SURO CAPITAL CORP. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Green Allison | See Remarks | Tax Withholding | 4,232 | $9.59 | $40,585 | 194,037 | Dec 15, 2025 |
| Klein Mark D | Chairman, CEO and President | Tax Withholding | 17,017 | $9.24 | $157,237 | 1,671,021 | Dec 10, 2025 |
| Klein Mark D | Chairman, CEO and President | Award / Grant | 174,465 | — | — | 1,705,055 | Nov 21, 2025 |
| Green Allison | See Remarks | Award / Grant | 956 | — | — | 198,269 | Nov 21, 2025 |
| Szuch Richard C. | — | Award / Grant | 5,767 | $8.66 | $49,942 | 5,767 | Sep 3, 2025 |
| LOTT RONALD M. | — | Sale | 7,500 | $8.81 | $66,075 | 29,623 | Aug 19, 2025 |
| Klein Mark D | Chairman, CEO and President | Purchase | 4,571 | $8.69 | $39,722 | 1,520,590 | Aug 12, 2025 |
| LOTT RONALD M. | — | Sale | 434 | $6.06 | $2,630 | 29,189 | Jun 11, 2025 |
| LOTT RONALD M. | — | Award / Grant | 7,812 | — | — | 37,123 | May 28, 2025 |
| Mazur Marc | — | Award / Grant | 7,812 | — | — | 65,414 | May 28, 2025 |
| Westley Lisa | — | Award / Grant | 7,812 | — | — | 55,295 | May 28, 2025 |
| Potter Leonard | — | Award / Grant | 7,812 | — | — | 102,279 | May 28, 2025 |
| Green Allison | See Remarks | Award / Grant | 50,000 | — | — | 197,313 | May 16, 2025 |
| Klein Mark D | Chairman, CEO and President | Award / Grant | 300,000 | — | — | 1,516,019 | May 16, 2025 |
| Klein Mark D | Chairman, CEO and President | Purchase | 16,500 | $5.26 | $86,790 | 1,216,019 | May 9, 2025 |
| LOTT RONALD M. | — | Sale | 10,000 | $5.90 | $59,000 | 29,311 | Mar 20, 2025 |
| Green Allison | See Remarks | Tax Withholding | 9,849 | $6.17 | $60,768 | 147,313 | Feb 10, 2025 |
| Klein Mark D | Chairman, CEO and President | Tax Withholding | 32,858 | $6.17 | $202,734 | 1,199,519 | Feb 10, 2025 |
| Klein Mark D | Chairman, CEO and President | Tax Withholding | 17,017 | $6.02 | $102,442 | 1,232,377 | Dec 16, 2024 |
| Green Allison | See Remarks | Tax Withholding | 4,571 | $6.02 | $27,517 | 157,162 | Dec 16, 2024 |
| Green Allison | See Remarks | Award / Grant | 25,000 | — | — | 161,733 | Dec 10, 2024 |
| Klein Mark D | Chairman, CEO and President | Tax Withholding | 21,272 | $6.14 | $130,610 | 1,249,394 | Dec 10, 2024 |
| Klein Mark D | Chairman, CEO and President | Purchase | 743 | $5.49 | $4,079 | 1,170,666 | Dec 2, 2024 |
| Green Allison | See Remarks | Purchase | 9,100 | $5.48 | $49,868 | 136,734 | Dec 2, 2024 |
| Klein Mark D | Chairman, CEO and President | Purchase | 10,000 | $5.03 | $50,300 | 1,098,666 | Nov 29, 2024 |
| Klein Mark D | Chairman, CEO and President | Purchase | 12,000 | $3.84 | $46,080 | 1,088,666 | Aug 20, 2024 |
| Potter Leonard | — | Award / Grant | 12,048 | — | — | 94,467 | Jun 5, 2024 |
| Westley Lisa | — | Award / Grant | 12,048 | — | — | 47,483 | Jun 5, 2024 |
| Mazur Marc | — | Award / Grant | 12,048 | — | — | 57,602 | Jun 5, 2024 |
| LOTT RONALD M. | — | Award / Grant | 12,048 | — | — | 39,311 | Jun 5, 2024 |
| Green Allison | See Remarks | Tax Withholding | 9,131 | $3.54 | $32,324 | 127,634 | Feb 9, 2024 |
| Klein Mark D | Chairman, CEO and President | Tax Withholding | 41,273 | $3.54 | $146,106 | 1,076,666 | Feb 9, 2024 |
| Green Allison | See Remarks | Award / Grant | 25,000 | — | — | 146,597 | Dec 15, 2023 |
| Klein Mark D | Chairman, CEO and President | Award / Grant | 100,000 | — | — | 1,150,224 | Dec 15, 2023 |
| Klein Mark D | Chairman, CEO and President | Tax Withholding | 21,272 | $4.27 | $90,831 | 1,050,224 | Dec 11, 2023 |
| Klein Mark D | Chairman, CEO and President | Purchase | 14,815 | $4.11 | $60,890 | 1,071,496 | Dec 6, 2023 |
| Klein Mark D | Chairman, CEO and President | Purchase | 11,885 | $4.00 | $47,540 | 1,018,681 | Dec 5, 2023 |
| Green Allison | See Remarks | Purchase | 12,050 | $4.03 | $48,562 | 121,597 | Dec 4, 2023 |
| Klein Mark D | Chairman, CEO and President | Purchase | 2,400 | $3.96 | $9,504 | 968,896 | Nov 30, 2023 |
| Klein Mark D | Chairman, CEO and President | Purchase | 9,000 | $3.90 | $35,100 | 966,496 | Nov 17, 2023 |
| LOTT RONALD M. | — | Award / Grant | 15,015 | — | — | 27,263 | May 31, 2023 |
| Mazur Marc | — | Award / Grant | 15,015 | — | — | 45,554 | May 31, 2023 |
| Westley Lisa | — | Award / Grant | 15,015 | — | — | 35,435 | May 31, 2023 |
| Potter Leonard | — | Award / Grant | 15,015 | — | — | 82,419 | May 31, 2023 |
| Klein Mark D | Chairman, CEO and President | Tax Withholding | 31,900 | $3.83 | $122,177 | 998,277 | Feb 10, 2023 |
| Green Allison | See Remark | Tax Withholding | 9,456 | $3.83 | $36,216 | 118,329 | Feb 10, 2023 |
| Klein Mark D | Chairman, CEO and President | Tax Withholding | 21,271 | $3.76 | $79,979 | 1,030,814 | Dec 12, 2022 |
| Green Allison | See Remarks | Purchase | 5,058 | $3.73 | $18,866 | 119,935 | Dec 9, 2022 |
| Klein Mark D | See Remarks | Purchase | 22,034 | $3.77 | $83,068 | 1,052,085 | Dec 7, 2022 |
| Klein Mark D | See Remark | Purchase | 1,545 | $3.90 | $6,026 | 974,030 | Dec 6, 2022 |