Heritage Global Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Sklar James Edward | EVP, Gen Counsel & Secretary | Sale | 3,734 | $1.31 | $4,892 | 276,061 | Dec 1, 2025 |
| Sklar James Edward | EVP, Gen Counsel & Secretary | Sale | 3,734 | $1.43 | $5,340 | 279,795 | Nov 3, 2025 |
| Sklar James Edward | EVP, Gen Counsel & Secretary | Sale | 7,468 | $1.63 | $12,173 | 283,529 | Oct 1, 2025 |
| COBB BRIAN J. | CFO | Tax Withholding | 6,408 | $2.11 | $13,521 | 225,353 | Mar 25, 2025 |
| Sklar James Edward | EVP, Gen Counsel & Secretary | Tax Withholding | 4,727 | $2.11 | $9,974 | 290,997 | Mar 25, 2025 |
| DOVE ROSS | CEO | Tax Withholding | 25,094 | $2.11 | $52,948 | 2,321,917 | Mar 25, 2025 |
| Ludwig David Van | President of subsidiary | Sale | 7,000 | $1.97 | $13,790 | 900,479 | Mar 11, 2025 |
| Sharpe Kelly S | — | Award / Grant | 20,000 | — | — | 75,800 | Mar 6, 2025 |
| SHIMER SAMUEL L | — | Award / Grant | 20,000 | — | — | 332,500 | Mar 6, 2025 |
| Hexner Michael | — | Award / Grant | 20,000 | — | — | 252,104 | Mar 6, 2025 |
| Burnham William L | — | Award / Grant | 20,000 | — | — | 50,000 | Mar 6, 2025 |
| Sinsley Barbara A | — | Award / Grant | 20,000 | — | — | 81,300 | Mar 6, 2025 |
| Sklar James Edward | EVP, Gen Counsel & Secretary | Award / Grant | 11,848 | — | — | 295,724 | Mar 6, 2025 |
| COBB BRIAN J. | CFO | Award / Grant | 11,848 | — | — | 231,761 | Mar 6, 2025 |
| DOVE ROSS | CEO | Award / Grant | 44,355 | — | — | 2,347,011 | Mar 6, 2025 |
| Ludwig David Van | President of subsidiary | Sale | 10,000 | $2.07 | $20,700 | 907,479 | Mar 6, 2025 |
| Ludwig David Van | President of subsidiary | Sale | 10,000 | $2.05 | $20,500 | 917,479 | Mar 4, 2025 |
| Ludwig David Van | President of subsidiary | Sale | 10,000 | $2.02 | $20,200 | 927,479 | Feb 26, 2025 |
| Ludwig David Van | President of subsidiary | Sale | 10,000 | $2.24 | $22,400 | 937,479 | Feb 19, 2025 |
| Ludwig David Van | President of subsidiary | Sale | 10,000 | $2.24 | $22,400 | 947,479 | Feb 12, 2025 |
| Ludwig David Van | President of subsidiary | Sale | 10,000 | $2.13 | $21,300 | 957,479 | Jan 29, 2025 |
| Ludwig David Van | President of subsidiary | Sale | 10,000 | $2.07 | $20,700 | 967,479 | Jan 15, 2025 |
| Ludwig David Van | President of subsidiary | Sale | 10,000 | $1.99 | $19,900 | 977,479 | Jan 8, 2025 |
| COBB BRIAN J. | CFO | Award / Grant | 125,000 | — | — | 219,913 | Jan 1, 2025 |
| Ludwig David Van | President of subsidiary | Sale | 10,000 | $1.75 | $17,500 | 987,479 | Dec 18, 2024 |
| Ludwig David Van | President of subsidiary | Sale | 10,000 | $1.76 | $17,600 | 997,479 | Dec 5, 2024 |
| Ludwig David Van | President of subsidiary | Sale | 10,000 | $1.77 | $17,700 | 1,007,479 | Dec 3, 2024 |
| Ludwig David Van | President of subsidiary | Sale | 10,000 | $1.63 | $16,300 | 1,017,479 | Nov 21, 2024 |
| Ludwig David Van | President of subsidiary | Sale | 10,000 | $1.61 | $16,100 | 1,029,304 | Nov 19, 2024 |
| Ludwig David Van | President of subsidiary | Sale | 10,000 | $1.61 | $16,100 | 1,027,479 | Nov 19, 2024 |
| DOVE ROSS | CEO | Purchase | 7,297 | $2.75 | $20,067 | 2,302,656 | Mar 20, 2024 |
| COBB BRIAN J. | CFO | Tax Withholding | 13,638 | $2.93 | $39,959 | 94,913 | Mar 19, 2024 |
| Sklar James Edward | EVP, Gen Counsel & Secretary | Tax Withholding | 11,830 | $2.93 | $34,662 | 283,876 | Mar 19, 2024 |
| Dove Nicholas Kirk | President, Industrial Assets | Purchase | 5,000 | $2.88 | $14,400 | 100,000 | Mar 19, 2024 |
| Sinsley Barbara A | — | Award / Grant | 15,000 | — | — | 61,300 | Mar 7, 2024 |
| Hexner Michael | — | Award / Grant | 15,000 | — | — | 232,104 | Mar 7, 2024 |
| SHIMER SAMUEL L | — | Award / Grant | 15,000 | — | — | 312,500 | Mar 7, 2024 |
| Sharpe Kelly S | — | Award / Grant | 15,000 | — | — | 55,800 | Mar 7, 2024 |
| Burnham William L | — | Award / Grant | 15,000 | — | — | 30,000 | Mar 7, 2024 |
| Sklar James Edward | EVP, Gen Counsel & Secretary | Award / Grant | 25,597 | — | — | 295,706 | Mar 7, 2024 |
| DOVE ROSS | CEO | Award / Grant | 76,850 | — | — | 2,295,359 | Mar 7, 2024 |
| COBB BRIAN J. | CFO | Award / Grant | 25,597 | — | — | 108,551 | Mar 7, 2024 |
| Dove Nicholas Kirk | President, Industrial Assets | Purchase | 5,000 | $2.85 | $14,250 | 95,000 | Nov 13, 2023 |
| SHIMER SAMUEL L | — | Purchase | 10,000 | $2.95 | $29,500 | 297,500 | Sep 13, 2023 |
| DOVE ROSS | CEO | Purchase | 3,200 | $3.11 | $9,952 | 2,218,510 | Aug 24, 2023 |
| Dove Nicholas Kirk | President, Industrial Assets | Purchase | 3,455 | $3.13 | $10,814 | 90,000 | Aug 17, 2023 |
| Ludwig David Van | President of subsidiary | Purchase | 4,583 | $3.12 | $14,299 | 1,037,479 | Aug 15, 2023 |
| Hexner Michael | — | Purchase | 8,253 | $3.12 | $25,749 | 217,104 | Aug 14, 2023 |
| DOVE ROSS | CEO | Purchase | 6,211 | $3.22 | $19,999 | 2,215,310 | Aug 14, 2023 |
| SHIMER SAMUEL L | — | Option Exercise | 2,500 | $0.53 | $1,325 | 285,000 | Aug 14, 2023 |