CITIZENS FINANCIAL GROUP INC/RI — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| RBSG International Holdings Ltd. | — | Sale | 98,900,000 | $25.69 | $2,540,741,000 | 120,077,166 | Aug 3, 2015 |
| VAN SAUN BRUCE | Chairman and CEO | Tax Withholding | 20,701 | $28.27 | $585,217 | 464,385 | Jun 23, 2015 |
| Conner Brad L. | Vice Chair, Consumer Banking | Tax Withholding | 2,684 | $28.27 | $75,877 | 144,753 | Jun 23, 2015 |
| Gannon Stephen T. | General Counsel | Award / Grant | 917 | — | — | 18,307 | Jun 23, 2015 |
| Shanik Nancy L. | Chief Risk Officer | Tax Withholding | 1,417 | $28.27 | $40,059 | 132,534 | Jun 23, 2015 |
| Woods Stephen R. | — | Award / Grant | 851 | — | — | 66,431 | Jun 23, 2015 |
| Rubino Robert C. | — | Award / Grant | 1,834 | — | — | 73,454 | Jun 23, 2015 |
| Aboaf Eric W. | Chief Financial Officer | Tax Withholding | 972 | $28.27 | $27,478 | 70,515 | Jun 23, 2015 |
| KOCH CHARLES JOHN | — | Award / Grant | 2,858 | — | — | 24,941 | May 5, 2015 |
| Subramaniam Shivan S. | — | Award / Grant | 2,858 | — | — | 19,941 | May 5, 2015 |
| Hanna Howard W. III | — | Award / Grant | 2,858 | — | — | 13,941 | May 5, 2015 |
| HIGDON LEO I JR | — | Award / Grant | 2,858 | — | — | 6,461 | May 5, 2015 |
| ZURAITIS MARITA | — | Award / Grant | 2,858 | — | — | 6,941 | May 5, 2015 |
| HANKOWSKY WILLIAM P | — | Award / Grant | 2,858 | — | — | 19,941 | May 5, 2015 |
| RYAN ARTHUR F | — | Award / Grant | 2,858 | — | — | 49,941 | May 5, 2015 |
| Gillespie Robert Andrew Joseph | — | Award / Grant | 2,858 | — | — | 4,941 | May 5, 2015 |
| Watson Wendy A. | — | Award / Grant | 2,858 | — | — | 8,941 | May 5, 2015 |
| DI IORIO ANTHONY M | — | Award / Grant | 2,858 | — | — | 17,441 | May 5, 2015 |
| Casady Mark S | — | Award / Grant | 2,858 | — | — | 9,141 | May 5, 2015 |
| Woods Stephen R. | — | Sale | 5,488 | $25.72 | $141,151 | 71,092 | Apr 28, 2015 |
| HIGDON LEO I JR | — | Purchase | 1,020 | $25.73 | $26,245 | 3,603 | Apr 28, 2015 |
| ROYAL BANK OF SCOTLAND PLC | — | Sale | 10,473,397 | $23.87 | $249,999,986 | 218,977,166 | Apr 7, 2015 |
| RBSG International Holdings Ltd. | — | Sale | 155,250,000 | $23.47 | $3,643,717,500 | 229,450,563 | Mar 30, 2015 |
| VAN SAUN BRUCE | Chairman and CEO | Tax Withholding | 8,328 | $24.80 | $206,534 | 445,164 | Mar 23, 2015 |
| Woods Stephen R. | — | Tax Withholding | 2,373 | $24.80 | $58,850 | 76,580 | Mar 23, 2015 |
| Shanik Nancy L. | Chief Risk Officer | Award / Grant | 13,251 | — | — | 134,533 | Mar 23, 2015 |
| Ohsberg Ronald S. | Controller | Award / Grant | 655 | — | — | 8,235 | Mar 23, 2015 |
| Fawcett John J. | Chief Financial Officer | Tax Withholding | 4,029 | $24.80 | $99,919 | 142,074 | Mar 23, 2015 |
| Conner Brad L. | Vice Chair, Consumer Banking | Tax Withholding | 2,609 | $24.80 | $64,703 | 141,509 | Mar 23, 2015 |
| Bowerman David J. | Vice Chair, Business Services | Award / Grant | 9,102 | — | — | 94,110 | Mar 23, 2015 |
| Rubino Robert C. | — | Award / Grant | 15,120 | — | — | 74,569 | Mar 23, 2015 |
| Gannon Stephen T. | General Counsel | Award / Grant | 15,523 | — | — | 20,060 | Mar 23, 2015 |
| Ohsberg Ronald S. | Controller | Tax Withholding | 1,256 | $25.50 | $32,028 | 7,580 | Mar 9, 2015 |
| Woods Stephen R. | — | Tax Withholding | 7,607 | $25.50 | $193,979 | 66,785 | Mar 9, 2015 |
| Rubino Robert C. | — | Tax Withholding | 7,795 | $25.50 | $198,773 | 59,449 | Mar 9, 2015 |
| Bowerman David J. | Vice Chair, Business Services | Tax Withholding | 11,245 | $25.50 | $286,748 | 85,008 | Mar 9, 2015 |
| VAN SAUN BRUCE | Chairman and CEO | Tax Withholding | 109,515 | $25.50 | $2,792,633 | 413,342 | Mar 9, 2015 |
| Conner Brad L. | Vice Chair, Consumer Banking | Tax Withholding | 16,273 | $25.50 | $414,962 | 131,080 | Mar 9, 2015 |
| Shanik Nancy L. | Chief Risk Officer | Tax Withholding | 18,480 | $25.50 | $471,240 | 121,282 | Mar 9, 2015 |
| Fawcett John J. | Chief Financial Officer | Tax Withholding | 23,896 | $25.50 | $609,348 | 122,918 | Mar 9, 2015 |
| Shanik Nancy L. | Chief Risk Officer | Award / Grant | 48,983 | — | — | 139,762 | Feb 25, 2015 |
| Bowerman David J. | Vice Chair, Business Services | Award / Grant | 46,809 | — | — | 96,253 | Feb 25, 2015 |
| VAN SAUN BRUCE | Chairman and CEO | Award / Grant | 160,360 | — | — | 522,857 | Feb 25, 2015 |
| Rubino Robert C. | — | Award / Grant | 10,920 | — | — | 67,244 | Feb 25, 2015 |
| Ohsberg Ronald S. | Controller | Award / Grant | 2,775 | — | — | 8,836 | Feb 25, 2015 |
| Woods Stephen R. | — | Award / Grant | 31,953 | — | — | 74,392 | Feb 25, 2015 |
| Conner Brad L. | Vice Chair, Consumer Banking | Award / Grant | 56,436 | — | — | 147,353 | Feb 25, 2015 |
| Fawcett John J. | Chief Financial Officer | Award / Grant | 61,003 | — | — | 146,814 | Feb 25, 2015 |
| Gannon Stephen T. | General Counsel | Award / Grant | 798 | — | — | 4,798 | Dec 9, 2014 |
| VAN SAUN BRUCE | Chairman and CEO | Tax Withholding | 53,352 | $25.04 | $1,335,934 | 362,497 | Dec 9, 2014 |