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EQUUS TOTAL RETURN, INC. — 40-APP/A Filings

3 40-APP/A filings on record

This page lists all 40-APP/A filings submitted to the SEC by EQUUS TOTAL RETURN, INC. (EQS), sorted by most recent first. Each row links to the full filing on EdgarLookup. EQUUS TOTAL RETURN, INC. has filed 3 40-APP/A documents with the SEC since 1995. To view all SEC filings by EQUUS TOTAL RETURN, INC., see the full filings list.

Overview All Filings Financials Insiders
All 10-K 10-K/A 10-Q 10-Q/A 3 3/A 4 4/A 40-17F2 40-17G 40-17G/A 40-APP 40-APP/A 425 8-A12B 8-K 8-K/A APP WD ARS CORRESP DEF 14A DEF 14C DEFA14A DEFC14A DEFR14C DEFS14A DFAN14A N-2 N-2/A NO ACT NT 10-K NT 10-Q PRE 14A PRE 14C PREC14A PRES14A S-8 SC 13D SC 13D/A SC 13G SC 13G/A
Form Description Accession Number Filed Period
40-APP/A FORM 40-APP/A-3 0001391609-16-000636 Nov 23, 2016 —
40-APP/A FORM 40-APP/A-2 0001391609-16-000574 Sep 29, 2016 —
40-APP/A FORM 40-APP 0001391609-16-000548 Aug 25, 2016 —