Guggenheim Active Allocation Fund — All Filings
157 total filings on record
Public companies registered with the SEC are required to file periodic reports, disclosures, and notices throughout the year. The most important are the 10-K (annual report), 10-Q (quarterly report), and 8-K (material event notice). Use the filters below to narrow by form type.
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3
4
4/A
40-17G
424B1
8-A12B
8-K
CERT
CORRESP
EFFECT
N-2
N-2/A
N-2MEF
N-8A
N-CEN
N-CSR
N-CSR/A
N-CSRS
N-PX
NPORT-P
NPORT-P/A
UPLOAD
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| 4 | — | 0001415889-22-000937 | Feb 2, 2022 | — |
| NPORT-P | — | 0001752724-22-016354 | Jan 28, 2022 | Nov 30, 2021 |
| 40-17G | 40-17G FILING FOR GUG | 0001683863-22-000102 | Jan 18, 2022 | — |
| 4 | FORM 4 - | 0001179110-21-010413 | Nov 26, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010412 | Nov 26, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010411 | Nov 26, 2021 | — |
| 424B1 | GUGGENHEIM ACTIVE ALLOCATION | 0001821268-21-000488 | Nov 26, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010394 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010383 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010376 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010369 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010366 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010364 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010363 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010362 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010361 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010360 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010359 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010358 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010357 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010355 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010354 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010352 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010350 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010349 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010348 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010347 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010346 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010345 | Nov 24, 2021 | — |
| 3 | FORM 3 - | 0001179110-21-010341 | Nov 24, 2021 | — |
| EFFECT | — | 9999999995-21-004461 | Nov 23, 2021 | — |
| N-2MEF | GUGGENHEIM ACTIVE ALLOCATION | 0001821268-21-000485 | Nov 23, 2021 | — |
| N-2/A | GUGGENHEIM ACTIVE ALLOCATION FUND | 0001821268-21-000481 | Nov 23, 2021 | — |
| CORRESP | — | 0001821268-21-000479 | Nov 22, 2021 | — |
| CERT | NYSE CERTIFICATION | 0000876661-21-001623 | Nov 18, 2021 | — |
| 8-A12B | REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) O | 0001821268-21-000474 | Nov 17, 2021 | — |
| N-2/A | GUGGENHEIM ACTIVE ALLOCATION FUND | 0001821268-21-000435 | Oct 28, 2021 | — |
| CORRESP | — | 0001821268-21-000436 | Oct 27, 2021 | — |
| CORRESP | — | 0001821268-21-000419 | Oct 1, 2021 | — |
| N-2/A | GUGGENHEIM ACTIVE ALLOCATION FUND | 0001821268-21-000418 | Oct 1, 2021 | — |
| UPLOAD | — | 0000000000-21-008236 | Jul 2, 2021 | — |
| N-2 | GUGGENHEIM ACTIVE ALLOCATION FUND | 0001821268-21-000253 | Jun 1, 2021 | — |
| N-8A | GUGGENHEIM ACTIVE ALLOCATION FUND | 0001821268-21-000251 | Jun 1, 2021 | — |