First Foundation Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| BRIGGS MAX | — | Award / Grant | 630 | — | — | 16,552 | Apr 27, 2016 |
| SONENSHINE JACOB | — | Award / Grant | 630 | — | — | 24,850 | Apr 27, 2016 |
| ROSENBERG MITCHELL M. | — | Award / Grant | 630 | — | — | 18,350 | Apr 27, 2016 |
| LARSEN GERALD L. | — | Award / Grant | 630 | — | — | 11,550 | Apr 27, 2016 |
| FIX WARREN D | — | Award / Grant | 630 | — | — | 30,250 | Apr 27, 2016 |
| COLLINS VICTORIA | — | Award / Grant | 630 | — | — | 353,459 | Apr 27, 2016 |
| BRAKKE JAMES G | — | Award / Grant | 630 | — | — | 47,410 | Apr 27, 2016 |
| COLLINS VICTORIA | — | Sale | 5,000 | $22.35 | $111,750 | 352,829 | Apr 1, 2016 |
| COLLINS VICTORIA | — | Sale | 5,000 | $22.41 | $112,050 | 357,829 | Mar 23, 2016 |
| KAVANAUGH SCOTT F | Chief Executive Officer | Award / Grant | 1,545 | — | — | 396,012 | Jan 26, 2016 |
| MICHEL JOHN | Chief Financial Officer | Award / Grant | 755 | — | — | 17,755 | Jan 26, 2016 |
| SONENSHINE JACOB | — | Award / Grant | 519 | — | — | 24,220 | Dec 30, 2015 |
| BRIGGS MAX | — | Award / Grant | 519 | — | — | 15,922 | Dec 30, 2015 |
| FIX WARREN D | — | Award / Grant | 519 | — | — | 29,620 | Dec 30, 2015 |
| LARSEN GERALD L. | — | Award / Grant | 519 | — | — | 10,920 | Dec 30, 2015 |
| ROSENBERG MITCHELL M. | — | Award / Grant | 519 | — | — | 15,220 | Dec 30, 2015 |
| COLLINS VICTORIA | — | Award / Grant | 519 | — | — | 362,829 | Dec 30, 2015 |
| BRAKKE JAMES G | — | Award / Grant | 519 | — | — | 46,780 | Dec 30, 2015 |
| BRAKKE JAMES G | — | Purchase | 1,668 | $21.11 | $35,211 | 46,261 | Sep 9, 2015 |
| HAKOPIAN JOHN | President, FFA | Purchase | 1,600 | $19.25 | $30,800 | 16,600 | Aug 12, 2015 |
| FIX WARREN D | — | Purchase | 25,000 | $19.25 | $481,250 | 36,617 | Aug 12, 2015 |
| KAVANAUGH SCOTT F | Chief Executive Officer | Purchase | 30,000 | $19.25 | $577,500 | 394,467 | Aug 12, 2015 |
| DEPILLO DAVID S | President FFB | Purchase | 72,750 | $19.25 | $1,400,438 | 344,785 | Aug 12, 2015 |
| ROSENBERG MITCHELL M. | — | Purchase | 5,000 | $19.25 | $96,250 | 14,701 | Aug 12, 2015 |
| ROSENBERG MITCHELL M. | — | Other | 2,500 | — | — | 2,500 | Jun 16, 2015 |
| FIX WARREN D | — | Purchase | 950 | $18.95 | $18,003 | 11,617 | Jun 12, 2015 |
| ROSENBERG MITCHELL M. | — | Other | 9,000 | — | — | 9,701 | Jun 5, 2015 |
| FIX WARREN D | — | Purchase | 900 | $18.95 | $17,055 | 29,101 | Jun 1, 2015 |
| FIX WARREN D | — | Purchase | 1,000 | $18.92 | $18,920 | 28,201 | May 27, 2015 |
| DEPILLO DAVID S | President FFB | Purchase | 272,035 | $18.38 | $5,000,003 | 272,035 | May 27, 2015 |
| FIX WARREN D | — | Purchase | 500 | $18.90 | $9,450 | 27,201 | May 12, 2015 |
| BRAKKE JAMES G | — | Purchase | 1,500 | $17.94 | $26,910 | 43,892 | Apr 25, 2015 |
| COLLINS VICTORIA | — | Gift | 5,600 | — | — | 361,609 | Mar 27, 2015 |
| KAVANAUGH SCOTT F | Chief Executive Officer | Purchase | 20,000 | $18.10 | $362,000 | 364,467 | Mar 13, 2015 |
| COLLINS VICTORIA | — | Sale | 20,000 | $18.10 | $362,000 | 367,209 | Mar 13, 2015 |
| BRIGGS MAX | — | Other | 35 | — | — | 555 | Mar 5, 2015 |
| KAVANAUGH SCOTT F | Chief Executive Officer | Purchase | 100 | $17.96 | $1,796 | 344,467 | Feb 27, 2015 |
| BRAKKE JAMES G | — | Purchase | 1,500 | $17.94 | $26,910 | 43,892 | Feb 25, 2015 |
| HAKOPIAN JOHN | President, FFA | Purchase | 2,000 | $18.00 | $36,000 | 2,000 | Feb 5, 2015 |
| FIX WARREN D | — | Purchase | 500 | $18.10 | $9,050 | 10,667 | Dec 23, 2014 |
| FIX WARREN D | — | Purchase | 500 | $18.80 | $9,400 | 21,000 | Dec 12, 2014 |
| FIX WARREN D | — | Purchase | 500 | $18.50 | $9,250 | 10,167 | Dec 9, 2014 |
| KAVANAUGH SCOTT F | Chief Executive Officer | Purchase | 5,800 | $18.50 | $107,300 | 344,367 | Dec 9, 2014 |
| BRAKKE JAMES G | — | Purchase | 1,075 | $18.93 | $20,350 | 1,075 | Dec 4, 2014 |
| FIX WARREN D | — | Purchase | 500 | $18.80 | $9,400 | 9,667 | Dec 2, 2014 |
| BRAKKE JAMES G | — | Purchase | 2,700 | $18.56 | $50,112 | 41,317 | Dec 1, 2014 |
| KAVANAUGH SCOTT F | Chief Executive Officer | Purchase | 2,900 | $18.50 | $53,650 | 338,567 | Dec 1, 2014 |