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Hercules Capital, Inc. — EFFECT Filings

16 EFFECT filings on record

This page lists all EFFECT filings submitted to the SEC by Hercules Capital, Inc. (HCXY), sorted by most recent first. Each row links to the full filing on EdgarLookup. Hercules Capital, Inc. has filed 16 EFFECT documents with the SEC since 2016. To view all SEC filings by Hercules Capital, Inc., see the full filings list.

Overview All Filings Financials Insiders
All 10-K 10-K/A 10-Q 144 25 25-NSE 3 305B2 4 4/A 40-17G 40-6C 40-6C/A 40-APP 40-APP/A 424B2 424B3 424B5 497 497AD 5 8-A12B 8-A12G 8-K 8-K/A ABS-15G APP NTC APP ORDR ARS CERT CERTNYS CORRESP DEF 14A DEFA14A DFAN14A EFFECT FWP N-2 N-2/A N-23C-2 N-2ASR N-2MEF N-54A NT 10-K POS 8C POS EX PRE 14A PREC14A REGDEX RW S-8 SC 13G SC 13G/A UPLOAD
Form Description Accession Number Filed Period
EFFECT 9999999995-18-001424 Jun 5, 2018
EFFECT 9999999995-17-002291 Sep 7, 2017
EFFECT 9999999995-16-005493 Aug 24, 2016
EFFECT 9999999995-15-002946 Nov 3, 2015
EFFECT 9999999995-14-001694 Jun 6, 2014
EFFECT 9999999995-13-001776 Jun 12, 2013
EFFECT 9999999995-12-003565 Dec 18, 2012
EFFECT 9999999995-12-000885 Mar 29, 2012
EFFECT 9999999995-11-001621 May 23, 2011
EFFECT 9999999995-10-001547 May 18, 2010
EFFECT 9999999995-09-002875 Oct 16, 2009
EFFECT 9999999995-08-001829 Jun 9, 2008
EFFECT 9999999995-07-001981 May 16, 2007
EFFECT 9999999995-06-001947 Oct 18, 2006
EFFECT 9999999995-06-000248 Jun 9, 2006
EFFECT 9999999995-06-000216 Jun 7, 2006