EdgarLookup

EQUUS TOTAL RETURN, INC. — All Filings

926 total filings on record

Public companies registered with the SEC are required to file periodic reports, disclosures, and notices throughout the year. The most important are the 10-K (annual report), 10-Q (quarterly report), and 8-K (material event notice). Use the filters below to narrow by form type.

Overview All Filings Financials Insiders
All 10-K 10-K/A 10-Q 10-Q/A 3 3/A 4 4/A 40-17F2 40-17G 40-17G/A 40-APP 40-APP/A 425 8-A12B 8-K 8-K/A APP WD ARS CORRESP DEF 14A DEF 14C DEFA14A DEFC14A DEFR14C DEFS14A DFAN14A N-2 N-2/A NO ACT NT 10-K NT 10-Q PRE 14A PRE 14C PREC14A PRES14A S-8 SC 13D SC 13D/A SC 13G SC 13G/A
Form Description Accession Number Filed Period
10-Q FORM 10-Q 0001391609-16-000617 Nov 10, 2016 Sep 30, 2016
40-17F2 FORM 40-17F2 0001391609-16-000606 Nov 4, 2016 —
40-APP/A FORM 40-APP/A-2 0001391609-16-000574 Sep 29, 2016 —
40-APP/A FORM 40-APP 0001391609-16-000548 Aug 25, 2016 —
8-K FORM 8-K 0001391609-16-000539 Aug 15, 2016 Aug 12, 2016
10-Q FORM 10-Q 0001391609-16-000534 Aug 12, 2016 Jun 30, 2016
40-17F2 FORM 40-17F2 0001391609-16-000532 Aug 10, 2016 —
8-K FORM 8-K 0001391609-16-000505 Jun 16, 2016 Jun 13, 2016
40-APP FORM 40-APP 0001391609-16-000498 May 26, 2016 —
8-K FORM 8-K 0001391609-16-000480 May 12, 2016 —
10-Q FORM 10-Q 0001391609-16-000478 May 11, 2016 Mar 31, 2016
8-K FORM 8-K 0001391609-16-000475 May 9, 2016 May 4, 2016
CORRESP — 0001391609-16-000473 May 5, 2016 —
DEFA14A EQUUS PROXY STATEMENT 0001391609-16-000471 May 5, 2016 —
DEF 14A DEFINITIVE PROXY STATEMENT 0001391609-16-000466 May 2, 2016 Apr 29, 2016
PRE 14A PROXY STATEMENT 0001391609-16-000456 Apr 18, 2016 —
8-K FORM 8-K 0001391609-16-000430 Apr 1, 2016 Mar 31, 2016
10-K FORM 10-K 0001391609-16-000424 Mar 30, 2016 Dec 31, 2015
4 OWNERSHIP DOCUMENT 0001391609-16-000394 Mar 3, 2016 Feb 25, 2016
40-17F2 FORM 40-17F-2 0001391609-16-000358 Feb 2, 2016 —
4 OWNERSHIP DOCUMENT 0001391609-16-000350 Jan 22, 2016 Jan 20, 2016
8-K FORM 8-K 0001391609-16-000319 Jan 12, 2016 Jan 7, 2016
4/A OWNERSHIP DOCUMENT 0001391609-15-000303 Dec 22, 2015 Nov 18, 2015
4/A OWNERSHIP DOCUMENT 0001391609-15-000306 Dec 22, 2015 Nov 20, 2015
4 — 0000930413-15-004497 Nov 30, 2015 Nov 25, 2015
4 OWNERSHIP DOCUMENT 0001391609-15-000290 Nov 25, 2015 Nov 24, 2015
4 — 0000930413-15-004389 Nov 20, 2015 Nov 18, 2015
4 OWNERSHIP DOCUMENT 0001391609-15-000286 Nov 20, 2015 Nov 19, 2015
40-17F2 FORM 40-17F2 0001391609-15-000268 Nov 13, 2015 —
8-K FORM 8-K 0001391609-15-000266 Nov 13, 2015 Nov 12, 2015
10-Q FORM 10-Q 0001391609-15-000262 Nov 12, 2015 Sep 30, 2015
8-K — 0001391609-15-000187 Aug 13, 2015 May 14, 2015
10-Q FORM 10-Q 0001391609-15-000181 Aug 12, 2015 Jun 30, 2015
SC 13D/A — 0001504304-15-000103 Jul 23, 2015 —
40-17F2 FORM 40-17F2 0001391609-15-000140 Jun 5, 2015 —
8-K FORM 8-K 0001391609-15-000129 May 19, 2015 May 14, 2015
8-K FORM 8-K 0001391609-15-000122 May 15, 2015 May 14, 2015
10-Q FORM 10-Q 0001391609-15-000117 May 14, 2015 Mar 31, 2015
DEF 14A DEF 14A 0001391609-15-000093 Apr 16, 2015 Dec 31, 2014
8-K FORM 8-K 0001391609-15-000075 Apr 3, 2015 Apr 2, 2015
10-K FORM 10-K 0001391609-15-000066 Mar 30, 2015 Dec 31, 2014
40-17F2 FORM 40-17F2 0001391609-15-000032 Feb 18, 2015 —
40-17G FORM 40-17G 0001391609-15-000030 Feb 11, 2015 —
8-K FORM 8-K 0001391609-15-000007 Jan 13, 2015 Jan 12, 2015
8-K FORM 8-K 0001391609-14-000230 Dec 5, 2014 Dec 1, 2014
8-K FORM 8-K 0001391609-14-000216 Nov 18, 2014 —
10-Q FORM 10-Q 0001391609-14-000205 Nov 13, 2014 Sep 30, 2014
40-17F2 FORM 40-17F2 0001391609-14-000174 Sep 4, 2014 —
CORRESP — 0001391609-14-000172 Sep 2, 2014 —
8-K FORM 8-K 0001391609-14-000159 Aug 19, 2014 May 15, 2014