LPL Financial Holdings Inc. — 5 Filings
6 5 filings on record
This page lists all 5 filings submitted to the SEC by LPL Financial Holdings Inc. (LPLA), sorted by most recent first. Each row links to the full filing on EdgarLookup. LPL Financial Holdings Inc. has filed 6 5 documents with the SEC since 2016. To view all SEC filings by LPL Financial Holdings Inc., see the full filings list.
All
10-12G
10-12G/A
10-K
10-K/A
10-Q
144
15-12G
3
305B2
4
4/A
424B4
424B5
424B7
5
8-A12B
8-A12G
8-K
8-K/A
ARS
CERTNAS
CORRESP
CT ORDER
D/A
DEF 14A
DEF 14C
DEFA14A
DFAN14A
EFFECT
FWP
IRANNOTICE
PRE 14A
PRE 14C
REGDEX
REGDEX/A
S-1
S-1/A
S-1MEF
S-3
S-3/A
S-3ASR
S-8
S-8 POS
SC 13D
SC 13D/A
SC 13G
SC 13G/A
SCHEDULE 13G/A
UPLOAD
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| 5 | FORM 5 | 0001397911-23-000019 | Feb 21, 2023 | Dec 31, 2022 |
| 5 | FORM 5 | 0001397911-21-000009 | Feb 12, 2021 | Dec 31, 2020 |
| 5 | FORM 5 | 0001397911-14-000017 | Feb 14, 2014 | Dec 31, 2013 |
| 5 | FORM 5 SUBMISSION | 0001209191-13-008502 | Feb 13, 2013 | Dec 31, 2012 |
| 5 | FORM 5 SUBMISSION | 0001209191-12-003590 | Jan 13, 2012 | Dec 31, 2011 |
| 5 | FORM 5 SUBMISSION | 0001209191-11-063395 | Dec 29, 2011 | Dec 31, 2011 |