LPL Financial Holdings Inc. — 3 Filings
73 3 filings on record
This page lists all 3 filings submitted to the SEC by LPL Financial Holdings Inc. (LPLA), sorted by most recent first. Each row links to the full filing on EdgarLookup. LPL Financial Holdings Inc. has filed 73 3 documents with the SEC since 2016. To view all SEC filings by LPL Financial Holdings Inc., see the full filings list.
All
10-12G
10-12G/A
10-K
10-K/A
10-Q
144
15-12G
3
305B2
4
4/A
424B4
424B5
424B7
5
8-A12B
8-A12G
8-K
8-K/A
ARS
CERTNAS
CORRESP
CT ORDER
D/A
DEF 14A
DEF 14C
DEFA14A
DFAN14A
EFFECT
FWP
IRANNOTICE
PRE 14A
PRE 14C
REGDEX
REGDEX/A
S-1
S-1/A
S-1MEF
S-3
S-3/A
S-3ASR
S-8
S-8 POS
SC 13D
SC 13D/A
SC 13G
SC 13G/A
SCHEDULE 13G/A
UPLOAD
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| 3 | FORM 3 | 0001628280-26-002075 | Jan 14, 2026 | Jan 5, 2026 |
| 3 | FORM 3 | 0001628280-25-056542 | Dec 11, 2025 | Dec 8, 2025 |
| 3 | FORM 3 | 0001397911-25-000126 | Aug 25, 2025 | Aug 4, 2025 |
| 3 | 3 | 0000950170-25-036248 | Mar 10, 2025 | Feb 28, 2025 |
| 3 | 3 | 0000950170-24-141691 | Dec 31, 2024 | Dec 16, 2024 |
| 3 | FORM 3 | 0001397911-24-000002 | Jan 8, 2024 | Jan 2, 2024 |
| 3 | FORM 3 | 0001397911-23-000147 | Sep 14, 2023 | Sep 5, 2023 |
| 3 | FORM 3 SUBMISSION | 0000899243-23-005700 | Feb 21, 2023 | Feb 8, 2023 |
| 3 | FORM 3 | 0001397911-23-000006 | Jan 11, 2023 | Jan 9, 2023 |
| 3 | FORM 3 SUBMISSION | 0000899243-22-017432 | May 10, 2022 | May 2, 2022 |
| 3 | FORM 3 | 0001877100-21-000002 | Aug 9, 2021 | Jul 30, 2021 |
| 3 | FORM 3 | 0001397911-21-000022 | Feb 17, 2021 | Feb 11, 2021 |
| 3 | FORM 3 | 0001397911-21-000002 | Jan 28, 2021 | Jan 19, 2021 |
| 3 | FORM 3 | 0001397911-20-000104 | May 11, 2020 | May 6, 2020 |
| 3 | FORM 3 | 0001397911-20-000002 | Jan 10, 2020 | Jan 1, 2020 |
| 3 | FORM 3 | 0001397911-19-000071 | May 10, 2019 | May 8, 2019 |
| 3 | FORM 3 | 0001397911-19-000031 | Mar 4, 2019 | Feb 28, 2019 |
| 3 | FORM 3 | 0001397911-18-000164 | Aug 21, 2018 | Aug 13, 2018 |
| 3 | FORM 3 | 0001397911-18-000130 | Jun 5, 2018 | Jun 1, 2018 |
| 3 | FORM 3 | 0001397911-17-000153 | Jul 19, 2017 | Jul 10, 2017 |
| 3 | FORM 3 | 0001397911-17-000122 | May 22, 2017 | May 17, 2017 |
| 3 | FORM 3 | 0001397911-16-000323 | May 16, 2016 | May 10, 2016 |
| 3 | FORM 3 | 0001397911-16-000198 | Feb 1, 2016 | Jan 25, 2016 |
| 3 | FORM 3 | 0001397911-15-000169 | Oct 2, 2015 | Sep 28, 2015 |
| 3 | FORM 3 | 0001397911-15-000167 | Oct 2, 2015 | Sep 28, 2015 |
| 3 | FORM 3 | 0001397911-15-000149 | Jul 6, 2015 | Jun 25, 2015 |
| 3 | FORM 3 | 0001397911-15-000091 | Mar 19, 2015 | Mar 13, 2015 |
| 3 | FORM 3 | 0001397911-15-000089 | Mar 19, 2015 | Mar 11, 2015 |
| 3 | FORM 3 | 0001397911-14-000150 | Nov 25, 2014 | Nov 21, 2014 |
| 3 | FORM 3 | 0001397911-14-000121 | Aug 11, 2014 | Aug 1, 2014 |
| 3 | FORM 3 | 0001397911-14-000110 | Jun 16, 2014 | Jun 5, 2014 |
| 3 | FORM 3 | 0001397911-14-000108 | Jun 16, 2014 | Jun 5, 2014 |
| 3 | FORM 3 | 0001397911-14-000089 | Apr 23, 2014 | Apr 14, 2014 |
| 3 | FORM 3 | 0001397911-13-000072 | Sep 5, 2013 | Sep 3, 2013 |
| 3 | FORM 3 | 0001397911-13-000066 | Aug 7, 2013 | Aug 5, 2013 |
| 3 | FORM 3 | 0001397911-13-000046 | May 14, 2013 | May 8, 2013 |
| 3 | FORM 3 | 0001181431-13-012890 | Feb 26, 2013 | Feb 22, 2013 |
| 3 | FORM 3 SUBMISSION | 0001209191-12-058739 | Dec 20, 2012 | Dec 17, 2012 |
| 3 | FORM 3 | 0001181431-12-057397 | Nov 7, 2012 | — |
| 3 | FORM 3 SUBMISSION | 0001209191-12-026788 | May 8, 2012 | May 1, 2012 |
| 3 | FORM 3 SUBMISSION | 0001209191-12-026786 | May 8, 2012 | May 1, 2012 |
| 3 | FORM 3 SUBMISSION | 0001209191-12-026784 | May 8, 2012 | May 1, 2012 |
| 3 | FORM 3 SUBMISSION | 0001209191-12-026782 | May 8, 2012 | May 1, 2012 |
| 3 | FORM 3 SUBMISSION | 0001209191-12-026780 | May 8, 2012 | May 1, 2012 |
| 3 | FORM 3 SUBMISSION | 0001209191-12-009459 | Feb 13, 2012 | Feb 2, 2012 |
| 3 | FORM 3 SUBMISSION | 0001209191-11-034425 | Jun 14, 2011 | Jun 6, 2011 |
| 3 | FORM 3 - | 0001179110-10-005904 | Mar 23, 2010 | Mar 9, 2010 |
| 3 | FORM 3 - | 0001179110-10-005903 | Mar 23, 2010 | Mar 9, 2010 |
| 3 | FORM 3 - | 0001179110-10-005902 | Mar 23, 2010 | Mar 9, 2010 |
| 3 | FORM 3 - | 0001179110-10-005901 | Mar 23, 2010 | Mar 9, 2010 |