Brookfield Oaktree Holdings, LLC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Perry Mansco III | — | Sale | 1,000 | $21.65 | $21,650 | — | Jun 5, 2024 |
| Perry Mansco III | — | Purchase | 1,000 | $20.70 | $20,700 | 1,000 | Nov 21, 2023 |
| GILBERT STEVEN J | — | Purchase | 15,000 | $23.74 | $356,100 | 19,211 | Jun 14, 2022 |
| GILBERT STEVEN J | — | Purchase | 4,211 | $27.21 | $114,581 | 4,211 | Nov 12, 2019 |
| WINTROB JAY S | Chief Executive Officer | Disposition | 51,051 | — | — | 122,936 | Sep 30, 2019 |
| WHITTINGTON MARNA C | — | Disposition | 15,707 | — | — | 5,804 | Sep 30, 2019 |
| GILBERT STEVEN J | — | Disposition | 2,010 | — | — | 5,347 | Sep 30, 2019 |
| STONE SHELDON M | Principal | Disposition | 101,009 | — | — | — | Sep 30, 2019 |
| KARSH BRUCE A | See Remarks | Disposition | 13,000 | — | — | — | Sep 30, 2019 |
| DENHAM ROBERT E | — | Disposition | 29,361 | — | — | — | Sep 30, 2019 |
| PIERSON WAYNE G | — | Disposition | 11,170 | — | — | — | Sep 30, 2019 |
| Keele Larry W | — | Disposition | 8,656 | — | — | — | Sep 30, 2019 |
| Levin Daniel D | See Remarks | Disposition | 91,773 | — | — | — | Sep 30, 2019 |
| Frank John | Vice Chairman | Disposition | 41,667 | — | — | — | Sep 30, 2019 |
| Molz Todd E | See Remarks | Disposition | 87,049 | — | — | — | Sep 30, 2019 |
| MARKS HOWARD S | Co-Chairman | Disposition | 101,826 | — | — | — | Sep 30, 2019 |
| MASSON DAVID RICHARD | — | Disposition | 9,284 | — | — | 5,804 | Sep 30, 2019 |
| WINTROB JAY S | Chief Executive Officer | Award / Grant | 16,013 | — | — | 173,987 | Sep 26, 2019 |
| GILBERT STEVEN J | — | Purchase | 10,000 | $26.66 | $266,600 | 10,000 | Aug 7, 2019 |
| WINTROB JAY S | Chief Executive Officer | Tax Withholding | 3,821 | — | — | 157,974 | Aug 1, 2019 |
| KARSH BRUCE A | See Remarks | Gift | 200,000 | — | — | 101,826 | Jul 30, 2019 |
| KARSH BRUCE A | See Remarks | Option Exercise | 1,000,000 | — | — | 1,101,826 | May 16, 2019 |
| Molz Todd E | See Remarks | Gift | 10,000 | — | — | 119,203 | May 15, 2019 |
| STONE SHELDON M | Principal | Gift | 600,000 | — | — | 101,009 | May 15, 2019 |
| Frank John | Vice Chairman | Option Exercise | 100,000 | — | — | 141,667 | May 15, 2019 |
| MARKS HOWARD S | Co-Chairman | Gift | 612,244 | — | — | 101,826 | May 15, 2019 |
| WINTROB JAY S | Chief Executive Officer | Award / Grant | 43,379 | — | — | 161,795 | Mar 28, 2019 |
| Levin Daniel D | See Remarks | Award / Grant | 23,705 | — | — | 135,700 | Mar 28, 2019 |
| MASSON DAVID RICHARD | — | Award / Grant | 2,388 | — | — | 15,088 | Mar 28, 2019 |
| WHITTINGTON MARNA C | — | Award / Grant | 2,388 | — | — | 21,511 | Mar 28, 2019 |
| GILBERT STEVEN J | — | Award / Grant | 2,388 | — | — | 7,357 | Mar 28, 2019 |
| PIERSON WAYNE G | — | Award / Grant | 2,388 | — | — | 11,170 | Mar 28, 2019 |
| Molz Todd E | See Remarks | Award / Grant | 23,885 | — | — | 119,203 | Mar 28, 2019 |
| DENHAM ROBERT E | — | Award / Grant | 2,388 | — | — | 29,361 | Mar 28, 2019 |
| STONE SHELDON M | Principal | Option Exercise | 250,000 | — | — | 351,009 | Aug 9, 2018 |
| MARKS HOWARD S | Co-Chairman | Gift | 12,080 | — | — | 111,490 | Aug 9, 2018 |
| Keele Larry W | — | Sale | 8,333 | $41.40 | $344,986 | 8,656 | Aug 9, 2018 |
| WINTROB JAY S | Chief Executive Officer | Award / Grant | 328 | — | — | 118,416 | Aug 8, 2018 |
| WINTROB JAY S | Chief Executive Officer | Tax Withholding | 3,713 | — | — | 118,088 | Aug 1, 2018 |
| Molz Todd E | See Remarks | Sale | 16,316 | $41.30 | $673,851 | 95,318 | Jun 5, 2018 |
| Keele Larry W | — | Sale | 2,348 | $40.00 | $93,920 | 16,989 | May 24, 2018 |
| Keele Larry W | — | Sale | 12,340 | $40.01 | $493,723 | 43,415 | May 22, 2018 |
| Keele Larry W | — | Sale | 2,900 | $40.08 | $116,232 | 55,755 | May 14, 2018 |
| WHITTINGTON MARNA C | — | Award / Grant | 2,301 | — | — | 19,123 | Mar 28, 2018 |
| MASSON DAVID RICHARD | — | Award / Grant | 2,301 | — | — | 12,700 | Mar 28, 2018 |
| PIERSON WAYNE G | — | Award / Grant | 2,301 | — | — | 8,782 | Mar 28, 2018 |
| Levin Daniel D | See Remarks | Award / Grant | 41,986 | — | — | 111,995 | Mar 28, 2018 |
| WINTROB JAY S | Chief Executive Officer | Award / Grant | 28,305 | — | — | 121,801 | Mar 28, 2018 |
| DENHAM ROBERT E | — | Award / Grant | 2,301 | — | — | 26,973 | Mar 28, 2018 |
| Molz Todd E | See Remarks | Award / Grant | 23,006 | — | — | 111,634 | Mar 28, 2018 |