Hercules Capital, Inc. — 40-APP/A Filings
6 40-APP/A filings on record
This page lists all 40-APP/A filings submitted to the SEC by Hercules Capital, Inc. (HCXY), sorted by most recent first. Each row links to the full filing on EdgarLookup. Hercules Capital, Inc. has filed 6 40-APP/A documents with the SEC since 2016. To view all SEC filings by Hercules Capital, Inc., see the full filings list.
All
10-K
10-K/A
10-Q
144
25
25-NSE
3
305B2
4
4/A
40-17G
40-6C
40-6C/A
40-APP
40-APP/A
424B2
424B3
424B5
497
497AD
5
8-A12B
8-A12G
8-K
8-K/A
ABS-15G
APP NTC
APP ORDR
ARS
CERT
CERTNYS
CORRESP
DEF 14A
DEFA14A
DFAN14A
EFFECT
FWP
N-2
N-2/A
N-23C-2
N-2ASR
N-2MEF
N-54A
NT 10-K
POS 8C
POS EX
PRE 14A
PREC14A
REGDEX
RW
S-8
SC 13G
SC 13G/A
UPLOAD
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| 40-APP/A | 40-APP/A | 0001193125-18-285654 | Sep 27, 2018 | — |
| 40-APP/A | AMENDMENT NO. 2 TO FORM 40-APP | 0001193125-10-128041 | May 25, 2010 | — |
| 40-APP/A | AMENDMENT NO. 1 TO FORM 40-APP | 0001193125-10-063224 | Mar 22, 2010 | — |
| 40-APP/A | AUTO-GENERATED PAPER DOCUMENT | 9999999997-07-042941 | Oct 1, 2007 | — |
| 40-APP/A | AUTO-GENERATED PAPER DOCUMENT | 9999999997-07-039887 | Sep 10, 2007 | — |
| 40-APP/A | AUTO-GENERATED PAPER DOCUMENT | 9999999997-07-003050 | Dec 12, 2006 | — |