RBB Bancorp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Hanson Diana | Chief Accounting Officer | Option Exercise | 767 | $19.56 | $15,003 | 767 | Aug 19, 2025 |
| LEE JOHNNY C | President/CEO | Award / Grant | 5,500 | $18.25 | $100,375 | 11,443 | Jul 21, 2025 |
| Fan Gary | EVP/Chief Operations Officer | Sale | 1,451 | $16.73 | $24,275 | — | Jun 5, 2025 |
| Pannu Geraldine | — | Option Exercise | 2,821 | — | — | 5,721 | May 21, 2025 |
| Wong Lee Joyce | — | Option Exercise | 4,442 | — | — | 51,125 | May 21, 2025 |
| LIN CHUANG I | — | Option Exercise | 10,000 | — | — | 48,826 | May 21, 2025 |
| Kao Christina | — | Option Exercise | 4,542 | — | — | 223,152 | May 21, 2025 |
| Kao James | — | Option Exercise | 4,542 | — | — | 564,062 | May 21, 2025 |
| Bennett Bill | — | Option Exercise | 2,721 | — | — | 4,121 | May 21, 2025 |
| Polakoff Scott | — | Option Exercise | 3,632 | — | — | 12,644 | May 21, 2025 |
| Franko Robert | — | Option Exercise | 2,721 | — | — | 11,942 | May 21, 2025 |
| Wong Frank | — | Option Exercise | 2,721 | — | — | 4,521 | May 21, 2025 |
| Wong Frank | — | Option Exercise | 700 | — | — | 1,800 | May 15, 2025 |
| LIN CHUANG I | — | Option Exercise | 700 | — | — | 38,826 | May 15, 2025 |
| Wong Frank | — | Option Exercise | 700 | — | — | 1,800 | May 15, 2025 |
| Franko Robert | — | Option Exercise | 700 | — | — | 9,221 | May 15, 2025 |
| Bennett Bill | — | Option Exercise | 700 | — | — | 1,400 | May 15, 2025 |
| Kao James | — | Option Exercise | 700 | — | — | 559,520 | May 15, 2025 |
| Polakoff Scott | — | Option Exercise | 700 | — | — | 9,012 | May 15, 2025 |
| Kao Christina | — | Option Exercise | 700 | — | — | 218,610 | May 15, 2025 |
| Wong Lee Joyce | — | Option Exercise | 700 | — | — | 46,683 | May 15, 2025 |
| Pannu Geraldine | — | Option Exercise | 700 | — | — | 2,900 | May 15, 2025 |
| HOPKINS LYNN M | EVP/CFO | Tax Withholding | 686 | $15.62 | $10,715 | 2,337 | Apr 22, 2025 |
| Liu Vincent | EVP | Tax Withholding | 657 | $17.07 | $11,215 | 14,894 | Mar 21, 2025 |
| Yeh Jeffrey | EVP | Option Exercise | 1,326 | $17.07 | $22,635 | 57,275 | Mar 21, 2025 |
| HOPKINS LYNN M | EVP/CFO | Tax Withholding | 772 | $17.07 | $13,178 | 1,106 | Mar 21, 2025 |
| LEE JOHNNY C | President/CEO | Tax Withholding | 981 | $17.07 | $16,746 | 5,943 | Mar 21, 2025 |
| Fan Gary | EVP/Chief Operations Officer | Option Exercise | 1,315 | $17.07 | $22,447 | 1,910 | Mar 21, 2025 |
| Morris David Richard | Bancorp CEO | Tax Withholding | 1,133 | $17.07 | $19,340 | 43,048 | Mar 20, 2025 |
| Kao James | — | Purchase | 612 | $17.36 | $10,624 | 558,820 | Feb 25, 2025 |
| Morris David Richard | CEO | Tax Withholding | 915 | $17.25 | $15,784 | 41,016 | Feb 21, 2025 |
| Liu Vincent | EVP | Tax Withholding | 383 | $17.25 | $6,607 | 13,716 | Feb 21, 2025 |
| Yeh Jeffrey | EVP | Tax Withholding | 379 | $17.25 | $6,538 | 55,949 | Feb 21, 2025 |
| Huang Tsu Te | EVP | Option Exercise | 744 | $17.25 | $12,834 | 15,210 | Feb 21, 2025 |
| Chang Ashley | EVP | Option Exercise | 668 | $17.25 | $11,523 | 2,317 | Feb 21, 2025 |
| LEE JOHNNY C | Pres / Chief Banking Officer | Option Exercise | 1,098 | $17.25 | $18,941 | 4,635 | Feb 21, 2025 |
| Fan Gary | EVP/Chief Operations Officer | Tax Withholding | 416 | $17.25 | $7,176 | 595 | Feb 21, 2025 |
| Kao James | — | Purchase | 5,960 | $17.24 | $102,750 | 557,823 | Feb 21, 2025 |
| Chang Ashley | EVP | Option Exercise | 575 | $20.09 | $11,552 | 1,652 | Jan 21, 2025 |
| Huang Tsu Te | EVP | Tax Withholding | 164 | $20.09 | $3,295 | 14,466 | Jan 21, 2025 |
| Liu Vincent | EVP | Option Exercise | 767 | $20.09 | $15,409 | 13,483 | Jan 21, 2025 |
| Yeh Jeffrey | EVP | Tax Withholding | 346 | $20.09 | $6,951 | 55,009 | Jan 21, 2025 |
| Morris David Richard | CEO | Option Exercise | 2,603 | $20.09 | $52,294 | 40,325 | Jan 21, 2025 |
| Huang Tsu Te | EVP | Gift | 500 | — | — | 13,844 | Dec 17, 2024 |
| Fan Gary | EVP/Chief Operations Officer | Option Exercise | 12,000 | $21.17 | $254,040 | 12,000 | Dec 6, 2024 |
| Morris David Richard | CEO | Sale | 9,000 | $24.89 | $224,010 | 37,722 | Nov 13, 2024 |
| LEE JOHNNY C | Pres / Chief Banking Officer | Option Exercise | 5,500 | $22.36 | $122,980 | 5,500 | Jul 22, 2024 |
| Kao James | — | Purchase | 7,000 | $17.08 | $119,560 | 548,511 | Jun 14, 2024 |
| Huang Tsu Te | EVP | Other | 204,488 | — | — | 14,344 | May 22, 2024 |
| LIN CHUANG I | — | Option Exercise | 10,250 | — | — | 38,126 | May 17, 2024 |