Hercules Capital, Inc. — 40-6C Filings

2 40-6C filings on record

This page lists all 40-6C filings submitted to the SEC by Hercules Capital, Inc. (HCXY), sorted by most recent first. Each row links to the full filing on EdgarLookup. Hercules Capital, Inc. has filed 2 40-6C documents with the SEC since 2016. To view all SEC filings by Hercules Capital, Inc., see the full filings list.

Overview All Filings Financials Insiders

All 10-K 10-K/A 10-Q 144 25 25-NSE 3 305B2 4 4/A 40-17G 40-6C 40-6C/A 40-APP 40-APP/A 424B2 424B3 424B5 497 497AD 5 8-A12B 8-A12G 8-K 8-K/A ABS-15G APP NTC APP ORDR ARS CERT CERTNYS CORRESP DEF 14A DEFA14A DFAN14A EFFECT FWP N-2 N-2/A N-23C-2 N-2ASR N-2MEF N-54A NT 10-K POS 8C POS EX PRE 14A PREC14A REGDEX RW S-8 SC 13G SC 13G/A UPLOAD

Form	Description	Accession Number	Filed	Period
40-6C	AUTO-GENERATED PAPER DOCUMENT	9999999997-06-029244	Jul 7, 2006	—
40-6C	AUTO-GENERATED PAPER DOCUMENT	9999999997-05-040994	Sep 28, 2005	—