RBB Bancorp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Wong Frank | — | Option Exercise | 900 | — | — | 1,100 | May 16, 2024 |
| Wong Lee Joyce | — | Option Exercise | 5,347 | — | — | 45,983 | May 16, 2024 |
| Polakoff Scott | — | Option Exercise | 900 | — | — | 8,312 | May 16, 2024 |
| LIN CHUANG I | — | Option Exercise | 900 | — | — | 27,876 | May 16, 2024 |
| Franko Robert | — | Option Exercise | 3,521 | — | — | 8,521 | May 16, 2024 |
| Wong Frank | — | Option Exercise | 900 | — | — | 900 | May 16, 2024 |
| Kao James | — | Purchase | 5,447 | — | — | 541,511 | May 16, 2024 |
| Bennett Bill | — | Option Exercise | 700 | — | — | 700 | May 16, 2024 |
| Kao Christina | — | Option Exercise | 5,447 | — | — | 217,910 | May 16, 2024 |
| Pannu Geraldine | — | Option Exercise | 800 | — | — | 2,200 | May 16, 2024 |
| Kao James | — | Purchase | 688 | $16.68 | $11,476 | 536,064 | Mar 15, 2024 |
| Kao James | — | Purchase | 16,201 | $16.88 | $273,473 | 535,376 | Mar 13, 2024 |
| Kao James | — | Purchase | 2,289 | $16.97 | $38,844 | 517,175 | Mar 6, 2024 |
| Kao James | — | Purchase | 2,000 | $16.98 | $33,960 | 514,886 | Mar 4, 2024 |
| Kao James | — | Purchase | 2,000 | $16.98 | $33,960 | 510,376 | Mar 1, 2024 |
| Kao James | — | Purchase | 4,000 | $16.95 | $67,800 | 505,376 | Feb 28, 2024 |
| Kao James | — | Purchase | 6,000 | $17.06 | $102,360 | 501,376 | Feb 13, 2024 |
| Kao James | — | Purchase | 5,000 | $17.02 | $85,100 | 485,376 | Feb 7, 2024 |
| Kao James | — | Purchase | 12,000 | $18.05 | $216,600 | 460,376 | Feb 1, 2024 |
| Chang Ashley | EVP | Tax Withholding | 112 | $17.50 | $1,960 | 1,077 | Jan 19, 2024 |
| Liu Vincent | EVP | Option Exercise | 1,204 | — | — | 11,971 | Jan 19, 2024 |
| Huang Tsu Te | EVP | Tax Withholding | 132 | $17.50 | $2,310 | 218,832 | Jan 18, 2024 |
| Yeh Jeffrey | EVP | Tax Withholding | 230 | $17.50 | $4,025 | 54,513 | Jan 18, 2024 |
| Morris David Richard | CEO | Tax Withholding | 1,354 | $17.63 | $23,871 | 37,317 | Jan 18, 2024 |
| Wong Lee Joyce | — | Option Exercise | 600 | — | — | 40,636 | Jan 18, 2024 |
| Pannu Geraldine | — | Option Exercise | 600 | — | — | 1,400 | Jan 18, 2024 |
| LIN CHUANG I | — | Option Exercise | 600 | — | — | 26,976 | Jan 18, 2024 |
| Kao Christina | — | Option Exercise | 600 | — | — | 212,463 | Jan 18, 2024 |
| Kao James | — | Option Exercise | 600 | — | — | 448,376 | Jan 18, 2024 |
| Wong Lee Joyce | — | Purchase | 5,000 | $18.82 | $94,100 | 40,036 | Dec 14, 2023 |
| Kao James | — | Purchase | 2,000 | $13.28 | $26,560 | 447,776 | Nov 8, 2023 |
| Polakoff Scott | — | Purchase | 7,412 | $13.52 | $100,210 | 7,412 | Nov 6, 2023 |
| Polakoff Scott | — | Purchase | 500 | $13.59 | $6,795 | 5,000 | Nov 6, 2023 |
| Franko Robert | — | Purchase | 500 | $13.59 | $6,795 | 5,000 | Nov 6, 2023 |
| Lin Feng | — | Option Exercise | 600 | — | — | 485,425 | Jun 9, 2023 |
| Chen Wendell | — | Option Exercise | 600 | — | — | 92,271 | Jun 9, 2023 |
| Lin Paul | — | Option Exercise | 600 | — | — | 2,450 | Jun 9, 2023 |
| Koo Chie-Min Christopher | — | Option Exercise | 600 | — | — | 41,628 | Jun 9, 2023 |
| Thian Fui Ming | — | Option Exercise | 600 | — | — | 102,390 | Mar 22, 2023 |
| Lin Ko-Yen | — | Option Exercise | 600 | — | — | 128,791 | Mar 22, 2023 |
| Huang Tsu Te | EVP | Option Exercise | 399 | — | — | 218,150 | Jan 19, 2023 |
| Yeh Jeffrey | EVP | Option Exercise | 675 | — | — | 53,530 | Jan 19, 2023 |
| Liu Vincent | EVP | Option Exercise | 767 | — | — | 10,767 | Jan 19, 2023 |
| Koo Chie-Min Christopher | — | Option Exercise | 600 | — | — | 40,528 | Jan 19, 2023 |
| Liu Vincent | EVP | Option Exercise | 767 | — | — | 10,767 | Jan 19, 2023 |
| Huang Tsu Te | EVP | Option Exercise | 399 | — | — | 218,518 | Jan 19, 2023 |
| Morris David Richard | President/CEO/ CFO | Option Exercise | 767 | — | — | 36,068 | Jan 19, 2023 |
| Chang Ashley | EVP | Option Exercise | 399 | — | — | 399 | Jan 19, 2023 |
| Pang Simon | — | Option Exercise | 767 | — | — | 2,925 | Jan 19, 2023 |
| Chang Peter M | — | Option Exercise | 500 | — | — | 611,767 | Jan 19, 2023 |