Heritage Global Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Dove Nicholas Kirk | President, Industrial Assets | Purchase | 7,880 | $3.17 | $24,980 | 86,545 | Aug 14, 2023 |
| McBirney Collin | — | Sale | 55,972 | $3.02 | $169,035 | 3,662,443 | Apr 18, 2023 |
| Topline Capital Partners, LP | — | Sale | 44,558 | $3.00 | $133,674 | 3,617,885 | Apr 14, 2023 |
| Topline Capital Partners, LP | — | Sale | 9,199 | $2.90 | $26,677 | 3,816,661 | Apr 13, 2023 |
| Topline Capital Management, LLC | — | Sale | 24,084 | $2.91 | $70,084 | 3,792,577 | Apr 12, 2023 |
| McBirney Collin | — | Sale | 1,934 | $2.84 | $5,493 | 3,858,526 | Apr 3, 2023 |
| Topline Capital Partners, LP | — | Sale | 1,934 | $2.84 | $5,493 | 3,858,526 | Apr 3, 2023 |
| Burnham William L | — | Award / Grant | 15,000 | — | — | 15,000 | Apr 1, 2023 |
| Sharpe Kelly S | — | Award / Grant | 15,000 | — | — | 40,800 | Mar 31, 2023 |
| Sinsley Barbara A | — | Award / Grant | 15,000 | — | — | 46,300 | Mar 31, 2023 |
| SHIMER SAMUEL L | — | Award / Grant | 15,000 | — | — | 282,500 | Mar 31, 2023 |
| Hexner Michael | — | Award / Grant | 15,000 | — | — | 208,851 | Mar 31, 2023 |
| Cho Shirley | — | Award / Grant | 15,000 | — | — | 30,000 | Mar 31, 2023 |
| Topline Capital Partners, LP | — | Sale | 19,283 | $2.86 | $55,149 | 3,926,729 | Mar 30, 2023 |
| Topline Capital Management, LLC | — | Sale | 19,283 | $2.86 | $55,149 | 3,926,729 | Mar 28, 2023 |
| Topline Capital Management, LLC | — | Sale | 49,497 | $2.87 | $142,056 | 3,981,357 | Mar 20, 2023 |
| Topline Capital Partners, LP | — | Sale | 49,497 | $2.87 | $142,056 | 3,981,357 | Mar 20, 2023 |
| Topline Capital Management, LLC | — | Sale | 259,238 | $2.90 | $751,790 | 4,160,762 | Mar 16, 2023 |
| Topline Capital Partners, LP | — | Sale | 259,238 | $2.90 | $751,790 | 4,160,762 | Mar 15, 2023 |
| DOVE ROSS | CEO | Tax Withholding | 19,664 | $2.57 | $50,536 | 2,208,509 | Mar 1, 2023 |
| Sklar James Edward | EVP, Gen Counsel & Secretary | Tax Withholding | 9,513 | $2.57 | $24,448 | 269,952 | Mar 1, 2023 |
| COBB BRIAN J. | CFO | Tax Withholding | 7,934 | $2.57 | $20,390 | 82,771 | Mar 1, 2023 |
| Sklar James Edward | EVP, Gen Counsel & Secretary | Tax Withholding | 9,664 | $2.53 | $24,450 | 270,109 | Mar 1, 2023 |
| DOVE ROSS | CEO | Award / Grant | 57,764 | — | — | 2,229,073 | Mar 1, 2023 |
| COBB BRIAN J. | CFO | Tax Withholding | 8,059 | $2.53 | $20,389 | 82,954 | Mar 1, 2023 |
| Hexner Michael | — | Purchase | 6,500 | $1.61 | $10,465 | 193,851 | Sep 29, 2022 |
| Hexner Michael | — | Purchase | 10,000 | $1.74 | $17,400 | 187,351 | Sep 22, 2022 |
| Hexner Michael | — | Purchase | 1,325 | $1.56 | $2,067 | 177,351 | Sep 19, 2022 |
| Sharpe Kelly S | — | Award / Grant | 15,000 | — | — | 25,800 | Aug 3, 2022 |
| Sinsley Barbara A | — | Award / Grant | 10,000 | — | — | 16,300 | Aug 3, 2022 |
| SHIMER SAMUEL L | — | Award / Grant | 15,000 | — | — | 267,500 | Aug 3, 2022 |
| Hexner Michael | — | Award / Grant | 15,000 | — | — | 176,026 | Aug 3, 2022 |
| Cho Shirley | — | Award / Grant | 15,000 | — | — | 15,000 | Aug 3, 2022 |
| SHIMER SAMUEL L | — | Option Exercise | 5,000 | $0.83 | $4,150 | 242,500 | Jul 26, 2022 |
| SHIMER SAMUEL L | — | Purchase | 20,000 | $1.19 | $23,800 | 175,000 | May 27, 2022 |
| Dove Nicholas Kirk | President, Industrial Assets | Option Exercise | 45,000 | $0.45 | $20,250 | 78,665 | May 18, 2022 |
| Dove Nicholas Kirk | President, Industrial Assets | Purchase | 20,481 | $1.22 | $24,987 | 33,665 | May 18, 2022 |
| COBB BRIAN J. | VP of Finance | Option Exercise | 11,250 | $0.45 | $5,063 | 71,250 | May 16, 2022 |
| Sklar James Edward | EVP, Gen Counsel & Secretary | Purchase | 2,500 | $1.18 | $2,950 | 260,010 | May 16, 2022 |
| DOVE ROSS | CEO | Purchase | 20,172 | $1.24 | $25,013 | 2,171,309 | May 16, 2022 |
| Hexner Michael | — | Purchase | 18,657 | $1.35 | $25,187 | 151,026 | Mar 30, 2022 |
| Ludwig David Van | President of subsidiary | Option Exercise | 21,250 | $0.70 | $14,875 | 1,046,855 | Mar 28, 2022 |
| Ludwig David Van | President of subsidiary | Purchase | 8,000 | $1.34 | $10,720 | 1,025,605 | Mar 23, 2022 |
| SHIMER SAMUEL L | — | Option Exercise | 10,000 | $0.42 | $4,200 | 155,000 | Mar 21, 2022 |
| Sinsley Barbara A | — | Purchase | 2,788 | $1.66 | $4,628 | 6,300 | Dec 30, 2021 |
| Sharpe Kelly S | — | Purchase | 800 | $1.55 | $1,240 | 800 | Dec 30, 2021 |
| Sinsley Barbara A | — | Purchase | 3,512 | $1.50 | $5,268 | 3,512 | Dec 27, 2021 |
| Hexner Michael | — | Purchase | 1,200 | $1.44 | $1,728 | 116,208 | Dec 21, 2021 |
| DOVE ROSS | CEO | Purchase | 13,867 | $1.44 | $19,968 | 2,151,137 | Dec 20, 2021 |
| Hexner Michael | — | Purchase | 16,778 | $1.49 | $24,999 | 115,008 | Dec 15, 2021 |