Heritage Global Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| REICH ADAM MARC | Co-CEO | Other | 400,000 | — | — | 1,621,000 | Jul 26, 2013 |
| REICH JONATHAN STEVEN | Co-CEO | Other | 400,000 | — | — | 1,621,000 | Jul 26, 2013 |
| SHIMER SAMUEL L | — | Option Exercise | 10,000 | $0.51 | $5,100 | 22,303 | May 30, 2013 |
| TOH HENRY Y L | — | Option Exercise | 10,000 | $0.51 | $5,100 | 30,000 | May 30, 2013 |
| HEATON HAL B | — | Option Exercise | 10,000 | $0.51 | $5,100 | 31,750 | May 22, 2013 |
| SILBER ALLAN C | President | Purchase | 100 | $1.06 | $106 | 24,913 | Dec 28, 2012 |
| SILBER ALLAN C | President | Purchase | 740 | $1.10 | $814 | 16,767 | Dec 24, 2012 |
| SILBER ALLAN C | President | Purchase | 935 | $1.10 | $1,029 | 15,877 | Dec 20, 2012 |
| SILBER ALLAN C | President | Purchase | 29 | $1.10 | $32 | 14,942 | Dec 13, 2012 |
| SILBER ALLAN C | President | Purchase | 13 | $1.36 | $18 | 14,913 | Sep 28, 2012 |
| SILBER ALLAN C | President | Purchase | 48 | $1.36 | $65 | 14,900 | Sep 24, 2012 |
| SILBER ALLAN C | President | Purchase | 5 | $1.36 | $7 | 14,852 | Sep 17, 2012 |
| SILBER ALLAN C | President | Purchase | 1,008 | $1.36 | $1,371 | 14,784 | Sep 14, 2012 |
| SILBER ALLAN C | President | Purchase | 500 | $1.15 | $575 | 1,179 | Sep 12, 2012 |
| SILBER ALLAN C | President | Purchase | 250 | $1.10 | $275 | 569 | Sep 5, 2012 |
| SILBER ALLAN C | President | Purchase | 1 | $1.10 | $1 | 319 | Aug 30, 2012 |
| SILBER ALLAN C | President | Purchase | 318 | $1.10 | $350 | 318 | Aug 29, 2012 |
| TOH HENRY Y L | — | Option Exercise | 10,000 | $0.56 | $5,600 | 20,000 | Aug 15, 2012 |
| REICH ADAM MARC | Co-CEO of Subsidiary | Purchase | 400,000 | $1.32 | $528,000 | 2,021,000 | Aug 10, 2012 |
| REICH JONATHAN STEVEN | Co-CEO of Subsidiary | Purchase | 400,000 | $1.32 | $528,000 | 2,021,000 | Aug 10, 2012 |
| SHIMER SAMUEL L | — | Tax Withholding | 3,972 | $1.41 | $5,601 | 12,303 | Jan 18, 2012 |
| HEATON HAL B | — | Option Exercise | 10,000 | $0.56 | $5,600 | 21,750 | Jan 18, 2012 |
| TOH HENRY Y L | — | Option Exercise | 10,000 | $0.83 | $8,300 | 10,000 | Sep 30, 2011 |
| SHIMER SAMUEL L | — | Option Exercise | 10,000 | $0.83 | $8,300 | 10,000 | Sep 9, 2011 |
| HEATON HAL B | — | Option Exercise | 10,000 | $0.83 | $8,300 | 10,000 | Aug 31, 2011 |
| Taylor Gary Hilton | Director of Taxation | Sale | 16,400 | $0.15 | $2,460 | — | Dec 31, 2009 |
| COUNSEL COMMUNICATIONS LLC | — | Other | 350,000 | — | — | 16,797,006 | Jun 18, 2008 |
| COUNSEL CORP US | — | Sale | 13,428,492 | $0.40 | $5,371,397 | — | Dec 29, 2006 |
| COUNSEL COMMUNICATIONS LLC | — | Purchase | 13,428,492 | $0.40 | $5,371,397 | 17,517,269 | Dec 29, 2006 |
| Taylor Gary Hilton | Director of Taxation | Purchase | 10,000 | $0.48 | $4,800 | 10,000 | Jun 8, 2006 |
| Moran Catherine Anne | Corporate Controller | Purchase | 65 | $0.55 | $36 | 85 | Jun 5, 2006 |