Brookfield Oaktree Holdings, LLC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Molz Todd E | See Remarks | Sale | 8,200 | $48.21 | $395,322 | 85,100 | Mar 9, 2016 |
| Frank John | Vice Chairman | Sale | 8,333 | $48.13 | $401,067 | 91,852 | Mar 8, 2016 |
| Gentile Susan | See Remarks | Tax Withholding | 1,289 | $45.79 | $59,023 | 12,434 | Mar 1, 2016 |
| Molz Todd E | See Remarks | Tax Withholding | 4,596 | $45.79 | $210,451 | 93,300 | Mar 1, 2016 |
| KIRCHHEIMER DAVID M | See Remarks | Sale | 2,333 | $45.35 | $105,802 | 91,803 | Feb 18, 2016 |
| KIRCHHEIMER DAVID M | See Remarks | Sale | 6,000 | $45.25 | $271,500 | 94,136 | Feb 11, 2016 |
| Keele Larry W | — | Sale | 8,333 | $45.25 | $377,068 | 91,989 | Feb 11, 2016 |
| Molz Todd E | See Remarks | Sale | 100 | $45.25 | $4,525 | 97,896 | Feb 11, 2016 |
| Molz Todd E | See Remarks | Tax Withholding | 2,015 | $47.72 | $96,156 | 97,996 | Jan 1, 2016 |
| WHITTINGTON MARNA C | — | Purchase | 2,000 | $48.98 | $97,960 | 12,326 | Nov 30, 2015 |
| MARKS HOWARD S | Co-Chairman | Option Exercise | 119,617 | — | — | 221,443 | Nov 20, 2015 |
| STONE SHELDON M | Principal | Gift | 150,000 | — | — | 101,009 | Nov 19, 2015 |
| KAPLAN STEPHEN A | Principal | Gift | 15,000 | — | — | 100,181 | Nov 19, 2015 |
| Gentile Susan | See Remarks | Option Exercise | 13,723 | — | — | 13,723 | Nov 16, 2015 |
| Ford B James | Managing Director | Option Exercise | 100,000 | — | — | 100,120 | Nov 16, 2015 |
| GRAVES SCOTT L | Managing Director | Option Exercise | 100,000 | — | — | 100,072 | Nov 16, 2015 |
| KIRCHHEIMER DAVID M | See Remarks | Option Exercise | 100,000 | — | — | 100,136 | Nov 16, 2015 |
| Keele Larry W | — | Option Exercise | 100,000 | — | — | 100,322 | Nov 16, 2015 |
| STONE SHELDON M | Principal | Option Exercise | 100,000 | — | — | 101,009 | Nov 16, 2015 |
| MARKS HOWARD S | Co-Chairman | Option Exercise | 100,000 | — | — | 101,826 | Nov 16, 2015 |
| Molz Todd E | See Remarks | Option Exercise | 100,000 | — | — | 100,011 | Nov 16, 2015 |
| KARSH BRUCE A | See Remarks | Disposition | 12,998,725 | — | — | 92,292,013 | Nov 16, 2015 |
| KRAMER CALEB S | Managing Director | Option Exercise | 100,000 | — | — | 100,079 | Nov 16, 2015 |
| KAPLAN STEPHEN A | Principal | Option Exercise | 100,000 | — | — | 100,181 | Nov 16, 2015 |
| Frank John | Vice Chairman | Option Exercise | 100,000 | — | — | 100,185 | Nov 16, 2015 |
| MASSON DAVID RICHARD | — | Option Exercise | 100,000 | — | — | 106,416 | Nov 16, 2015 |
| KARSH BRUCE A | See Remarks | Gift | 300,000 | — | — | 1,826 | Sep 10, 2015 |
| MARKS HOWARD S | Co-Chairman | Disposition | 600,000 | — | — | 105,310,421 | Mar 11, 2015 |
| KARSH BRUCE A | See Remarks | Disposition | 600,000 | — | — | 105,310,421 | Mar 11, 2015 |
| MARKS HOWARD S | Co-Chairman | Disposition | 4,000,000 | — | — | 105,910,421 | Mar 6, 2015 |
| KARSH BRUCE A | See Remarks | Disposition | 4,000,000 | — | — | 105,910,421 | Mar 6, 2015 |
| MASSON DAVID RICHARD | — | Award / Grant | 1,985 | — | — | 6,416 | Feb 17, 2015 |
| DENHAM ROBERT E | — | Award / Grant | 1,985 | — | — | 20,176 | Feb 17, 2015 |
| PIERSON WAYNE G | — | Award / Grant | 1,985 | — | — | 1,985 | Feb 17, 2015 |
| WHITTINGTON MARNA C | — | Award / Grant | 1,985 | — | — | 10,326 | Feb 17, 2015 |
| STONE SHELDON M | Principal | Option Exercise | 100,000 | — | — | 101,009 | Nov 19, 2014 |
| Ford B James | Managing Director | Option Exercise | 20,000 | — | — | 20,120 | Nov 19, 2014 |
| Molz Todd E | See Remarks | Option Exercise | 5,000 | — | — | 5,011 | Nov 19, 2014 |
| Frank John | Vice Chairman | Gift | 10,000 | — | — | 185 | Nov 18, 2014 |
| KIRCHHEIMER DAVID M | See Remarks | Gift | 18,000 | — | — | 136 | Nov 18, 2014 |
| MARKS HOWARD S | Chairman and Principal | Disposition | 5,000,000 | — | — | 109,205,050 | Mar 10, 2014 |
| KARSH BRUCE A | See Remarks | Disposition | 5,000,000 | — | — | 109,205,050 | Mar 10, 2014 |
| WHITTINGTON MARNA C | — | Award / Grant | 1,791 | — | — | 8,341 | Jan 24, 2014 |
| MASSON DAVID RICHARD | — | Award / Grant | 1,791 | — | — | 4,431 | Jan 24, 2014 |
| WINTROB JAY S | — | Award / Grant | 1,791 | — | — | 6,191 | Jan 24, 2014 |
| DENHAM ROBERT E | — | Award / Grant | 1,791 | — | — | 18,191 | Jan 24, 2014 |
| CLAYTON KEVIN L | Principal | Option Exercise | 19,305 | — | — | 19,580 | Nov 21, 2013 |
| KAPLAN STEPHEN A | Principal | Gift | 10,000 | — | — | 181 | Nov 20, 2013 |
| Ford B James | Managing Director | Gift | 20,000 | — | — | 120 | Nov 20, 2013 |
| STONE SHELDON M | Principal | Gift | 150,000 | — | — | 1,009 | Nov 20, 2013 |