First Foundation Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Britton James | Chief Financial Officer | Tax Withholding | 7,648 | $5.45 | $41,682 | 62,009 | Oct 23, 2025 |
| HAKOPIAN JOHN | President, FFA | Tax Withholding | 12,746 | $5.45 | $69,466 | 83,309 | Oct 23, 2025 |
| Britton James | Chief Financial Officer | Tax Withholding | 974 | $5.95 | $5,795 | 69,657 | Aug 29, 2025 |
| LAGOMARSINO SIMONE | President | Award / Grant | 33,784 | — | — | 52,581 | Aug 26, 2025 |
| MACKOVAK BENJAMIN | — | Award / Grant | 13,308 | — | — | 13,308 | May 29, 2025 |
| SONENSHINE JACOB | — | Award / Grant | 15,210 | — | — | 23,863 | May 29, 2025 |
| ROSENBERG MITCHELL M. | — | Award / Grant | 13,308 | — | — | 21,961 | May 29, 2025 |
| Parker C. Allen | — | Award / Grant | 13,308 | — | — | 13,308 | May 29, 2025 |
| Edelson Sam | — | Award / Grant | 13,308 | — | — | 13,308 | May 29, 2025 |
| BRIGGS MAX | — | Award / Grant | 15,210 | — | — | 39,004 | May 29, 2025 |
| PAGLIARINI ELIZABETH A. | — | Award / Grant | 13,308 | — | — | 21,961 | May 29, 2025 |
| HAKOPIAN JOHN | President, FFA | Tax Withholding | 193 | $5.09 | $982 | 96,055 | Feb 28, 2025 |
| Naghibi Christopher M. | Chief Operating Officer | Option Exercise | 1,394 | $5.09 | $7,095 | 72,409 | Feb 28, 2025 |
| Nuno Hugo J. | Chief Banking Officer | Tax Withholding | 462 | $5.09 | $2,352 | 73,661 | Feb 28, 2025 |
| HAKOPIAN JOHN | President, FFA | Award / Grant | 7,049 | — | — | 95,595 | Feb 18, 2025 |
| Nuno Hugo J. | Chief Banking Officer | Award / Grant | 28,195 | — | — | 72,998 | Feb 18, 2025 |
| LAGOMARSINO SIMONE | President, FFB | Award / Grant | 18,797 | — | — | 18,797 | Feb 18, 2025 |
| Naghibi Christopher M. | Chief Operating Officer | Award / Grant | 28,195 | — | — | 71,015 | Feb 18, 2025 |
| Britton James | Chief Financial Officer | Award / Grant | 28,195 | — | — | 62,631 | Feb 18, 2025 |
| SHAFER THOMAS C | Chief Executive Officer | Award / Grant | 500,000 | — | — | 500,000 | Nov 21, 2024 |
| HAKOPIAN JOHN | President, FFA | Award / Grant | 52,349 | — | — | 88,546 | Oct 23, 2024 |
| Nuno Hugo J. | Chief Banking Officer | Award / Grant | 32,215 | — | — | 44,803 | Oct 23, 2024 |
| KAVANAUGH SCOTT F | Chief Executive Officer | Award / Grant | 57,047 | — | — | 174,330 | Oct 23, 2024 |
| Britton James | Chief Financial Officer | Award / Grant | 31,410 | — | — | 34,436 | Oct 23, 2024 |
| Naghibi Christopher M. | Chief Operating Officer | Award / Grant | 36,242 | — | — | 42,819 | Oct 23, 2024 |
| MACKOVAK BENJAMIN | — | C | 3,870,000 | — | — | 6,768,343 | Oct 2, 2024 |
| Britton James | Chief Financial Officer | Tax Withholding | 974 | $6.94 | $6,760 | 3,026 | Aug 29, 2024 |
| Nuno Hugo J. | Chief Banking Officer | Tax Withholding | 460 | $7.93 | $3,648 | 12,588 | Feb 29, 2024 |
| Naghibi Christopher M. | Chief Operating Officer | Option Exercise | 1,394 | $7.93 | $11,054 | 7,148 | Feb 29, 2024 |
| HAKOPIAN JOHN | President, FFA | Option Exercise | 652 | $7.93 | $5,170 | 36,390 | Feb 29, 2024 |
| KAVANAUGH SCOTT F | Chief Executive Officer | Option Exercise | 11,462 | $7.93 | $90,894 | 120,088 | Feb 29, 2024 |
| KELLER ULRICH E. JR | Chairman | Option Exercise | 854 | $7.93 | $6,772 | 21,675 | Feb 29, 2024 |
| KELLER ULRICH E. JR | Chairman | Sale | 25,000 | $8.16 | $204,000 | 1,230,622 | Feb 29, 2024 |
| HAKOPIAN JOHN | President, FFA | Tax Withholding | 90 | $7.88 | $709 | 35,738 | Feb 22, 2024 |
| KAVANAUGH SCOTT F | Chief Executive Officer | Tax Withholding | 1,631 | $7.88 | $12,852 | 108,626 | Feb 22, 2024 |
| KELLER ULRICH E. JR | Chairman | Option Exercise | 443 | $7.88 | $3,491 | 21,002 | Feb 22, 2024 |
| Nuno Hugo J. | Chief Banking Officer | Option Exercise | 557 | $7.88 | $4,389 | 12,152 | Feb 22, 2024 |
| Naghibi Christopher M. | Chief Operating Officer | Option Exercise | 645 | $7.88 | $5,083 | 6,018 | Feb 22, 2024 |
| SONENSHINE JACOB | — | Award / Grant | 8,653 | — | — | 8,653 | Feb 20, 2024 |
| ROSENBERG MITCHELL M. | — | Award / Grant | 8,653 | — | — | 8,653 | Feb 20, 2024 |
| Vazquez Gabriel V. | — | Award / Grant | 8,653 | — | — | 20,532 | Feb 20, 2024 |
| Rubin Diane M. | — | Award / Grant | 9,889 | — | — | 9,889 | Feb 20, 2024 |
| PAGLIARINI ELIZABETH A. | — | Award / Grant | 8,653 | — | — | 8,653 | Feb 20, 2024 |
| BRIGGS MAX | — | Award / Grant | 9,889 | — | — | 23,794 | Feb 20, 2024 |
| Lake David G. | — | Award / Grant | 8,653 | — | — | 146,454 | Feb 20, 2024 |
| KELLER ULRICH E. JR | Chairman | Sale | 30,000 | $8.90 | $267,000 | 215,000 | Dec 15, 2023 |
| KELLER ULRICH E. JR | Chairman | Gift | 8,000 | — | — | 1,255,622 | Dec 5, 2023 |
| Vazquez Gabriel V. | — | Award / Grant | 11,879 | — | — | 11,879 | May 25, 2023 |
| Lake David G. | — | Purchase | 2,000 | $3.99 | $7,980 | 137,801 | May 11, 2023 |
| Lake David G. | — | Purchase | 2,000 | $4.19 | $8,380 | 135,801 | May 9, 2023 |