CITIZENS FINANCIAL GROUP INC/RI — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Cumming Christine M | — | Award / Grant | 214 | — | — | 31,157 | May 17, 2022 |
| Subramaniam Shivan S. | — | Award / Grant | 214 | — | — | 62,286 | May 17, 2022 |
| Lillis Terrance | — | Award / Grant | 184 | — | — | 18,728 | May 17, 2022 |
| Cummings Kevin | — | Award / Grant | 35 | — | — | 455,714 | May 17, 2022 |
| Swift Christopher | — | Award / Grant | 72 | — | — | 7,324 | May 17, 2022 |
| Klane Polly N. | General Counsel | Award / Grant | 14,773 | — | — | 14,773 | May 3, 2022 |
| HANKOWSKY WILLIAM P | — | Award / Grant | 3,349 | — | — | 59,155 | Apr 28, 2022 |
| ZURAITIS MARITA | — | Award / Grant | 3,349 | — | — | 36,073 | Apr 28, 2022 |
| KELLY EDWARD J III | — | Award / Grant | 3,349 | — | — | 18,545 | Apr 28, 2022 |
| Leary Robert G | — | Award / Grant | 3,349 | — | — | 13,465 | Apr 28, 2022 |
| SIEKERKA MICHELE N | — | Award / Grant | 3,349 | — | — | 51,376 | Apr 28, 2022 |
| Swift Christopher | — | Award / Grant | 3,349 | — | — | 7,252 | Apr 28, 2022 |
| Lillis Terrance | — | Award / Grant | 3,349 | — | — | 18,545 | Apr 28, 2022 |
| Watson Wendy A. | — | Award / Grant | 3,349 | — | — | 34,073 | Apr 28, 2022 |
| Cumming Christine M | — | Award / Grant | 3,349 | — | — | 30,944 | Apr 28, 2022 |
| Cummings Kevin | — | Award / Grant | 3,349 | — | — | 455,679 | Apr 28, 2022 |
| Subramaniam Shivan S. | — | Award / Grant | 3,349 | — | — | 62,073 | Apr 28, 2022 |
| Alexander Lee | — | Award / Grant | 3,349 | — | — | 7,252 | Apr 28, 2022 |
| Lillis Terrance | — | Purchase | 1,000 | $41.31 | $41,310 | 2,000 | Apr 26, 2022 |
| Cummings Kevin | — | Award / Grant | 183 | — | — | 452,330 | Apr 6, 2022 |
| SIEKERKA MICHELE N | — | Award / Grant | 183 | — | — | 48,027 | Apr 6, 2022 |
| Woods John F | Chief Financial Officer | Tax Withholding | 18,155 | $52.42 | $951,685 | 158,941 | Mar 2, 2022 |
| Johnson Elizabeth S. | Chief Experience Officer | Award / Grant | 10,270 | — | — | 103,783 | Mar 2, 2022 |
| GRIGGS MALCOLM D | Chief Risk Officer | Award / Grant | 13,442 | — | — | 112,878 | Mar 1, 2022 |
| Ruttledge Michael | Chief Information Officer | Award / Grant | 10,090 | — | — | 27,223 | Mar 1, 2022 |
| MCCREE DONALD H III | Vice Chair, Commercial Banking | Tax Withholding | 3,371 | $48.56 | $163,696 | 91,499 | Mar 1, 2022 |
| Coughlin Brendan | Head of Consumer Banking | Tax Withholding | 2,771 | $52.42 | $145,256 | 72,403 | Mar 1, 2022 |
| Read Craig Jack | Controller | Tax Withholding | 524 | $48.56 | $25,445 | 24,502 | Mar 1, 2022 |
| Baker Mary Ellen | Head of Business Services | Tax Withholding | 2,936 | $52.42 | $153,905 | 43,502 | Mar 1, 2022 |
| LaMonica Susan | Chief Human Resources Officer | Tax Withholding | 2,505 | $48.56 | $121,643 | 145,936 | Mar 1, 2022 |
| VAN SAUN BRUCE | Chairman and CEO | Tax Withholding | 8,685 | $48.56 | $421,744 | 930,414 | Mar 1, 2022 |
| GRIGGS MALCOLM D | Chief Risk Officer | Award / Grant | 9,347 | — | — | 99,436 | Feb 25, 2022 |
| Johnson Elizabeth S. | Chief Experience Officer | Award / Grant | 4,702 | — | — | 93,513 | Feb 25, 2022 |
| LaMonica Susan | Chief Human Resources Officer | Award / Grant | 9,318 | — | — | 144,129 | Feb 25, 2022 |
| Coughlin Brendan | Head of Consumer Banking | Award / Grant | 4,843 | — | — | 64,234 | Feb 25, 2022 |
| VAN SAUN BRUCE | Chairman and CEO | Award / Grant | 78,022 | — | — | 942,690 | Feb 25, 2022 |
| MCCREE DONALD H III | Vice Chair, Commercial Banking | Award / Grant | 31,587 | — | — | 98,544 | Feb 25, 2022 |
| Read Craig Jack | Controller | Award / Grant | 2,089 | — | — | 22,763 | Feb 25, 2022 |
| Baker Mary Ellen | Head of Business Services | Award / Grant | 5,015 | — | — | 39,231 | Feb 25, 2022 |
| Woods John F | Chief Financial Officer | Award / Grant | 28,499 | — | — | 159,850 | Feb 25, 2022 |
| HIGDON LEO I JR | — | Award / Grant | 130 | — | — | 33,767 | Feb 11, 2022 |
| Alexander Lee | — | Award / Grant | 28 | — | — | 3,903 | Feb 11, 2022 |
| Cumming Christine M | — | Award / Grant | 130 | — | — | 27,595 | Feb 11, 2022 |
| KOCH CHARLES JOHN | — | Award / Grant | 130 | — | — | 104,724 | Feb 11, 2022 |
| HANKOWSKY WILLIAM P | — | Award / Grant | 130 | — | — | 55,806 | Feb 11, 2022 |
| KELLY EDWARD J III | — | Award / Grant | 108 | — | — | 15,196 | Feb 11, 2022 |
| Watson Wendy A. | — | Award / Grant | 130 | — | — | 30,724 | Feb 11, 2022 |
| ZURAITIS MARITA | — | Award / Grant | 130 | — | — | 32,724 | Feb 11, 2022 |
| Subramaniam Shivan S. | — | Award / Grant | 130 | — | — | 58,724 | Feb 11, 2022 |
| Lillis Terrance | — | Award / Grant | 108 | — | — | 16,196 | Feb 11, 2022 |