First Foundation Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| PAGLIARINI ELIZABETH A. | — | Purchase | 5,610 | $4.35 | $24,403 | 18,205 | May 8, 2023 |
| Rubin Diane M. | — | Purchase | 2,000 | $4.65 | $9,300 | 16,111 | May 5, 2023 |
| SONENSHINE JACOB | — | Purchase | 3,000 | $4.25 | $12,750 | 90,161 | May 4, 2023 |
| Lake David G. | — | Purchase | 1,000 | $4.22 | $4,220 | 133,801 | May 4, 2023 |
| BRIGGS MAX | — | Purchase | 10,000 | $4.69 | $46,900 | 46,072 | May 3, 2023 |
| Naghibi Christopher M. | Chief Operating Officer | Purchase | 155 | $9.62 | $1,491 | 5,373 | Mar 14, 2023 |
| KAVANAUGH SCOTT F | Chief Executive Officer | Purchase | 2,000 | $9.61 | $19,220 | 104,756 | Mar 14, 2023 |
| HAKOPIAN JOHN | President, FFA | Sale | 56,143 | $9.34 | $524,376 | 650,699 | Mar 13, 2023 |
| Naghibi Christopher M. | Chief Operating Officer | Option Exercise | 1,393 | $15.07 | $20,993 | 5,699 | Feb 28, 2023 |
| Nuno Hugo J. | Chief Banking Officer | Tax Withholding | 388 | $15.07 | $5,847 | 11,595 | Feb 28, 2023 |
| HAKOPIAN JOHN | President, FFA | Tax Withholding | 158 | $15.07 | $2,381 | 35,524 | Feb 28, 2023 |
| KELLER ULRICH E. JR | Chairman | Option Exercise | 854 | $15.07 | $12,870 | 20,854 | Feb 28, 2023 |
| KAVANAUGH SCOTT F | Chief Executive Officer | Tax Withholding | 4,510 | $15.07 | $67,966 | 102,756 | Feb 28, 2023 |
| Djou Amy | Chief Financial Officer | Sale | 3,172 | $15.15 | $48,061 | — | Feb 28, 2023 |
| Naghibi Christopher M. | Chief Operating Officer | Tax Withholding | 242 | $15.05 | $3,642 | 4,306 | Feb 23, 2023 |
| KELLER ULRICH E. JR | Chairman | Tax Withholding | 168 | $15.05 | $2,528 | 20,318 | Feb 23, 2023 |
| HAKOPIAN JOHN | President, FFA | Tax Withholding | 74 | $15.00 | $1,110 | 35,031 | Feb 23, 2023 |
| Nuno Hugo J. | Chief Banking Officer | Option Exercise | 557 | $15.00 | $8,355 | 10,659 | Feb 22, 2023 |
| KAVANAUGH SCOTT F | Chief Executive Officer | Option Exercise | 5,183 | $15.05 | $78,004 | 94,506 | Feb 22, 2023 |
| KELLER ULRICH E. JR | Chairman | Sale | 25,000 | $16.36 | $409,000 | 1,263,014 | Feb 2, 2023 |
| Lake David G. | — | Award / Grant | 4,721 | — | — | 127,801 | Jan 10, 2023 |
| ROSENBERG MITCHELL M. | — | Award / Grant | 4,721 | — | — | 4,721 | Jan 10, 2023 |
| SONENSHINE JACOB | — | Award / Grant | 4,721 | — | — | 4,721 | Jan 10, 2023 |
| Rubin Diane M. | — | Award / Grant | 5,395 | — | — | 5,395 | Jan 10, 2023 |
| PAGLIARINI ELIZABETH A. | — | Award / Grant | 4,721 | — | — | 4,721 | Jan 10, 2023 |
| TICE GARY L | — | Award / Grant | 4,721 | — | — | 207,049 | Jan 10, 2023 |
| BRIGGS MAX | — | Award / Grant | 5,395 | — | — | 13,905 | Jan 10, 2023 |
| Djou Amy | Chief Financial Officer | Option Exercise | 333 | $13.70 | $4,562 | 333 | Nov 29, 2022 |
| ROSENBERG MITCHELL M. | — | Option Exercise | 1,328 | $13.70 | $18,194 | 61,329 | Nov 29, 2022 |
| SONENSHINE JACOB | — | Option Exercise | 1,328 | $13.70 | $18,194 | 82,161 | Nov 29, 2022 |
| Rubin Diane M. | — | Option Exercise | 1,518 | $13.70 | $20,797 | 14,111 | Nov 29, 2022 |
| TICE GARY L | — | Option Exercise | 1,328 | $13.70 | $18,194 | 202,328 | Nov 29, 2022 |
| BRIGGS MAX | — | Option Exercise | 1,518 | $13.70 | $20,797 | 36,072 | Nov 29, 2022 |
| PAGLIARINI ELIZABETH A. | — | Option Exercise | 1,328 | $13.70 | $18,194 | 12,595 | Nov 29, 2022 |
| Lake David G. | — | Option Exercise | 1,328 | $13.70 | $18,194 | 123,080 | Nov 29, 2022 |
| KAVANAUGH SCOTT F | Chief Executive Officer | Purchase | 7,200 | $13.84 | $99,648 | 1,291,529 | Nov 29, 2022 |
| PAGLIARINI ELIZABETH A. | — | Purchase | 3,012 | $13.71 | $41,295 | 7,143 | Nov 28, 2022 |
| Thompson Kevin L | Chief Financial Officer | Tax Withholding | 345 | $22.00 | $7,590 | 3,000 | Jun 8, 2022 |
| SONENSHINE JACOB | — | Option Exercise | 1,328 | — | — | 80,833 | May 24, 2022 |
| BRIGGS MAX | — | Option Exercise | 1,517 | — | — | 34,556 | May 24, 2022 |
| TICE GARY L | — | Option Exercise | 1,328 | — | — | 201,000 | May 24, 2022 |
| PAGLIARINI ELIZABETH A. | — | Option Exercise | 1,328 | — | — | 11,267 | May 24, 2022 |
| Rubin Diane M. | — | Option Exercise | 1,517 | — | — | 12,593 | May 24, 2022 |
| ROSENBERG MITCHELL M. | — | Option Exercise | 1,328 | — | — | 60,001 | May 24, 2022 |
| Lake David G. | — | Option Exercise | 1,328 | — | — | 121,752 | May 24, 2022 |
| PAGLIARINI ELIZABETH A. | — | Purchase | 1,000 | $22.39 | $22,390 | 1,672 | Apr 29, 2022 |
| KELLER ULRICH E. JR | Chairman | Tax Withholding | 234 | $26.55 | $6,213 | 21,740 | Feb 25, 2022 |
| HAKOPIAN JOHN | President, FFA | Option Exercise | 482 | — | — | 34,658 | Feb 25, 2022 |
| Lawrence Lindsay A. | Chief Operating Officer | Option Exercise | 2,782 | — | — | 9,487 | Feb 25, 2022 |
| DePillo David S | President | Tax Withholding | 1,597 | $26.55 | $42,400 | 14,586 | Feb 25, 2022 |