LPL Financial Holdings Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Morningstar Matthew | Group Managing Director | Award / Grant | 1,715 | — | — | 2,293 | Dec 9, 2025 |
| Steinmeier Richard | Chief Executive Officer | Gift | 275 | — | — | 16,813 | Dec 5, 2025 |
| Gates Greg | Group Managing Director | Sale | 39 | $373.09 | $14,551 | 14,620 | Dec 5, 2025 |
| Thomas Corey E. | — | Award / Grant | 4 | — | — | 13,834 | Dec 1, 2025 |
| SCHIFTER RICHARD P | — | Award / Grant | 14 | — | — | 39,225 | Dec 1, 2025 |
| Putnam James S | — | Award / Grant | 7 | — | — | 136,659 | Dec 1, 2025 |
| Mnookin Allison | — | Award / Grant | 2 | — | — | 11,043 | Dec 1, 2025 |
| Jambusaria Aneri | Group Managing Director | Sale | 80 | $352.48 | $28,198 | 5,502 | Dec 1, 2025 |
| Glavin William Francis Jr | — | Award / Grant | 10 | — | — | 23,322 | Dec 1, 2025 |
| EBERHART PAULETT | — | Award / Grant | 4 | — | — | 17,038 | Dec 1, 2025 |
| BERNARD EDWARD C | — | Award / Grant | 3 | — | — | 15,191 | Dec 1, 2025 |
| Gates Greg | Group Managing Director | Sale | 39 | $380.12 | $14,825 | 15,370 | Nov 5, 2025 |
| Gates Greg | Group Managing Director | Sale | 102 | $320.27 | $32,668 | 16,870 | Oct 6, 2025 |
| Reeping Katharine | Principal Accounting Officer | Tax Withholding | 56 | $339.97 | $19,038 | 1,972 | Sep 9, 2025 |
| Gates Greg | Group Managing Director | Sale | 3 | $344.67 | $1,034 | 17,770 | Sep 5, 2025 |
| Field Emily | Group Managing Director | Award / Grant | 817 | — | — | 817 | Sep 5, 2025 |
| Jambusaria Aneri | Group Managing Director | Sale | 80 | $361.25 | $28,900 | 5,582 | Sep 2, 2025 |
| Thomas Corey E. | — | Award / Grant | 4 | — | — | 13,830 | Aug 29, 2025 |
| SCHIFTER RICHARD P | — | Award / Grant | 14 | — | — | 39,211 | Aug 29, 2025 |
| Putnam James S | — | Award / Grant | 7 | — | — | 136,652 | Aug 29, 2025 |
| Mnookin Allison | — | Award / Grant | 2 | — | — | 11,041 | Aug 29, 2025 |
| Glavin William Francis Jr | — | Award / Grant | 10 | — | — | 23,312 | Aug 29, 2025 |
| EBERHART PAULETT | — | Award / Grant | 4 | — | — | 17,034 | Aug 29, 2025 |
| BERNARD EDWARD C | — | Award / Grant | 3 | — | — | 15,188 | Aug 29, 2025 |
| Gates Greg | Group Managing Director | Sale | 106 | $376.30 | $39,888 | 19,205 | Aug 5, 2025 |
| Gates Greg | Group Managing Director | Sale | 315 | $384.61 | $121,152 | 20,655 | Jul 3, 2025 |
| Thomas Corey E. | — | Award / Grant | 4 | — | — | 13,826 | Jun 12, 2025 |
| SCHIFTER RICHARD P | — | Award / Grant | 13 | — | — | 39,197 | Jun 12, 2025 |
| Putnam James S | — | Award / Grant | 6 | — | — | 136,645 | Jun 12, 2025 |
| Mnookin Allison | — | Award / Grant | 2 | — | — | 11,039 | Jun 12, 2025 |
| Glavin William Francis Jr | — | Award / Grant | 10 | — | — | 23,302 | Jun 12, 2025 |
| Gates Greg | Group Managing Director | Tax Withholding | 234 | $379.39 | $88,777 | 22,120 | Jun 12, 2025 |
| EBERHART PAULETT | — | Award / Grant | 4 | — | — | 17,030 | Jun 12, 2025 |
| Cohen Marc Eliot | Group Managing Director | Tax Withholding | 44 | $379.39 | $16,693 | 4,031 | Jun 12, 2025 |
| BERNARD EDWARD C | — | Award / Grant | 3 | — | — | 15,185 | Jun 12, 2025 |
| Gates Greg | Group Managing Director | Sale | 83 | $380.54 | $31,585 | 22,696 | Jun 5, 2025 |
| SCHIFTER RICHARD P | — | Gift | 238 | — | — | 39,184 | Jun 2, 2025 |
| Jambusaria Aneri | Group Managing Director | Sale | 80 | $383.99 | $30,719 | 5,662 | Jun 2, 2025 |
| Thomas Corey E. | — | Award / Grant | 602 | — | — | 13,514 | May 23, 2025 |
| SCHIFTER RICHARD P | — | Award / Grant | 602 | — | — | 39,114 | May 23, 2025 |
| Putnam James S | — | Award / Grant | 602 | — | — | 136,639 | May 23, 2025 |
| MULCAHY ANNE M | — | Award / Grant | 308 | — | — | 36,371 | May 23, 2025 |
| Mnookin Allison | — | Award / Grant | 602 | — | — | 11,037 | May 23, 2025 |
| Ko Albert J | — | Award / Grant | 602 | — | — | 2,258 | May 23, 2025 |
| Glavin William Francis Jr | — | Award / Grant | 308 | — | — | 23,292 | May 23, 2025 |
| EBERHART PAULETT | — | Award / Grant | 602 | — | — | 17,026 | May 23, 2025 |
| BERNARD EDWARD C | — | Award / Grant | 308 | — | — | 15,182 | May 23, 2025 |
| Thomas Corey E. | — | Award / Grant | 4 | — | — | 12,912 | Mar 25, 2025 |
| Putnam James S | — | Award / Grant | 8 | — | — | 136,037 | Mar 25, 2025 |
| Mnookin Allison | — | Award / Grant | 2 | — | — | 10,435 | Mar 25, 2025 |