SURO CAPITAL CORP. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Moe Michael T. | CEO | Purchase | 875 | $5.71 | $4,996 | 30,980 | May 2, 2016 |
| Klein Mark D | — | Purchase | 872 | $5.73 | $4,997 | 42,572 | Apr 1, 2016 |
| Moe Michael T. | CEO | Purchase | 872 | $5.73 | $4,997 | 30,105 | Apr 1, 2016 |
| Flynn Mark W. | President | Purchase | 5,000 | $5.69 | $28,450 | 5,000 | Mar 24, 2016 |
| Potter Leonard | — | Purchase | 4,000 | $5.95 | $23,800 | 24,333 | Mar 22, 2016 |
| Klein Mark D | — | Purchase | 3,138 | $6.04 | $18,954 | 41,700 | Mar 22, 2016 |
| Klein Mark D | — | Purchase | 5,000 | $6.19 | $30,950 | 36,700 | Mar 21, 2016 |
| Moe Michael T. | CEO | Purchase | 12,800 | $6.03 | $77,184 | 29,233 | Mar 16, 2016 |
| Klein Mark D | — | Purchase | 1,000 | $9.57 | $9,570 | 31,700 | Nov 17, 2015 |
| Moe Michael T. | CEO | Purchase | 1,000 | $10.18 | $10,180 | 16,245 | Nov 17, 2015 |
| Klein Mark D | — | Purchase | 1,000 | $8.82 | $8,820 | 30,700 | Aug 21, 2015 |
| Moe Michael T. | CEO | Purchase | 600 | $9.24 | $5,544 | 15,245 | Aug 11, 2015 |
| Klein Mark D | — | Purchase | 2,500 | $9.28 | $23,200 | 29,700 | Aug 11, 2015 |
| Moe Michael T. | CEO | Purchase | 1,500 | $10.34 | $15,510 | 14,645 | May 19, 2015 |
| Tanona William F. | CFO, Treasurer and Secretary | Purchase | 10,000 | $9.70 | $97,000 | 10,000 | Nov 13, 2014 |
| Klein Mark D | — | Purchase | 500 | $10.76 | $5,380 | 28,867 | Sep 2, 2014 |
| Klein Mark D | — | Purchase | 700 | $10.54 | $7,378 | 28,367 | Nov 26, 2013 |
| Klein Mark D | — | Purchase | 700 | $10.94 | $7,658 | 28,367 | Nov 26, 2013 |
| Crowder David V. | EXECUTIVE VICE PRESIDENT | Purchase | 275 | $11.73 | $3,226 | 13,825 | Nov 19, 2013 |
| Moe Michael T. | President & CEO | Purchase | 545 | $13.15 | $7,167 | 13,145 | Nov 14, 2013 |
| Crowder David V. | EXECUTIVE VICE PRESIDENT | Purchase | 100 | $7.94 | $794 | 12,900 | Nov 29, 2012 |
| Potter Leonard | — | Purchase | 5,300 | $7.25 | $38,425 | 20,333 | Nov 19, 2012 |
| Crowder David V. | EXECUTIVE VICE PRESIDENT | Purchase | 1,400 | $7.01 | $9,814 | 8,500 | Nov 12, 2012 |
| Moe Michael T. | President & CEO | Purchase | 1,000 | $6.98 | $6,980 | 12,600 | Nov 12, 2012 |
| Klein Mark D | — | Purchase | 148 | $7.03 | $1,040 | 22,765 | Nov 12, 2012 |
| Moe Michael T. | President and CEO | Purchase | 5,500 | $8.75 | $48,125 | 6,100 | Sep 5, 2012 |
| Klein Mark D | — | Purchase | 2,500 | $8.75 | $21,875 | 22,667 | Aug 30, 2012 |
| Klein Mark D | — | Purchase | 2,500 | $8.63 | $21,575 | 20,167 | Aug 22, 2012 |
| Moe Michael T. | CEO | Purchase | 1,946 | $11.91 | $23,177 | 1,946 | May 31, 2012 |
| Bard Stephen D. | CFO, CCO, Treasurer & Secretar | Purchase | 3,334 | $15.00 | $50,010 | 3,334 | May 3, 2011 |
| Potter Leonard | — | Purchase | 13,333 | $15.00 | $199,995 | 13,333 | May 3, 2011 |
| Klein Mark D | — | Purchase | 16,000 | $15.00 | $240,000 | 16,000 | May 3, 2011 |
| Lapping Paul | Chief Operating Officer | Purchase | 15,300 | $15.00 | $229,500 | 15,300 | May 3, 2011 |
| SPRENG R DAVID | — | Purchase | 1,666 | $15.00 | $24,990 | 1,666 | May 3, 2011 |