 2023 |
| 4 | FORM 4 | 0001397911-23-000174 | Nov 29, 2023 | Nov 27, 2023 |
| 8-K | 8-K | 0001193125-23-279796 | Nov 17, 2023 | — |
| 4 | FORM 4 | 0001397911-23-000166 | Nov 14, 2023 | Nov 9, 2023 |
| 4 | FORM 4 | 0001397911-23-000168 | Nov 14, 2023 | Nov 10, 2023 |
| 424B5 | 424B5 | 0001193125-23-275296 | Nov 13, 2023 | — |
| 144 | — | 0001959173-23-004652 | Nov 13, 2023 | — |
| 8-K | 8-K | 0001193125-23-274043 | Nov 9, 2023 | Nov 8, 2023 |
| FWP | FWP | 0001193125-23-273653 | Nov 8, 2023 | — |
| 4 | FORM 4 | 0001397911-23-000164 | Nov 8, 2023 | Nov 6, 2023 |
| 424B5 | 424B5 | 0001193125-23-273019 | Nov 8, 2023 | — |
| 4 | FORM 4 | 0001397911-23-000162 | Nov 6, 2023 | Nov 2, 2023 |
| 144 | — | 0001959173-23-004489 | Nov 2, 2023 | — |
| 305B2 | 305B2 | 0001193125-23-269384 | Nov 2, 2023 | — |
| EFFECT | — | 9999999995-23-003163 | Nov 1, 2023 | — |
| 10-Q | 10-Q | 0001397911-23-000160 | Oct 31, 2023 | Sep 30, 2023 |
| CORRESP | — | 0001193125-23-266170 | Oct 30, 2023 | — |
| CORRESP | — | 0001193125-23-265209 | Oct 27, 2023 | — |
| S-3/A | S-3/A | 0001193125-23-264489 | Oct 27, 2023 | — |
| 8-K | 8-K | 0001397911-23-000156 | Oct 26, 2023 | — |
| S-3/A | S-3/A | 0001193125-23-257725 | Oct 17, 2023 | — |
| CORRESP | — | 0001193125-23-257735 | Oct 17, 2023 | — |
| UPLOAD | — | 0000000000-23-011062 | Oct 6, 2023 | — |
| S-3 | S-3 | 0001193125-23-240062 | Sep 22, 2023 | — |
| 4 | FORM 4 | 0001397911-23-000153 | Sep 21, 2023 | Sep 19, 2023 |
| 144 | — | 0001959173-23-004034 | Sep 20, 2023 | — |
| 144 | — | 0001959173-23-004015 | Sep 19, 2023 | — |
| 4 | FORM 4 | 0001397911-23-000151 | Sep 15, 2023 | Sep 13, 2023 |
| 3 | FORM 3 | 0001397911-23-000147 | Sep 14, 2023 | Sep 5, 2023 |
| 4 | FORM 4 | 0001397911-23-000149 | Sep 14, 2023 | Sep 12, 2023 |
| 144 | — | 0001959173-23-003907 | Sep 13, 2023 | — |
| 4 | FORM 4 | 0001397911-23-000145 | Sep 5, 2023 | Aug 22, 2023 |
| 4 | FORM 4 | 0001397911-23-000133 | Aug 29, 2023 | Aug 25, 2023 |
| 4 | FORM 4 | 0001397911-23-000131 | Aug 29, 2023 | Aug 25, 2023 |
| 4 | FORM 4 | 0001397911-23-000135 | Aug 29, 2023 | Aug 25, 2023 |
| 4 | FORM 4 | 0001397911-23-000137 | Aug 29, 2023 | Aug 25, 2023 |
| 4 | FORM 4 | 0001397911-23-000139 | Aug 29, 2023 | Aug 25, 2023 |
| 4 | FORM 4 | 0001397911-23-000141 | Aug 29, 2023 | Aug 25, 2023 |