Brookfield Oaktree Holdings, LLC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| GILBERT STEVEN J | — | Award / Grant | 2,301 | — | — | 4,969 | Mar 28, 2018 |
| WINTROB JAY S | Chief Executive Officer | Tax Withholding | 5,583 | — | — | 93,496 | Feb 15, 2018 |
| Molz Todd E | See Remarks | Tax Withholding | 8,037 | — | — | 88,628 | Feb 15, 2018 |
| Gentile Susan | See Remarks | Tax Withholding | 1,893 | — | — | 28,931 | Feb 15, 2018 |
| Levin Daniel D | See Remarks | Tax Withholding | 6,997 | — | — | 70,009 | Feb 15, 2018 |
| MARKS HOWARD S | Co-Chairman | Disposition | 5,000,000 | — | — | 86,682,408 | Feb 12, 2018 |
| KARSH BRUCE A | See Remarks | Disposition | 5,000,000 | — | — | 86,682,408 | Feb 12, 2018 |
| Molz Todd E | See Remarks | Tax Withholding | 2,052 | $42.10 | $86,389 | 96,665 | Jan 1, 2018 |
| MARKS HOWARD S | Co-Chairman | Option Exercise | 125,000 | — | — | 226,826 | Dec 7, 2017 |
| Frank John | Vice Chairman | Option Exercise | 3,250 | — | — | 44,917 | Dec 7, 2017 |
| KARSH BRUCE A | See Remarks | Gift | 500,000 | — | — | 101,826 | Nov 7, 2017 |
| STONE SHELDON M | Principal | Option Exercise | 375,000 | — | — | 476,009 | Aug 18, 2017 |
| Frank John | Vice Chairman | Sale | 16,666 | $46.72 | $778,636 | 41,667 | Aug 18, 2017 |
| WINTROB JAY S | Chief Executive Officer | Award / Grant | 30,513 | — | — | 99,079 | Aug 16, 2017 |
| GILBERT STEVEN J | — | Award / Grant | 2,262 | — | — | 2,668 | Mar 31, 2017 |
| Gentile Susan | See Remarks | Award / Grant | 16,196 | — | — | 32,055 | Mar 31, 2017 |
| MASSON DAVID RICHARD | — | Award / Grant | 2,262 | — | — | 10,399 | Mar 31, 2017 |
| Molz Todd E | See Remarks | Award / Grant | 22,621 | — | — | 98,717 | Mar 31, 2017 |
| WHITTINGTON MARNA C | — | Award / Grant | 2,262 | — | — | 16,822 | Mar 31, 2017 |
| PIERSON WAYNE G | — | Award / Grant | 2,262 | — | — | 6,481 | Mar 31, 2017 |
| WINTROB JAY S | Chief Executive Officer | Award / Grant | 42,653 | — | — | 68,566 | Mar 31, 2017 |
| DENHAM ROBERT E | — | Award / Grant | 2,262 | — | — | 24,672 | Mar 31, 2017 |
| Frank John | Vice Chairman | Sale | 16,852 | $45.11 | $760,194 | 58,333 | Feb 27, 2017 |
| Keele Larry W | — | Sale | 8,334 | $45.34 | $377,864 | 58,655 | Feb 27, 2017 |
| Molz Todd E | See Remarks | Sale | 21,011 | $45.34 | $952,639 | 76,096 | Feb 16, 2017 |
| KIRCHHEIMER DAVID M | See Remarks | Sale | 8,333 | $45.74 | $381,151 | 58,470 | Feb 15, 2017 |
| Gentile Susan | See Remarks | Tax Withholding | 1,893 | — | — | 15,859 | Feb 15, 2017 |
| WINTROB JAY S | Chief Executive Officer | Tax Withholding | 2,215 | — | — | 25,913 | Feb 15, 2017 |
| MARKS HOWARD S | Co-Chairman | Option Exercise | 140,000 | — | — | 241,826 | Feb 13, 2017 |
| Molz Todd E | See Remarks | Tax Withholding | 2,070 | $37.50 | $77,625 | 97,107 | Jan 1, 2017 |
| Molz Todd E | See Remarks | Gift | 2,000 | — | — | 98,717 | Dec 6, 2016 |
| Frank John | Vice Chairman | Gift | 3,000 | — | — | 75,185 | Nov 22, 2016 |
| KAPLAN STEPHEN A | Principal | Option Exercise | 25,000 | — | — | 125,181 | Nov 17, 2016 |
| MARKS HOWARD S | Co-Chairman | Gift | 50,000 | — | — | 101,826 | Nov 17, 2016 |
| Frank John | Vice Chairman | Gift | 7,000 | — | — | 78,185 | Nov 16, 2016 |
| KIRCHHEIMER DAVID M | See Remarks | Sale | 8,333 | $40.90 | $340,820 | 66,667 | Nov 15, 2016 |
| GILBERT STEVEN J | — | Award / Grant | 406 | — | — | 406 | Nov 14, 2016 |
| Keele Larry W | — | Sale | 8,333 | $39.07 | $325,570 | 66,989 | Nov 4, 2016 |
| Keele Larry W | — | Sale | 16,667 | $44.41 | $740,181 | 75,322 | Aug 16, 2016 |
| MARKS HOWARD S | Co-Chairman | Gift | 300,000 | — | — | 101,826 | Aug 16, 2016 |
| Frank John | Vice Chairman | Sale | 14,817 | $45.11 | $668,395 | 75,000 | Aug 5, 2016 |
| KIRCHHEIMER DAVID M | See Remarks | Sale | 14,867 | $45.11 | $670,650 | 75,000 | Aug 5, 2016 |
| DENHAM ROBERT E | — | Award / Grant | 2,234 | — | — | 22,410 | Mar 31, 2016 |
| Gentile Susan | See Remarks | Award / Grant | 5,318 | — | — | 17,752 | Mar 31, 2016 |
| WINTROB JAY S | Chief Executive Officer | Award / Grant | 21,937 | — | — | 28,128 | Mar 31, 2016 |
| MASSON DAVID RICHARD | — | Award / Grant | 2,234 | — | — | 108,650 | Mar 31, 2016 |
| PIERSON WAYNE G | — | Award / Grant | 2,234 | — | — | 4,219 | Mar 31, 2016 |
| WHITTINGTON MARNA C | — | Award / Grant | 2,234 | — | — | 14,560 | Mar 31, 2016 |
| Molz Todd E | See Remarks | Award / Grant | 14,077 | — | — | 99,177 | Mar 31, 2016 |
| MARKS HOWARD S | Co-Chairman | Option Exercise | 110,000 | — | — | 211,826 | Mar 11, 2016 |