CITIZENS FINANCIAL GROUP INC/RI — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Cumming Christine M | — | Award / Grant | 418 | — | — | 9,784 | Aug 1, 2017 |
| Subramaniam Shivan S. | — | Award / Grant | 418 | — | — | 32,913 | Aug 1, 2017 |
| Hanna Howard W. III | — | Award / Grant | 418 | — | — | 21,913 | Aug 1, 2017 |
| Watson Wendy A. | — | Award / Grant | 418 | — | — | 16,913 | Aug 1, 2017 |
| HANKOWSKY WILLIAM P | — | Award / Grant | 418 | — | — | 27,913 | Aug 1, 2017 |
| KOCH CHARLES JOHN | — | Award / Grant | 418 | — | — | 32,913 | Aug 1, 2017 |
| DI IORIO ANTHONY M | — | Award / Grant | 418 | — | — | 25,413 | Aug 1, 2017 |
| ZURAITIS MARITA | — | Award / Grant | 418 | — | — | 14,913 | Aug 1, 2017 |
| Subramaniam Shivan S. | — | Award / Grant | 2,717 | — | — | 32,495 | Apr 27, 2017 |
| Hanna Howard W. III | — | Award / Grant | 2,717 | — | — | 21,495 | Apr 27, 2017 |
| HANKOWSKY WILLIAM P | — | Award / Grant | 2,717 | — | — | 27,495 | Apr 27, 2017 |
| ZURAITIS MARITA | — | Award / Grant | 2,717 | — | — | 14,495 | Apr 27, 2017 |
| HIGDON LEO I JR | — | Award / Grant | 2,717 | — | — | 14,538 | Apr 27, 2017 |
| Cumming Christine M | — | Award / Grant | 2,717 | — | — | 9,366 | Apr 27, 2017 |
| Casady Mark S | — | Award / Grant | 2,717 | — | — | 16,695 | Apr 27, 2017 |
| DI IORIO ANTHONY M | — | Award / Grant | 2,717 | — | — | 24,995 | Apr 27, 2017 |
| RYAN ARTHUR F | — | Award / Grant | 2,717 | — | — | 57,495 | Apr 27, 2017 |
| KOCH CHARLES JOHN | — | Award / Grant | 2,717 | — | — | 32,495 | Apr 27, 2017 |
| Watson Wendy A. | — | Award / Grant | 2,717 | — | — | 16,495 | Apr 27, 2017 |
| GRIGGS MALCOLM D | Chief Risk Officer | Tax Withholding | 5,324 | $34.43 | $183,305 | 56,306 | Mar 23, 2017 |
| Conner Brad L. | Vice Chair, Consumer Banking | Tax Withholding | 839 | $34.43 | $28,887 | 130,351 | Mar 23, 2017 |
| Gannon Stephen T. | General Counsel | Tax Withholding | 672 | $34.43 | $23,137 | 54,790 | Mar 23, 2017 |
| VAN SAUN BRUCE | Chairman and CEO | Tax Withholding | 4,164 | $34.43 | $143,367 | 594,757 | Mar 23, 2017 |
| Fawcett John J. | CFO (through March 3, 2017) | Tax Withholding | 12,571 | $38.27 | $481,092 | 55,859 | Mar 7, 2017 |
| VAN SAUN BRUCE | Chairman and CEO | Tax Withholding | 57,678 | $38.27 | $2,207,337 | 598,921 | Mar 7, 2017 |
| Conner Brad L. | Vice Chair, Consumer Banking | Tax Withholding | 13,113 | $38.27 | $501,835 | 131,190 | Mar 7, 2017 |
| VAN SAUN BRUCE | Chairman and CEO | Award / Grant | 33,912 | — | — | 660,908 | Mar 1, 2017 |
| MCCREE DONALD H III | Vice Chair, Commercial Banking | Tax Withholding | 979 | $37.37 | $36,585 | 102,332 | Mar 1, 2017 |
| Baker Mary Ellen | Head of Business Services | Award / Grant | 2,368 | — | — | 2,368 | Mar 1, 2017 |
| Woods John F | CFO (as of March 4, 2017) | Award / Grant | 117,700 | — | — | 117,700 | Mar 1, 2017 |
| Gannon Stephen T. | General Counsel | Award / Grant | 10,608 | — | — | 57,319 | Mar 1, 2017 |
| GRIGGS MALCOLM D | Chief Risk Officer | Award / Grant | 9,850 | — | — | 63,882 | Mar 1, 2017 |
| Black Randall J | Controller | Award / Grant | 3,409 | — | — | 32,363 | Mar 1, 2017 |
| Conner Brad L. | Vice Chair, Consumer Banking | Award / Grant | 10,735 | — | — | 145,494 | Mar 1, 2017 |
| HIGDON LEO I JR | — | Purchase | 14 | $37.37 | $523 | 11,821 | Feb 28, 2017 |
| Gannon Stephen T. | General Counsel | Award / Grant | 9,845 | — | — | 46,711 | Feb 16, 2017 |
| VAN SAUN BRUCE | Chairman and CEO | Award / Grant | 35,653 | — | — | 626,996 | Feb 16, 2017 |
| Conner Brad L. | Vice Chair, Consumer Banking | Award / Grant | 10,390 | — | — | 134,759 | Feb 16, 2017 |
| HIGDON LEO I JR | — | Purchase | 9 | $38.25 | $344 | 11,807 | Feb 16, 2017 |
| GRIGGS MALCOLM D | Chief Risk Officer | Tax Withholding | 1,775 | $34.73 | $61,646 | 54,032 | Jan 20, 2017 |
| Conner Brad L. | Vice Chair, Consumer Banking | Gift | 3,508 | — | — | 124,291 | Dec 13, 2016 |
| Bowerman David J. | Vice Chair, Business Services | Award / Grant | 17,812 | $24.60 | $438,175 | 108,920 | Oct 3, 2016 |
| Shanik Nancy L. | Chief Risk Officer | Award / Grant | 16,579 | — | — | 136,678 | May 23, 2016 |
| VAN SAUN BRUCE | Chairman and CEO | Award / Grant | 68,212 | — | — | 591,343 | May 5, 2016 |
| Subramaniam Shivan S. | — | Award / Grant | 4,233 | — | — | 29,778 | Apr 28, 2016 |
| KOCH CHARLES JOHN | — | Award / Grant | 4,233 | — | — | 29,778 | Apr 28, 2016 |
| Casady Mark S | — | Award / Grant | 4,233 | — | — | 13,978 | Apr 28, 2016 |
| Hanna Howard W. III | — | Award / Grant | 4,233 | — | — | 18,778 | Apr 28, 2016 |
| Cumming Christine M | — | Award / Grant | 4,233 | — | — | 6,649 | Apr 28, 2016 |
| DI IORIO ANTHONY M | — | Award / Grant | 4,233 | — | — | 22,278 | Apr 28, 2016 |