RBB Bancorp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Kao James | — | Purchase | 10,000 | $18.80 | $188,000 | 516,939 | May 30, 2019 |
| Kao James | — | Purchase | 10,000 | $188,000.00 | $1,880,000,000 | 536,939 | May 30, 2019 |
| Morris David Richard | EVP | Option Exercise | 4,000 | $9.29 | $37,160 | 84,287 | Feb 25, 2019 |
| Koo Chie-Min Christopher | — | Sale | 200 | $20.00 | $4,000 | 22,002 | Feb 15, 2019 |
| Mach Wilson | EVP | Purchase | 1,000 | $19.11 | $19,110 | 2,000 | Feb 5, 2019 |
| Chang Peter M | — | Option Exercise | 6,667 | $18.25 | $121,673 | 407,384 | Feb 1, 2019 |
| Chang Peter M | — | Option Exercise | 10,250 | $13.21 | $135,403 | 20,000 | Feb 1, 2019 |
| Chen Wendell | — | Option Exercise | 10,763 | $9.29 | $99,988 | 51,776 | Jan 29, 2019 |
| Chen Wendell | — | Option Exercise | 10,763 | $9.29 | $99,988 | 67,445 | Jan 29, 2019 |
| Mach Wilson | EVP | Award / Grant | 6,000 | $18.38 | $110,280 | 6,000 | Jan 23, 2019 |
| Mach Wilson | EVP | Award / Grant | 6,000 | $18.38 | $110,280 | 6,000 | Jan 23, 2019 |
| KAY JACQUELINE B | EVP | Award / Grant | 6,000 | $18.38 | $110,280 | 6,000 | Jan 23, 2019 |
| Chang Peter M | — | Option Exercise | 21,526 | $9.29 | $199,977 | 62,539 | Nov 9, 2018 |
| LIN CHUANG I | — | Option Exercise | 10,763 | $9.29 | $99,988 | 10,763 | Nov 6, 2018 |
| Mach Wilson | EVP | Purchase | 1,000 | $21.52 | $21,520 | 1,000 | Nov 6, 2018 |
| Thian Yee Phong | President/CEO | Option Exercise | 103,537 | $9.29 | $961,859 | 220,629 | Nov 1, 2018 |
| Thian Yee Phong | President/CEO | Option Exercise | 103,537 | $9.29 | $961,859 | 220,629 | Nov 1, 2018 |
| Thian Yee Phong | President/CEO | Option Exercise | 103,537 | $9.29 | $961,859 | 435,114 | Nov 1, 2018 |
| Huang Pei Chin | — | Option Exercise | 10,250 | $13.21 | $135,403 | 334,204 | Oct 25, 2018 |
| Thian Fui Ming | — | Option Exercise | 10,763 | $9.29 | $99,988 | 51,776 | Oct 25, 2018 |
| Yeh Jeffrey | EVP | Option Exercise | 4,036 | $11.15 | $45,001 | 4,036 | Sep 26, 2018 |
| Thian Yee Phong | President/CEO | Option Exercise | 150,000 | $9.29 | $1,393,500 | 481,577 | Aug 31, 2018 |
| Thian Yee Phong | President/CEO | Option Exercise | 150,000 | $9.29 | $1,393,500 | 324,166 | Aug 31, 2018 |
| Thian Yee Phong | President/CEO | Option Exercise | 150,000 | $28.70 | $4,305,000 | 331,577 | Aug 31, 2018 |
| Huang Pei Chin | — | Option Exercise | 10,763 | $11.15 | $120,007 | 313,191 | Aug 16, 2018 |
| Kao Ruey Chyr | — | Option Exercise | 10,763 | $9.29 | $99,988 | 62,539 | Aug 14, 2018 |
| Huang Tsu Te | EVP | Sale | 4,000 | $29.27 | $117,080 | 207,251 | Jun 4, 2018 |
| Huang Tsu Te | EVP | Sale | 4,000 | $29.27 | $117,080 | 215,251 | Jun 4, 2018 |
| Huang Tsu Te | EVP | Option Exercise | 4,000 | $11.15 | $44,600 | — | Jun 4, 2018 |
| Thian Yee Phong | President/CEO | Option Exercise | 150,000 | $9.29 | $1,393,500 | 474,166 | May 31, 2018 |
| Thian Yee Phong | President/CEO | Option Exercise | 150,000 | $9.29 | $1,393,500 | 481,577 | May 31, 2018 |
| Liu Vincent | EVP | Option Exercise | 13,000 | $11.15 | $144,950 | 94,172 | May 25, 2018 |
| Liu Vincent | EVP | Option Exercise | 6,199 | $27.28 | $169,109 | 65,270 | May 22, 2018 |
| Liu Vincent | EVP | Sale | 2,000 | $27.80 | $55,600 | 65,469 | May 11, 2018 |
| Liu Vincent | EVP | Option Exercise | 6,199 | $9.29 | $57,589 | 85,757 | May 9, 2018 |
| Pang Simon | EVP | Option Exercise | 35,000 | $11.15 | $390,250 | 59,754 | May 4, 2018 |
| Pang Simon | EVP | Option Exercise | 5,000 | $27.54 | $137,700 | 54,754 | May 4, 2018 |
| Liu Vincent | EVP | Sale | 2,000 | $27.90 | $55,800 | 88,884 | May 2, 2018 |
| Koo Chie-Min Christopher | — | Option Exercise | 10,763 | $9.29 | $99,988 | 62,539 | Apr 27, 2018 |
| Huang Pei Chin | — | Option Exercise | 10,763 | $9.29 | $99,988 | 291,665 | Apr 27, 2018 |
| Liu Vincent | EVP | Option Exercise | 13,906 | $11.15 | $155,052 | 79,558 | Apr 5, 2018 |
| Huang Tsu Te | EVP | Option Exercise | 6,458 | $9.29 | $59,995 | 221,488 | Mar 9, 2018 |
| Lin Ko-Yen | — | Option Exercise | 10,763 | $23.00 | $247,549 | 84,052 | Mar 6, 2018 |
| Liu Vincent | EVP | Option Exercise | 12,288 | $9.29 | $114,156 | 127,277 | Mar 6, 2018 |
| Lin Ko-Yen | — | Option Exercise | 10,763 | $9.29 | $99,988 | 62,539 | Mar 6, 2018 |
| Huang Pei Chin | — | Option Exercise | 10,763 | $23.00 | $247,549 | 280,902 | Mar 1, 2018 |
| Liu Vincent | EVP | Option Exercise | 107,900 | $9.29 | $1,002,391 | 161,264 | Feb 16, 2018 |
| Pang Simon | EVP | Option Exercise | 110,287 | $9.29 | $1,024,566 | 135,041 | Feb 16, 2018 |
| Pang Simon | EVP | Option Exercise | 110,287 | $9.29 | $1,024,566 | 135,041 | Feb 16, 2018 |
| Liu Vincent | EVP | Option Exercise | 107,900 | $9.29 | $1,002,391 | 139,565 | Feb 16, 2018 |