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Guggenheim Active Allocation Fund — All Filings

157 total filings on record

Public companies registered with the SEC are required to file periodic reports, disclosures, and notices throughout the year. The most important are the 10-K (annual report), 10-Q (quarterly report), and 8-K (material event notice). Use the filters below to narrow by form type.

Overview All Filings Financials Insiders
All 3 4 4/A 40-17G 424B1 8-A12B 8-K CERT CORRESP EFFECT N-2 N-2/A N-2MEF N-8A N-CEN N-CSR N-CSR/A N-CSRS N-PX NPORT-P NPORT-P/A UPLOAD
Form Description Accession Number Filed Period
4 0001298064-26-000002 Mar 9, 2026 Mar 6, 2026
N-CSRS GUG 0001821268-26-000025 Feb 3, 2026 Nov 30, 2025
NPORT-P 0000913181-26-000020 Jan 28, 2026 Nov 30, 2025
4 0001251343-25-000006 Dec 19, 2025 Dec 18, 2025
8-K GUG 0001821268-25-000268 Dec 15, 2025
NPORT-P 0000913181-25-000032 Oct 28, 2025 Aug 31, 2025
N-PX 0001821268-25-000221 Aug 26, 2025 Jun 30, 2025
N-CEN 0001752724-25-186727 Aug 13, 2025 May 31, 2025
N-CSR NCSR 0001821268-25-000174 Aug 4, 2025 May 31, 2025
NPORT-P 0001752724-25-181846 Jul 29, 2025 May 31, 2025
4 0001415889-25-012322 May 8, 2025 May 5, 2025
NPORT-P 0001752724-25-093399 Apr 25, 2025 Feb 28, 2025
4 0001415889-25-009326 Apr 1, 2025
N-CSRS GUG 0001821268-25-000040 Feb 5, 2025 Nov 30, 2024
NPORT-P 0001752724-25-018505 Jan 29, 2025 Nov 30, 2024
3 0001415889-24-028390 Dec 5, 2024 Nov 21, 2024
NPORT-P 0001752724-24-244700 Oct 30, 2024 Aug 31, 2024
4 0001415889-24-024716 Oct 4, 2024 Oct 3, 2024
4 0001415889-24-022694 Sep 3, 2024
N-PX 0001821268-24-000241 Aug 27, 2024 Jun 30, 2024
NPORT-P/A 0001752724-24-182713 Aug 20, 2024 Nov 30, 2023
NPORT-P/A 0001752724-24-182108 Aug 20, 2024 Aug 31, 2023
N-CEN 0001752724-24-174650 Aug 14, 2024 May 31, 2024
N-CSR NCSR 0001821268-24-000181 Aug 2, 2024 May 31, 2024
NPORT-P 0001752724-24-168242 Jul 29, 2024 May 31, 2024
NPORT-P 0001752724-24-094087 Apr 29, 2024 Feb 29, 2024
4 0001415889-24-009491 Apr 1, 2024
N-CSRS GUG 0001821268-24-000024 Feb 2, 2024 Nov 30, 2023
4 0001415889-24-001957 Jan 30, 2024
NPORT-P 0001752724-24-018360 Jan 29, 2024 Nov 30, 2023
4 0001415889-23-017005 Dec 29, 2023
4 0001415889-23-016351 Dec 13, 2023
4 0001415889-23-016164 Dec 11, 2023 Dec 8, 2023
4 0001415889-23-016011 Dec 8, 2023 Dec 7, 2023
4 0001415889-23-015970 Dec 7, 2023 Dec 6, 2023
4 0001415889-23-015915 Dec 6, 2023 Dec 5, 2023
4 0001415889-23-015622 Nov 30, 2023
4 0001415889-23-015615 Nov 30, 2023
4 0001415889-23-014641 Nov 1, 2023 Oct 31, 2023
4 0001415889-23-014612 Oct 31, 2023
NPORT-P 0001752724-23-236800 Oct 25, 2023 Aug 31, 2023
4 0001415889-23-014461 Oct 23, 2023
4 0001415889-23-013645 Sep 29, 2023
4 0001415889-23-013643 Sep 29, 2023
4 0001415889-23-012912 Sep 5, 2023
4 0001415889-23-012866 Sep 1, 2023
4 0001415889-23-012854 Sep 1, 2023
N-PX GUG 0001821268-23-000166 Aug 17, 2023 Jun 30, 2023
N-CEN 0001752724-23-173312 Aug 14, 2023 May 31, 2023
N-CSR GUG 0001821268-23-000151 Aug 2, 2023 May 31, 2023