Hercules Capital, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Date |
|---|---|---|---|---|---|---|
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 20 | — | — | Dec 5, 2025 |
| CROWELL GAYLE A | — | Purchase | 6,000 | $17.77 | $106,620 | Nov 3, 2025 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Tax Withholding | 822 | $16.70 | $13,727 | Oct 11, 2025 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 1,176 | $16.70 | $19,639 | Oct 11, 2025 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 4,051 | $16.70 | $67,652 | Oct 11, 2025 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 13,431 | $16.70 | $224,298 | Oct 11, 2025 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 3,458 | $17.06 | $58,993 | Oct 9, 2025 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 1,362 | $17.06 | $23,236 | Oct 9, 2025 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Tax Withholding | 956 | $17.06 | $16,309 | Oct 9, 2025 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 10,652 | $17.06 | $181,723 | Oct 9, 2025 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Tax Withholding | 770 | $18.94 | $14,584 | Jul 11, 2025 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 829 | $18.94 | $15,701 | Jul 11, 2025 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 4,051 | $18.94 | $76,726 | Jul 11, 2025 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 13,431 | $18.94 | $254,383 | Jul 11, 2025 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 3,458 | $18.56 | $64,180 | Jul 9, 2025 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 960 | $18.56 | $17,818 | Jul 9, 2025 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Tax Withholding | 912 | $18.56 | $16,927 | Jul 9, 2025 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 10,593 | $18.56 | $196,606 | Jul 9, 2025 |
| Loo Wade | — | Award / Grant | 3,329 | $18.02 | $59,989 | Jun 18, 2025 |
| Aguirre DeAnne | — | Disposition | 5,999 | — | — | Jun 18, 2025 |
| Follmann Christian | Chief Operating Officer | Sale | 395 | $17.83 | $7,043 | Jun 5, 2025 |
| Theodosopoulos Nikos | — | Purchase | 5,999 | $17.49 | $104,923 | May 8, 2025 |
| Loo Wade | — | Disposition | 5,645 | — | — | May 8, 2025 |
| CROWELL GAYLE A | — | Purchase | 5,999 | $17.49 | $104,923 | May 8, 2025 |
| BADAVAS ROBERT P | — | Disposition | 1,411 | — | — | May 8, 2025 |
| Aguirre DeAnne | — | Purchase | 5,999 | $17.49 | $104,923 | May 8, 2025 |
| Fallon Thomas J | — | Purchase | 5,976 | $17.53 | $104,759 | May 8, 2025 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 4,577 | $16.83 | $77,031 | Apr 11, 2025 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 829 | $16.83 | $13,952 | Apr 11, 2025 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Tax Withholding | 788 | $16.83 | $13,262 | Apr 11, 2025 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 13,307 | $16.83 | $223,957 | Apr 11, 2025 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 3,876 | $17.49 | $67,791 | Apr 9, 2025 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 960 | $17.49 | $16,790 | Apr 9, 2025 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Tax Withholding | 843 | $17.49 | $14,744 | Apr 9, 2025 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 10,370 | $17.49 | $181,371 | Apr 9, 2025 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 7,721 | $19.73 | $152,335 | Jan 11, 2025 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 1,256 | $19.73 | $24,781 | Jan 11, 2025 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 22,006 | $19.73 | $434,178 | Jan 11, 2025 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Tax Withholding | 819 | $19.73 | $16,159 | Jan 10, 2025 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 4,266 | $19.98 | $85,235 | Jan 9, 2025 |
| Meyer Seth H | Chief Financial Officer | Award / Grant | 82,583 | $19.98 | $1,650,008 | Jan 9, 2025 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Award / Grant | 27,528 | $19.98 | $550,009 | Jan 9, 2025 |
| Bluestein Scott | Chief Executive Officer | Award / Grant | 241,742 | $19.98 | $4,830,005 | Jan 9, 2025 |
| Meyer Seth H | Chief Financial Officer | Award / Grant | 132 | $18.91 | $2,496 | Dec 5, 2024 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 1,251 | $19.63 | $24,557 | Oct 11, 2024 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 7,770 | $19.63 | $152,525 | Oct 11, 2024 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 22,027 | $19.63 | $432,390 | Oct 11, 2024 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Tax Withholding | 213 | $19.74 | $4,205 | Oct 11, 2024 |
| Bluestein Scott | Chief Executive Officer | Sale | 100,000 | $19.59 | $1,959,000 | Sep 26, 2024 |
| Theodosopoulos Nikos | — | Purchase | 1,608 | $18.03 | $28,992 | Aug 6, 2024 |