Guggenheim Active Allocation Fund — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| TOUPIN RONALD E JR | — | Purchase | 1,000 | $12.90 | $12,900 | 5,553 | Sep 29, 2022 |
| TOUPIN RONALD E JR | — | Purchase | 1,000 | $13.90 | $13,900 | 4,553 | Sep 22, 2022 |
| Barnes Randall C | — | Purchase | 240 | $14.60 | $3,504 | 1,410 | Sep 8, 2022 |
| Barnes Randall C | — | Purchase | 170 | $14.18 | $2,411 | 1,170 | Jul 13, 2022 |
| Barnes Randall C | — | Purchase | 275 | $13.92 | $3,828 | 1,000 | Jun 21, 2022 |
| SPONEM SANDRA G | — | Purchase | 1,000 | $15.04 | $15,040 | 1,000 | Jun 9, 2022 |
| Barnes Randall C | — | Purchase | 725 | $16.93 | $12,274 | 725 | Apr 12, 2022 |
| TOUPIN RONALD E JR | — | Purchase | 110 | $17.25 | $1,898 | 3,417 | Apr 5, 2022 |
| TOUPIN RONALD E JR | — | Purchase | 850 | $17.45 | $14,833 | 3,307 | Mar 31, 2022 |
| TOUPIN RONALD E JR | — | Purchase | 1,436 | $17.35 | $24,910 | 2,450 | Mar 17, 2022 |
| TOUPIN RONALD E JR | — | Purchase | 1,008 | $18.85 | $18,998 | 1,008 | Feb 22, 2022 |
| Brock-Kyle Angela | — | Purchase | 999 | $20.01 | $19,990 | 999 | Nov 26, 2021 |