Hercules Capital, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 20 | — | — | 369,592 | Dec 5, 2025 |
| CROWELL GAYLE A | — | Purchase | 6,000 | $17.77 | $106,620 | 78,727 | Nov 3, 2025 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Tax Withholding | 822 | $16.70 | $13,727 | 64,103 | Oct 11, 2025 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 1,176 | $16.70 | $19,639 | 116,885 | Oct 11, 2025 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 4,051 | $16.70 | $67,652 | 369,612 | Oct 11, 2025 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 13,431 | $16.70 | $224,298 | 2,244,097 | Oct 11, 2025 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 3,458 | $17.06 | $58,993 | 373,663 | Oct 9, 2025 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 1,362 | $17.06 | $23,236 | 118,061 | Oct 9, 2025 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Tax Withholding | 956 | $17.06 | $16,309 | 64,925 | Oct 9, 2025 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 10,652 | $17.06 | $181,723 | 2,257,528 | Oct 9, 2025 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Tax Withholding | 770 | $18.94 | $14,584 | 65,881 | Jul 11, 2025 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 829 | $18.94 | $15,701 | 119,423 | Jul 11, 2025 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 4,051 | $18.94 | $76,726 | 377,121 | Jul 11, 2025 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 13,431 | $18.94 | $254,383 | 2,268,180 | Jul 11, 2025 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 3,458 | $18.56 | $64,180 | 381,172 | Jul 9, 2025 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 960 | $18.56 | $17,818 | 120,252 | Jul 9, 2025 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Tax Withholding | 912 | $18.56 | $16,927 | 66,651 | Jul 9, 2025 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 10,593 | $18.56 | $196,606 | 2,281,611 | Jul 9, 2025 |
| Loo Wade | — | Award / Grant | 3,329 | $18.02 | $59,989 | 10,833 | Jun 18, 2025 |
| Aguirre DeAnne | — | Disposition | 5,999 | — | — | 5,067 | Jun 18, 2025 |
| Follmann Christian | Chief Operating Officer | Sale | 395 | $17.83 | $7,043 | 120,556 | Jun 5, 2025 |
| Theodosopoulos Nikos | — | Purchase | 5,999 | $17.49 | $104,923 | 11,960 | May 8, 2025 |
| Loo Wade | — | Disposition | 5,645 | — | — | 7,504 | May 8, 2025 |
| CROWELL GAYLE A | — | Purchase | 5,999 | $17.49 | $104,923 | 69,344 | May 8, 2025 |
| BADAVAS ROBERT P | — | Disposition | 1,411 | — | — | 4,622 | May 8, 2025 |
| Aguirre DeAnne | — | Purchase | 5,999 | $17.49 | $104,923 | 13,529 | May 8, 2025 |
| Fallon Thomas J | — | Purchase | 5,976 | $17.53 | $104,759 | 98,882 | May 8, 2025 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 4,577 | $16.83 | $77,031 | 384,630 | Apr 11, 2025 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 829 | $16.83 | $13,952 | 120,951 | Apr 11, 2025 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Tax Withholding | 788 | $16.83 | $13,262 | 67,563 | Apr 11, 2025 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 13,307 | $16.83 | $223,957 | 2,292,204 | Apr 11, 2025 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 3,876 | $17.49 | $67,791 | 389,207 | Apr 9, 2025 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 960 | $17.49 | $16,790 | 121,780 | Apr 9, 2025 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Tax Withholding | 843 | $17.49 | $14,744 | 68,351 | Apr 9, 2025 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 10,370 | $17.49 | $181,371 | 2,305,511 | Apr 9, 2025 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 7,721 | $19.73 | $152,335 | 393,083 | Jan 11, 2025 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 1,256 | $19.73 | $24,781 | 122,505 | Jan 11, 2025 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 22,006 | $19.73 | $434,178 | 2,315,881 | Jan 11, 2025 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Tax Withholding | 819 | $19.73 | $16,159 | 69,194 | Jan 10, 2025 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 4,266 | $19.98 | $85,235 | 89,977 | Jan 9, 2025 |
| Meyer Seth H | Chief Financial Officer | Award / Grant | 82,583 | $19.98 | $1,650,008 | 400,804 | Jan 9, 2025 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Award / Grant | 27,528 | $19.98 | $550,009 | 70,226 | Jan 9, 2025 |
| Bluestein Scott | Chief Executive Officer | Award / Grant | 241,742 | $19.98 | $4,830,005 | 2,337,887 | Jan 9, 2025 |
| Meyer Seth H | Chief Financial Officer | Award / Grant | 132 | $18.91 | $2,496 | 334,572 | Dec 5, 2024 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 1,251 | $19.63 | $24,557 | 94,008 | Oct 11, 2024 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 7,770 | $19.63 | $152,525 | 334,440 | Oct 11, 2024 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 22,027 | $19.63 | $432,390 | 2,139,179 | Oct 11, 2024 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Tax Withholding | 213 | $19.74 | $4,205 | 47,796 | Oct 11, 2024 |
| Bluestein Scott | Chief Executive Officer | Sale | 100,000 | $19.59 | $1,959,000 | 2,161,207 | Sep 26, 2024 |
| Theodosopoulos Nikos | — | Purchase | 1,608 | $18.03 | $28,992 | 5,613 | Aug 6, 2024 |