EQUUS TOTAL RETURN, INC. — All Filings
926 total filings on record
Public companies registered with the SEC are required to file periodic reports, disclosures, and notices throughout the year. The most important are the 10-K (annual report), 10-Q (quarterly report), and 8-K (material event notice). Use the filters below to narrow by form type.
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10-K
10-K/A
10-Q
10-Q/A
3
3/A
4
4/A
40-17F2
40-17G
40-17G/A
40-APP
40-APP/A
425
8-A12B
8-K
8-K/A
APP WD
ARS
CORRESP
DEF 14A
DEF 14C
DEFA14A
DEFC14A
DEFR14C
DEFS14A
DFAN14A
N-2
N-2/A
NO ACT
NT 10-K
NT 10-Q
PRE 14A
PRE 14C
PREC14A
PRES14A
S-8
SC 13D
SC 13D/A
SC 13G
SC 13G/A
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| NT 10-Q | FORM NT 10-Q | 0001712543-24-000054 | Aug 14, 2024 | Jun 30, 2024 |
| 40-17F2 | FORM N-17F-2 | 0001712543-24-000051 | Aug 2, 2024 | — |
| 8-K | FORM 8-K | 0001712543-24-000047 | Jun 28, 2024 | Jun 20, 2024 |
| 40-17G | FIDELITY BOND | 0001712543-24-000034 | May 22, 2024 | — |
| 8-K | FORM 8-K | 0001712543-24-000032 | May 16, 2024 | — |
| 10-Q | FORM 10-Q | 0001712543-24-000030 | May 15, 2024 | Mar 31, 2024 |
| DEF 14A | PROXY STATEMENT | 0001712543-24-000020 | Apr 29, 2024 | Apr 25, 2024 |
| 8-K | FORM 8-K | 0001712543-24-000010 | Apr 3, 2024 | — |
| 10-K | FORM 10-K | 0001712543-24-000005 | Apr 2, 2024 | Dec 31, 2023 |
| NT 10-K | NOTIFICATION OF LATE FILING | 0001712543-24-000008 | Apr 2, 2024 | Dec 31, 2023 |
| 8-K | FORM 8-K | 0001712543-24-000002 | Feb 22, 2024 | Feb 13, 2024 |
| SC 13G/A | AMENDMENT NO. 3 TO THE SCHEDULE 13G | 0000921895-24-000395 | Feb 13, 2024 | — |
| SC 13G/A | AMENDMENT NO. 1 TO SC13G | 0001099910-24-000084 | Feb 12, 2024 | — |
| 40-17F2 | SECURITY COUNT | 0001712543-23-000093 | Dec 21, 2023 | — |
| CORRESP | — | 0001712543-23-000090 | Nov 21, 2023 | — |
| 40-17F2 | SECURITY COUNT #2 | 0001712543-23-000088 | Nov 17, 2023 | — |
| 8-K | FORM 8-K | 0001712543-23-000085 | Nov 15, 2023 | — |
| 10-Q | FORM 10-Q | 0001712543-23-000083 | Nov 14, 2023 | Sep 30, 2023 |
| CORRESP | — | 0001712543-23-000070 | Oct 20, 2023 | — |
| 40-17F2 | SECURITY COUNT | 0001712543-23-000055 | Aug 15, 2023 | — |
| 8-K | FORM 8-K | 0001712543-23-000057 | Aug 15, 2023 | — |
| 10-Q | FORM 10-Q | 0001712543-23-000053 | Aug 14, 2023 | Jun 30, 2023 |
| 4 | — | 0001712543-23-000046 | Jul 18, 2023 | Jul 14, 2023 |
| 40-17G | FIDELITY BOND | 0001712543-23-000040 | Jun 20, 2023 | — |
| 8-K | FORM 8-K | 0001712543-23-000038 | May 26, 2023 | May 25, 2023 |
| 8-K | FORM 8-K | 0001712543-23-000036 | May 25, 2023 | May 22, 2023 |
| 8-K | FORM 8-K | 0001712543-23-000033 | May 18, 2023 | May 16, 2023 |
| 8-K | FORM 8-K | 0001712543-23-000029 | May 12, 2023 | May 10, 2023 |
| 10-Q | FORM 10-Q | 0001712543-23-000026 | May 10, 2023 | Mar 31, 2023 |
| DEF 14A | DEFINITIVE INFORMATION STATEMENT | 0001712543-23-000024 | Apr 24, 2023 | Apr 24, 2024 |
| 8-K | FORM 8-K | 0001712543-23-000017 | Mar 29, 2023 | — |
| 10-K | FORM 10-K | 0001712543-23-000015 | Mar 28, 2023 | Dec 31, 2022 |
| SC 13G/A | AMENDMENT NO. 2 TO THE SCHEDULE 13G | 0000921895-23-000543 | Feb 14, 2023 | — |
| 40-17F2 | SECURITY COUNT | 0001712543-23-000006 | Jan 18, 2023 | — |
| 40-17F2 | SECURITY COUNT | 0001712543-22-000183 | Nov 15, 2022 | — |
| 8-K | FORM 8-K | 0001712543-22-000181 | Nov 14, 2022 | — |
| 10-Q | FORM 10-Q | 0001712543-22-000179 | Nov 10, 2022 | Sep 30, 2022 |
| 8-K | FORM 8-K | 0001712543-22-000177 | Nov 4, 2022 | — |
| DEF 14C | DEFINITIVE INFORMATION STATEMENT | 0001712543-22-000174 | Nov 3, 2022 | — |
| SC 13G | — | 0001099910-22-000193 | Oct 7, 2022 | — |
| 40-17F2 | SECURITY COUNT | 0001712543-22-000111 | Aug 15, 2022 | — |
| 8-K | FORM 8-K | 0001712543-22-000113 | Aug 15, 2022 | — |
| 10-Q | FORM 10-Q | 0001712543-22-000109 | Aug 12, 2022 | Jun 30, 2022 |
| SC 13D/A | AMENDMENT NO. 1 TO THE SCHEDULE 13D | 0001829126-22-014252 | Jul 11, 2022 | — |
| 8-K | FORM 8-K | 0001712543-22-000087 | Jun 13, 2022 | Jun 9, 2022 |
| 10-Q | FORM 10-Q | 0001712543-22-000064 | May 12, 2022 | Mar 31, 2022 |
| 8-K | FORM 8-K | 0001712543-22-000067 | May 12, 2022 | — |
| DEF 14A | FORM DEF 14C | 0001712543-22-000061 | Apr 29, 2022 | Apr 19, 2022 |
| 40-17G | FIDELITY BOND | 0001712543-22-000042 | Apr 14, 2022 | — |
| 8-K | FORM 8-K | 0001712543-22-000025 | Apr 4, 2022 | Mar 30, 2022 |