Carlyle Group Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SCHWARTZ HARVEY M | Chief Executive Officer | Award / Grant | 85,723 | — | — | 6,911,791 | May 23, 2023 |
| HANCE JAMES H JR | — | Award / Grant | 6,238 | — | — | 301,849 | May 1, 2023 |
| Rice Derica W | — | Award / Grant | 6,238 | — | — | 15,459 | May 1, 2023 |
| FITT LAWTON W | — | Award / Grant | 6,238 | — | — | 63,404 | May 1, 2023 |
| ORDAN MARK S | — | Award / Grant | 6,238 | — | — | 11,474 | May 1, 2023 |
| ROBERTSON THOMAS S | — | Award / Grant | 6,238 | — | — | 33,404 | May 1, 2023 |
| SHAW WILLIAM JOSEPH | — | Award / Grant | 6,238 | — | — | 63,404 | May 1, 2023 |
| WELTERS ANTHONY | — | Award / Grant | 6,238 | — | — | 59,346 | May 1, 2023 |
| FILLER LINDA | — | Award / Grant | 6,238 | — | — | 11,474 | May 1, 2023 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Award / Grant | 63,849 | — | — | 6,826,068 | Mar 1, 2023 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Award / Grant | 2,031,602 | — | — | 2,031,602 | Feb 15, 2023 |
| CLARE PETER J | See remarks. | Award / Grant | 92,804 | — | — | 5,160,798 | Feb 7, 2023 |
| Larson Bruce M. | Chief Human Resources Officer | Award / Grant | 42,585 | — | — | 435,958 | Feb 7, 2023 |
| Buser Curtis L. | Chief Financial Officer | Sale | 19,401 | $36.10 | $700,376 | 1,247,244 | Feb 7, 2023 |
| Ferguson Jeffrey W. | General Counsel | Award / Grant | 26,545 | — | — | 1,206,883 | Feb 7, 2023 |
| Finn Christopher | Chief Operating Officer | Award / Grant | 42,585 | — | — | 1,003,410 | Feb 7, 2023 |
| Finn Christopher | Chief Operating Officer | Award / Grant | 139,971 | — | — | 971,921 | Feb 1, 2023 |
| Buser Curtis L. | Chief Financial Officer | Sale | 10,395 | $36.36 | $377,962 | 1,224,060 | Feb 1, 2023 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Award / Grant | 55,618 | — | — | 91,414 | Feb 1, 2023 |
| Ferguson Jeffrey W. | General Counsel | Sale | 6,908 | $36.36 | $251,175 | 1,180,338 | Feb 1, 2023 |
| Larson Bruce M. | Chief Human Resources Officer | Sale | 10,467 | $36.36 | $380,580 | 393,373 | Feb 1, 2023 |
| Ferguson Jeffrey W. | General Counsel | Sale | 9,070 | $37.85 | $343,300 | 1,028,736 | Aug 1, 2022 |
| Buser Curtis L. | Chief Financial Officer | Sale | 38,890 | $37.85 | $1,471,987 | 1,094,484 | Aug 1, 2022 |
| Larson Bruce M. | Chief Human Resources Officer | Sale | 8,743 | $37.85 | $330,923 | 189,712 | Aug 1, 2022 |
| Finn Christopher | Chief Operating Officer | Sale | 34,054 | $37.85 | $1,288,944 | 831,950 | Aug 1, 2022 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Sale | 4,698 | $37.85 | $177,819 | 35,796 | Aug 1, 2022 |
| CLARE PETER J | See remarks. | Award / Grant | 14,404 | — | — | 5,067,994 | Jul 15, 2022 |
| CLARE PETER J | See remarks. | Award / Grant | 13,262 | — | — | 5,053,590 | Jun 9, 2022 |
| Rubenstein David M. | — | Sale | 2,000,000 | $38.67 | $77,340,000 | 29,249,644 | Jun 6, 2022 |
| ROBERTSON THOMAS S | — | Award / Grant | 5,236 | — | — | 27,166 | May 1, 2022 |
| WELTERS ANTHONY | — | Award / Grant | 5,236 | — | — | 53,108 | May 1, 2022 |
| Rice Derica W | — | Award / Grant | 5,236 | — | — | 9,221 | May 1, 2022 |
| ORDAN MARK S | — | Award / Grant | 5,236 | — | — | 5,236 | May 1, 2022 |
| LEE KEWSONG | Chief Executive Officer | Award / Grant | 9,695 | — | — | 2,198,726 | May 1, 2022 |
| HANCE JAMES H JR | — | Award / Grant | 5,236 | — | — | 295,611 | May 1, 2022 |
| FITT LAWTON W | — | Award / Grant | 5,236 | — | — | 57,166 | May 1, 2022 |
| HEFNER LINDA P | — | Award / Grant | 5,236 | — | — | 5,236 | May 1, 2022 |
| SHAW WILLIAM JOSEPH | — | Award / Grant | 5,236 | — | — | 57,166 | May 1, 2022 |
| CLARE PETER J | See remarks. | Award / Grant | 10,823 | — | — | 5,040,328 | Feb 17, 2022 |
| LEE KEWSONG | Chief Executive Officer | Sale | 359,317 | $48.90 | $17,570,601 | 717,770 | Feb 8, 2022 |
| Buser Curtis L. | Chief Financial Officer | Sale | 71,803 | $48.90 | $3,511,167 | 1,133,374 | Feb 8, 2022 |
| Ferguson Jeffrey W. | General Counsel | Sale | 33,331 | $48.90 | $1,629,886 | 1,037,806 | Feb 8, 2022 |
| Larson Bruce M. | Chief Human Resources Officer | Award / Grant | 23,201 | — | — | 209,198 | Feb 8, 2022 |
| CLARE PETER J | See remarks. | Award / Grant | 92,804 | — | — | 5,029,505 | Feb 8, 2022 |
| Finn Christopher | Chief Operating Officer | Award / Grant | 155,079 | — | — | 942,901 | Feb 8, 2022 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Award / Grant | 18,212 | — | — | 40,494 | Feb 1, 2022 |
| LEE KEWSONG | Chief Executive Officer | Sale | 124,876 | $52.25 | $6,524,771 | 391,479 | Feb 1, 2022 |
| Buser Curtis L. | Chief Financial Officer | Award / Grant | 31,871 | — | — | 1,060,328 | Feb 1, 2022 |
| Larson Bruce M. | Chief Human Resources Officer | Sale | 10,230 | $52.25 | $534,518 | 185,997 | Feb 1, 2022 |
| Finn Christopher | Chief Operating Officer | Sale | 10,956 | $52.25 | $572,451 | 787,822 | Feb 1, 2022 |