Guggenheim Active Allocation Fund — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Date |
|---|---|---|---|---|---|---|
| NYBERG RONALD | — | Purchase | 321 | $15.53 | $4,985 | Dec 18, 2025 |
| NYBERG RONALD | — | Purchase | 1,305 | $15.15 | $19,771 | May 5, 2025 |
| TOUPIN RONALD E JR | — | Purchase | 1,500 | $15.10 | $22,650 | Apr 1, 2025 |
| Barnes Randall C | — | Sale | 500 | $16.45 | $8,225 | Oct 3, 2024 |
| Brock-Kyle Angela | — | Purchase | 2 | $15.93 | $32 | Sep 3, 2024 |
| TOUPIN RONALD E JR | — | Purchase | 194 | $14.65 | $2,842 | Apr 1, 2024 |
| Barnes Randall C | — | Purchase | 385 | $14.50 | $5,583 | Jan 30, 2024 |
| TOUPIN RONALD E JR | — | Purchase | 200 | $14.67 | $2,934 | Dec 29, 2023 |
| Barnes Randall C | — | Purchase | 5,880 | $13.92 | $81,850 | Dec 13, 2023 |
| Barnes Randall C | — | Purchase | 2,000 | $14.07 | $28,140 | Dec 8, 2023 |
| Barnes Randall C | — | Purchase | 7,725 | $14.12 | $109,077 | Dec 7, 2023 |
| Barnes Randall C | — | Purchase | 14,705 | $14.01 | $206,017 | Dec 6, 2023 |
| Barnes Randall C | — | Purchase | 6,000 | $13.92 | $83,520 | Dec 5, 2023 |
| TOUPIN RONALD E JR | — | Purchase | 200 | $13.73 | $2,746 | Nov 30, 2023 |
| Barnes Randall C | — | Purchase | 1,000 | $13.85 | $13,850 | Nov 30, 2023 |
| Barnes Randall C | — | Purchase | 1,000 | $12.99 | $12,990 | Oct 31, 2023 |
| TOUPIN RONALD E JR | — | Purchase | 220 | $13.04 | $2,869 | Oct 31, 2023 |
| Brock-Kyle Angela | — | Purchase | 775 | $12.90 | $9,998 | Oct 23, 2023 |
| TOUPIN RONALD E JR | — | Purchase | 215 | $13.54 | $2,911 | Sep 29, 2023 |
| Barnes Randall C | — | Purchase | 1,784 | $13.58 | $24,227 | Sep 29, 2023 |
| Barnes Randall C | — | Purchase | 1,390 | $13.98 | $19,432 | Sep 5, 2023 |
| Barnes Randall C | — | Purchase | 333 | $14.10 | $4,695 | Sep 1, 2023 |
| TOUPIN RONALD E JR | — | Purchase | 202 | $14.10 | $2,848 | Sep 1, 2023 |
| Barnes Randall C | — | Purchase | 1,729 | $14.16 | $24,483 | Aug 1, 2023 |
| TOUPIN RONALD E JR | — | Purchase | 202 | $14.23 | $2,874 | Jul 31, 2023 |
| TOUPIN RONALD E JR | — | Purchase | 202 | $14.30 | $2,889 | Jul 5, 2023 |
| Barnes Randall C | — | Purchase | 1,645 | $14.36 | $23,622 | Jul 1, 2023 |
| Barnes Randall C | — | Purchase | 310 | $13.80 | $4,278 | Jun 7, 2023 |
| Barnes Randall C | — | Purchase | 1,400 | $13.75 | $19,250 | Jun 1, 2023 |
| TOUPIN RONALD E JR | — | Purchase | 215 | $13.90 | $2,989 | Jun 1, 2023 |
| Barnes Randall C | — | Purchase | 1,146 | $14.11 | $16,170 | May 1, 2023 |
| Barnes Randall C | — | Purchase | 500 | $14.08 | $7,040 | Apr 28, 2023 |
| TOUPIN RONALD E JR | — | Purchase | 200 | $14.03 | $2,806 | Apr 28, 2023 |
| TOUPIN RONALD E JR | — | Purchase | 250 | $14.18 | $3,545 | Apr 6, 2023 |
| TOUPIN RONALD E JR | — | Purchase | 245 | $13.98 | $3,425 | Mar 13, 2023 |
| Barnes Randall C | — | Purchase | 1,610 | $14.27 | $22,975 | Mar 10, 2023 |
| TOUPIN RONALD E JR | — | Purchase | 189 | $15.07 | $2,848 | Feb 3, 2023 |
| Barnes Randall C | — | Purchase | 1,540 | $14.85 | $22,869 | Feb 1, 2023 |
| TOUPIN RONALD E JR | — | Purchase | 1 | $13.45 | $13 | Dec 30, 2022 |
| Barnes Randall C | — | Purchase | 1,645 | $13.49 | $22,191 | Dec 30, 2022 |
| Barnes Randall C | — | Purchase | 2,400 | $13.73 | $32,952 | Dec 21, 2022 |
| Barnes Randall C | — | Purchase | 2,030 | $13.87 | $28,156 | Dec 20, 2022 |
| Brock-Kyle Angela | — | Purchase | 353 | $14.16 | $5,000 | Dec 2, 2022 |
| Brock-Kyle Angela | — | Purchase | 0 | $14.21 | $1 | Dec 2, 2022 |
| Barnes Randall C | — | Purchase | 1,560 | $13.80 | $21,528 | Nov 30, 2022 |
| Barnes Randall C | — | Purchase | 2,860 | $14.01 | $40,069 | Nov 28, 2022 |
| NYBERG RONALD | — | Purchase | 800 | $13.57 | $10,856 | Nov 1, 2022 |
| Barnes Randall C | — | Purchase | 1,565 | $13.60 | $21,284 | Nov 1, 2022 |
| Barnes Randall C | — | Purchase | 270 | $13.05 | $3,524 | Oct 25, 2022 |
| TOUPIN RONALD E JR | — | Purchase | 145 | $13.67 | $1,982 | Oct 12, 2022 |