SURO CAPITAL CORP. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Klein Mark D | CEO and President | Purchase | 8,500 | $6.11 | $51,935 | 161,015 | May 13, 2020 |
| Birch Robert S. | — | Purchase | 4,809 | $6.00 | $28,854 | 2,461,176 | Apr 9, 2020 |
| Birch Robert S. | — | Purchase | 45,191 | $5.88 | $265,723 | 2,456,367 | Apr 8, 2020 |
| Birch Robert S. | — | Purchase | 50,000 | $5.77 | $288,500 | 2,361,176 | Apr 3, 2020 |
| Birch Robert S. | — | Purchase | 30,000 | $5.54 | $166,200 | 2,311,176 | Mar 27, 2020 |
| Birch Robert S. | — | Purchase | 50,000 | $4.42 | $221,000 | 2,281,176 | Mar 24, 2020 |
| Birch Robert S. | — | Purchase | 25,000 | $3.88 | $97,000 | 2,221,176 | Mar 23, 2020 |
| Birch Robert S. | — | Purchase | 25,000 | $4.82 | $120,500 | 2,146,176 | Mar 13, 2020 |
| Birch Robert S. | — | Purchase | 76,081 | $6.12 | $465,616 | 2,056,176 | Mar 12, 2020 |
| Birch Robert S. | — | Purchase | 8,919 | $6.19 | $55,209 | 1,980,095 | Mar 9, 2020 |
| Birch Robert S. | — | Purchase | 40,000 | $6.66 | $266,400 | 1,896,176 | Mar 6, 2020 |
| Birch Robert S. | — | Purchase | 20,000 | $5.81 | $116,200 | 1,856,176 | Feb 28, 2020 |
| Birch Robert S. | — | Purchase | 50,000 | $6.17 | $308,500 | 1,811,176 | Feb 26, 2020 |
| Birch Robert S. | — | Purchase | 25,000 | $6.79 | $169,750 | 1,595,000 | Jan 14, 2020 |
| Klein Mark D | CEO and President | Purchase | 5,085 | $6.65 | $33,815 | 139,092 | Jan 9, 2020 |
| Klein Mark D | CEO and President | Purchase | 5,000 | $6.68 | $33,400 | 134,007 | Jun 17, 2019 |
| Klein Mark D | CEO and President | Purchase | 20,993 | $6.46 | $135,615 | 120,000 | Jun 11, 2019 |
| LOTT RONALD M. | — | Purchase | 100 | $5.67 | $567 | 100 | Dec 20, 2018 |
| Moe Michael T. | — | Purchase | 692 | $7.22 | $4,996 | 71,572 | Jun 19, 2018 |
| Moe Michael T. | — | Purchase | 736 | $6.79 | $4,997 | 70,880 | Jun 12, 2018 |
| POTTRUCK DAVID S | — | Purchase | 15,000 | $6.85 | $102,750 | 25,000 | May 11, 2018 |
| Moe Michael T. | Executive Chairman | Purchase | 789 | $6.33 | $4,994 | 70,144 | Nov 21, 2017 |
| Moe Michael T. | Executive Chairman | Purchase | 847 | $5.90 | $4,997 | 69,355 | Oct 20, 2017 |
| Klein Mark D | CEO | Purchase | 10,000 | $5.02 | $50,200 | 97,340 | Sep 27, 2017 |
| Klein Mark D | CEO | Purchase | 10,000 | $5.36 | $53,600 | 87,340 | Sep 20, 2017 |
| Moe Michael T. | Executive Chairman | Purchase | 925 | $5.41 | $5,004 | 68,508 | Sep 20, 2017 |
| POTTRUCK DAVID S | — | Purchase | 10,000 | $5.37 | $53,700 | 10,000 | Sep 15, 2017 |
| Klein Mark D | CEO | Purchase | 10,000 | $5.11 | $51,100 | 77,340 | Sep 13, 2017 |
| Potter Leonard | — | Purchase | 10,000 | $5.17 | $51,700 | 34,333 | Sep 12, 2017 |
| Klein Mark D | CEO | Purchase | 10,000 | $4.92 | $49,200 | 67,340 | Sep 6, 2017 |
| Klein Mark D | CEO | Purchase | 10,000 | $4.64 | $46,400 | 57,340 | Aug 30, 2017 |
| Mazur Marc | — | Purchase | 6,000 | $4.45 | $26,700 | 6,000 | Aug 14, 2017 |
| Moe Michael T. | CEO | Purchase | 5,000 | $4.78 | $23,900 | 67,583 | Dec 21, 2016 |
| Moe Michael T. | CEO | Purchase | 1,030 | $4.85 | $4,996 | 62,583 | Dec 1, 2016 |
| Moe Michael T. | CEO | Purchase | 1,069 | $4.68 | $5,003 | 61,553 | Nov 1, 2016 |
| Moe Michael T. | CEO | Purchase | 1,048 | $4.77 | $4,999 | 60,484 | Oct 3, 2016 |
| Moe Michael T. | CEO | Purchase | 100 | $4.63 | $463 | 58,536 | Sep 20, 2016 |
| Moe Michael T. | CEO | Purchase | 1,000 | $4.89 | $4,890 | 58,436 | Sep 1, 2016 |
| Moe Michael T. | CEO | Purchase | 11,301 | $4.94 | $55,827 | 57,436 | Aug 29, 2016 |
| Moe Michael T. | CEO | Purchase | 2,000 | $4.91 | $9,820 | 46,135 | Aug 25, 2016 |
| Moe Michael T. | CEO | Purchase | 4,500 | $5.60 | $25,200 | 43,875 | Aug 9, 2016 |
| Moe Michael T. | CEO | Purchase | 916 | $5.45 | $4,992 | 33,875 | Aug 1, 2016 |
| Klein Mark D | — | Purchase | 914 | $5.47 | $5,000 | 47,340 | Aug 1, 2016 |
| Klein Mark D | — | Purchase | 979 | $5.10 | $4,993 | 46,426 | Jul 1, 2016 |
| Moe Michael T. | CEO | Purchase | 979 | $5.10 | $4,993 | 32,959 | Jul 1, 2016 |
| Moe Michael T. | CEO | Sale | 11,103 | $4.96 | $55,071 | — | Jun 24, 2016 |
| Klein Mark D | — | Purchase | 1,000 | $5.10 | $5,100 | 45,447 | May 17, 2016 |
| Moe Michael T. | CEO | Purchase | 1,000 | $5.15 | $5,150 | 31,980 | May 16, 2016 |
| Klein Mark D | — | Purchase | 1,000 | $5.15 | $5,150 | 44,447 | May 16, 2016 |
| Klein Mark D | — | Purchase | 875 | $5.71 | $4,996 | 43,447 | May 2, 2016 |