EQUUS TOTAL RETURN, INC. — 4/A Filings
22 4/A filings on record
This page lists all 4/A filings submitted to the SEC by EQUUS TOTAL RETURN, INC. (EQS), sorted by most recent first. Each row links to the full filing on EdgarLookup. EQUUS TOTAL RETURN, INC. has filed 22 4/A documents with the SEC since 1995. To view all SEC filings by EQUUS TOTAL RETURN, INC., see the full filings list.
All
10-K
10-K/A
10-Q
10-Q/A
3
3/A
4
4/A
40-17F2
40-17G
40-17G/A
40-APP
40-APP/A
425
8-A12B
8-K
8-K/A
APP WD
ARS
CORRESP
DEF 14A
DEF 14C
DEFA14A
DEFC14A
DEFR14C
DEFS14A
DFAN14A
N-2
N-2/A
NO ACT
NT 10-K
NT 10-Q
PRE 14A
PRE 14C
PREC14A
PRES14A
S-8
SC 13D
SC 13D/A
SC 13G
SC 13G/A
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| 4/A | — | 0001712543-25-000080 | Sep 30, 2025 | Sep 16, 2025 |
| 4/A | OWNERSHIP DOCUMENT | 0001391609-17-000077 | Mar 27, 2017 | Mar 21, 2017 |
| 4/A | OWNERSHIP DOCUMENT | 0001391609-15-000306 | Dec 22, 2015 | Nov 20, 2015 |
| 4/A | OWNERSHIP DOCUMENT | 0001391609-15-000303 | Dec 22, 2015 | Nov 18, 2015 |
| 4/A | PRIMARY DOCUMENT | 0001391609-10-000158 | Jul 16, 2010 | Apr 15, 2010 |
| 4/A | — | 0001181431-09-041656 | Aug 28, 2009 | Aug 27, 2009 |
| 4/A | PRIMARY DOCUMENT | 0001391609-09-000041 | May 4, 2009 | Apr 24, 2009 |
| 4/A | PRIMARY DOCUMENT | 0001391609-09-000040 | May 4, 2009 | Apr 24, 2009 |
| 4/A | PRIMARY DOCUMENT | 0001391609-09-000039 | May 4, 2009 | Apr 24, 2009 |
| 4/A | PRIMARY DOCUMENT | 0001391609-09-000038 | May 4, 2009 | Apr 24, 2009 |
| 4/A | PRIMARY DOCUMENT | 0001391609-09-000035 | May 1, 2009 | Apr 24, 2009 |
| 4/A | PRIMARY DOCUMENT | 0001391609-09-000034 | May 1, 2009 | Apr 24, 2009 |
| 4/A | PRIMARY DOCUMENT | 0001391609-09-000033 | May 1, 2009 | Apr 24, 2009 |
| 4/A | — | 0001181431-09-019535 | Apr 8, 2009 | Apr 6, 2009 |
| 4/A | PRIMARY DOCUMENT | 0001391609-07-000047 | Oct 2, 2007 | Sep 27, 2007 |
| 4/A | PRIMARY DOCUMENT | 0001391609-07-000046 | Oct 2, 2007 | Sep 27, 2007 |
| 4/A | PRIMARY DOCUMENT | 0001391609-07-000045 | Oct 2, 2007 | Sep 27, 2007 |
| 4/A | PRIMARY DOCUMENT | 0001391609-07-000044 | Oct 2, 2007 | Sep 27, 2007 |
| 4/A | PRIMARY DOCUMENT | 0001391609-07-000037 | Oct 1, 2007 | Sep 27, 2007 |
| 4/A | ISSUANCE OF STOCK OPTIONS AT ANNUAL MEETING | 0001181431-04-025188 | May 10, 2004 | — |
| 4/A | SHARES NOT RECEIVED IN DIVIDEND | 0001181431-04-017367 | Mar 24, 2004 | — |
| 4/A | SHARES | 0001181431-04-017365 | Mar 24, 2004 | — |