Carlyle Group Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| LoBue Lindsay | Chief Operating Officer | Award / Grant | 183,655 | — | — | 660,500 | Dec 17, 2025 |
| Redett John C. | Chief Financial Officer | Award / Grant | 550,965 | — | — | 1,651,081 | Dec 17, 2025 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Tax Withholding | 310,696 | $58.35 | $18,129,112 | 5,929,596 | Dec 15, 2025 |
| Rubenstein David M. | — | Gift | 625,000 | — | — | 28,624,644 | Dec 10, 2025 |
| WELTERS ANTHONY | — | Gift | 1,200 | — | — | 43,399 | Nov 25, 2025 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Award / Grant | 28,519 | — | — | 6,240,292 | Nov 19, 2025 |
| Redett John C. | Chief Financial Officer | Award / Grant | 3,730 | — | — | 1,100,116 | Nov 19, 2025 |
| LoBue Lindsay | Chief Operating Officer | Award / Grant | 620 | — | — | 476,845 | Nov 19, 2025 |
| Ferguson Jeffrey W. | General Counsel | Award / Grant | 928 | — | — | 754,927 | Nov 19, 2025 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Award / Grant | 220 | — | — | 131,174 | Nov 19, 2025 |
| CONWAY WILLIAM E JR | — | Gift | 2,000,000 | — | — | 26,999,644 | Sep 3, 2025 |
| Ferguson Jeffrey W. | General Counsel | Award / Grant | 744 | — | — | 753,999 | Aug 28, 2025 |
| LoBue Lindsay | Chief Operating Officer | Award / Grant | 496 | — | — | 476,225 | Aug 28, 2025 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Award / Grant | 177 | — | — | 130,954 | Aug 28, 2025 |
| Redett John C. | Chief Financial Officer | Award / Grant | 2,992 | — | — | 1,096,386 | Aug 28, 2025 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Award / Grant | 22,884 | — | — | 6,211,773 | Aug 28, 2025 |
| CONWAY WILLIAM E JR | — | Gift | 1,000,000 | — | — | 28,999,644 | Aug 13, 2025 |
| Ferguson Jeffrey W. | General Counsel | Sale | 28,483 | $64.82 | $1,846,268 | 753,255 | Aug 12, 2025 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Tax Withholding | 13,344 | $60.66 | $809,447 | 130,777 | Aug 1, 2025 |
| Ferguson Jeffrey W. | General Counsel | Tax Withholding | 44,038 | $60.66 | $2,671,345 | 1,053,255 | Aug 1, 2025 |
| Redett John C. | Chief Financial Officer | Tax Withholding | 91,126 | $60.66 | $5,527,703 | 1,093,394 | Aug 1, 2025 |
| Ferguson Jeffrey W. | General Counsel | Award / Grant | 1,368 | — | — | 1,097,293 | May 27, 2025 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Award / Grant | 31,709 | — | — | 6,188,889 | May 27, 2025 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Award / Grant | 302 | — | — | 144,121 | May 27, 2025 |
| LoBue Lindsay | Chief Operating Officer | Award / Grant | 688 | — | — | 475,729 | May 27, 2025 |
| Redett John C. | Chief Financial Officer | Award / Grant | 5,490 | — | — | 1,184,520 | May 27, 2025 |
| FILLER LINDA | — | Award / Grant | 5,235 | — | — | 21,713 | May 1, 2025 |
| BESCHLOSS AFSANEH MASHAYEKHI | — | Award / Grant | 5,235 | — | — | 10,239 | May 1, 2025 |
| SHAW WILLIAM JOSEPH | — | Award / Grant | 5,235 | — | — | 73,643 | May 1, 2025 |
| ORDAN MARK S | — | Award / Grant | 5,235 | — | — | 21,713 | May 1, 2025 |
| Cherwoo Sharda | — | Award / Grant | 5,235 | — | — | 15,948 | May 1, 2025 |
| WELTERS ANTHONY | — | Award / Grant | 5,235 | — | — | 56,305 | May 1, 2025 |
| FITT LAWTON W | — | Award / Grant | 5,235 | — | — | 73,643 | May 1, 2025 |
| Rice Derica W | — | Award / Grant | 5,235 | — | — | 25,698 | May 1, 2025 |
| HANCE JAMES H JR | — | Award / Grant | 5,235 | — | — | 312,088 | May 1, 2025 |
| Ferguson Jeffrey W. | General Counsel | Award / Grant | 802 | — | — | 1,095,925 | Feb 28, 2025 |
| Redett John C. | Chief Financial Officer | Award / Grant | 3,130 | — | — | 1,179,030 | Feb 28, 2025 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Award / Grant | 149 | — | — | 143,819 | Feb 28, 2025 |
| LoBue Lindsay | Chief Operating Officer | Award / Grant | 3 | — | — | 475,041 | Feb 28, 2025 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Award / Grant | 29,151 | — | — | 6,157,180 | Feb 28, 2025 |
| Ferguson Jeffrey W. | General Counsel | Sale | 147,658 | $52.96 | $7,819,968 | 1,095,123 | Feb 18, 2025 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Tax Withholding | 134,812 | $51.03 | $6,879,456 | 6,128,029 | Feb 14, 2025 |
| Redett John C. | Chief Financial Officer | Tax Withholding | 86,742 | $52.58 | $4,560,894 | 1,175,900 | Feb 6, 2025 |
| LoBue Lindsay | Chief Operating Officer | Award / Grant | 281,796 | — | — | 475,038 | Feb 6, 2025 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Tax Withholding | 6,337 | $52.58 | $333,199 | 143,670 | Feb 6, 2025 |
| Ferguson Jeffrey W. | General Counsel | Award / Grant | 30,935 | — | — | 1,359,989 | Feb 6, 2025 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Tax Withholding | 563,583 | $56.16 | $31,650,821 | 6,262,841 | Feb 1, 2025 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Award / Grant | 7,013 | — | — | 150,007 | Feb 1, 2025 |
| Ferguson Jeffrey W. | General Counsel | Award / Grant | 62,134 | — | — | 1,325,592 | Feb 1, 2025 |
| Redett John C. | Chief Financial Officer | Award / Grant | 257,412 | — | — | 1,244,978 | Feb 1, 2025 |