Carlyle Group Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| LoBue Lindsay | Chief Operating Officer | Award / Grant | 79,887 | — | — | 205,767 | Feb 1, 2025 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Tax Withholding | 302,515 | $52.64 | $15,924,390 | 6,826,424 | Dec 15, 2024 |
| CONWAY WILLIAM E JR | — | Gift | 2,000,000 | — | — | 29,999,644 | Dec 12, 2024 |
| WELTERS ANTHONY | — | Gift | 13,280 | — | — | 51,070 | Nov 27, 2024 |
| Redett John C. | Chief Financial Officer | Award / Grant | 2,870 | — | — | 987,566 | Nov 25, 2024 |
| Ferguson Jeffrey W. | General Counsel | Award / Grant | 744 | — | — | 1,277,410 | Nov 25, 2024 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Award / Grant | 146 | — | — | 131,454 | Nov 25, 2024 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Award / Grant | 36,555 | — | — | 7,128,939 | Nov 25, 2024 |
| LoBue Lindsay | Chief Operating Officer | Award / Grant | 4 | — | — | 126,022 | Nov 25, 2024 |
| D'Aniello Daniel A. | — | Sale | 61,312 | $52.69 | $3,230,529 | — | Nov 12, 2024 |
| LoBue Lindsay | Chief Operating Officer | Award / Grant | 6 | — | — | 126,018 | Aug 26, 2024 |
| Redett John C. | Chief Financial Officer | Award / Grant | 3,887 | — | — | 984,696 | Aug 26, 2024 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Award / Grant | 49,508 | — | — | 7,092,384 | Aug 26, 2024 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Award / Grant | 197 | — | — | 131,308 | Aug 26, 2024 |
| Ferguson Jeffrey W. | General Counsel | Award / Grant | 1,007 | — | — | 1,276,666 | Aug 26, 2024 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Tax Withholding | 13,773 | $49.74 | $685,069 | 131,111 | Aug 1, 2024 |
| Ferguson Jeffrey W. | General Counsel | Tax Withholding | 34,886 | $49.74 | $1,735,230 | 1,275,659 | Aug 1, 2024 |
| Carlyle Group Management L.L.C. | — | Other | 17,000 | — | — | — | Jul 10, 2024 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Award / Grant | 44,052 | — | — | 7,042,876 | May 21, 2024 |
| Ferguson Jeffrey W. | General Counsel | Award / Grant | 896 | — | — | 1,310,545 | May 21, 2024 |
| Finn Christopher | Chief Operating Officer | Award / Grant | 3,458 | — | — | 1,917,572 | May 21, 2024 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Award / Grant | 176 | — | — | 144,884 | May 21, 2024 |
| Redett John C. | Chief Financial Officer | Award / Grant | 3,458 | — | — | 980,809 | May 21, 2024 |
| Rice Derica W | — | Award / Grant | 5,004 | — | — | 20,463 | May 1, 2024 |
| WELTERS ANTHONY | — | Award / Grant | 5,004 | — | — | 64,350 | May 1, 2024 |
| FITT LAWTON W | — | Award / Grant | 5,004 | — | — | 68,408 | May 1, 2024 |
| Cherwoo Sharda | — | Award / Grant | 5,004 | — | — | 10,713 | May 1, 2024 |
| HANCE JAMES H JR | — | Award / Grant | 5,004 | — | — | 306,853 | May 1, 2024 |
| FILLER LINDA | — | Award / Grant | 5,004 | — | — | 16,478 | May 1, 2024 |
| SHAW WILLIAM JOSEPH | — | Award / Grant | 5,004 | — | — | 68,408 | May 1, 2024 |
| ORDAN MARK S | — | Award / Grant | 5,004 | — | — | 16,478 | May 1, 2024 |
| BESCHLOSS AFSANEH MASHAYEKHI | — | Award / Grant | 5,004 | — | — | 5,004 | May 1, 2024 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Tax Withholding | 550,704 | $44.80 | $24,671,539 | 6,998,824 | May 1, 2024 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Award / Grant | 50,131 | — | — | 7,549,528 | Mar 1, 2024 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Award / Grant | 731,351 | — | — | 7,499,397 | Feb 14, 2024 |
| Ferguson Jeffrey W. | General Counsel | Award / Grant | 36,460 | — | — | 1,326,093 | Feb 6, 2024 |
| Redett John C. | Chief Financial Officer | Award / Grant | 501,003 | — | — | 977,351 | Feb 6, 2024 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Award / Grant | 17,909 | — | — | 102,654 | Feb 6, 2024 |
| Finn Christopher | Chief Operating Officer | Award / Grant | 8,955 | — | — | 1,383,161 | Feb 6, 2024 |
| Ferguson Jeffrey W. | General Counsel | Tax Withholding | 6,976 | $40.02 | $279,180 | 1,175,915 | Feb 1, 2024 |
| Finn Christopher | Chief Operating Officer | Tax Withholding | 11,181 | $40.02 | $447,464 | 944,406 | Feb 1, 2024 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Sale | 295,358 | $41.74 | $12,328,243 | 6,768,046 | Dec 15, 2023 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Award / Grant | 70,896 | — | — | 7,063,404 | Nov 29, 2023 |
| SCHWARTZ HARVEY M | Chief Executive Officer | Award / Grant | 80,717 | — | — | 6,992,508 | Aug 23, 2023 |
| Finn Christopher | Chief Operating Officer | Sale | 27,067 | $32.36 | $875,888 | 955,587 | Aug 2, 2023 |
| Buser Curtis L. | Chief Financial Officer | Sale | 25,828 | $32.36 | $835,794 | 1,221,416 | Aug 2, 2023 |
| Larson Bruce M. | Chief Human Resources Officer | Sale | 13,413 | $32.36 | $434,045 | 403,069 | Aug 2, 2023 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Sale | 6,669 | $32.36 | $215,809 | 84,745 | Aug 2, 2023 |
| Ferguson Jeffrey W. | General Counsel | Sale | 11,939 | $32.36 | $386,346 | 1,182,891 | Aug 2, 2023 |
| Cherwoo Sharda | — | Award / Grant | 5,709 | — | — | 5,709 | Jun 1, 2023 |