LPL Financial Holdings Inc. — CT ORDER Filings

5 CT ORDER filings on record

This page lists all CT ORDER filings submitted to the SEC by LPL Financial Holdings Inc. (LPLA), sorted by most recent first. Each row links to the full filing on EdgarLookup. LPL Financial Holdings Inc. has filed 5 CT ORDER documents with the SEC since 2016. To view all SEC filings by LPL Financial Holdings Inc., see the full filings list.

Overview All Filings Financials Insiders

All 10-12G 10-12G/A 10-K 10-K/A 10-Q 144 15-12G 3 305B2 4 4/A 424B4 424B5 424B7 5 8-A12B 8-A12G 8-K 8-K/A ARS CERTNAS CORRESP CT ORDER D/A DEF 14A DEF 14C DEFA14A DFAN14A EFFECT FWP IRANNOTICE PRE 14A PRE 14C REGDEX REGDEX/A S-1 S-1/A S-1MEF S-3 S-3/A S-3ASR S-8 S-8 POS SC 13D SC 13D/A SC 13G SC 13G/A SCHEDULE 13G/A UPLOAD

Form	Description	Accession Number	Filed	Period
CT ORDER	—	9999999997-19-007917	Dec 20, 2019	—
CT ORDER	—	9999999997-19-001153	Mar 15, 2019	—
CT ORDER	—	9999999997-14-013726	Sep 17, 2014	—
CT ORDER	—	9999999997-13-002384	Mar 8, 2013	—
CT ORDER	—	9999999997-10-019610	Nov 17, 2010	—